0001140361-11-032694.txt : 20110613 0001140361-11-032694.hdr.sgml : 20110613 20110613173552 ACCESSION NUMBER: 0001140361-11-032694 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110228 FILED AS OF DATE: 20110613 DATE AS OF CHANGE: 20110613 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gagerman Melvin CENTRAL INDEX KEY: 0001352385 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17249 FILM NUMBER: 11908969 MAIL ADDRESS: STREET 1: 2335 ALASKA AVENUE CITY: EL SEGUNDO STATE: CA ZIP: 90245 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AURA SYSTEMS INC CENTRAL INDEX KEY: 0000826253 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 954106894 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 2335 ALASKA AVE CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 3106435300 MAIL ADDRESS: STREET 1: 2335 ALASKA AVE CITY: EL SEGUNDO STATE: CA ZIP: 90245 5 1 doc1.xml FORM 5 X0303 5 2011-02-28 0 0 0 0000826253 AURA SYSTEMS INC AUSI.PK 0001352385 Gagerman Melvin 1310 E. GRAND AVE. EL SEGUNDO CA 90245 1 1 0 0 Chief Executive Officer Common Stock 2009-02-28 5 P 0 L 397542 A 397542 I by trust Common Stock 2011-01-31 5 P 0 L 97514 0.55 A 97514 I by Trust Options (right to buy) 0.75 2009-06-15 5 A 0 1400000 A 2009-12-14 2014-06-14 Common Stock 1400000 1400000 D Options (right to buy) 0.75 2010-12-15 5 A 0 50000 A 2011-06-14 2015-12-14 Common Stock 50000 50000 D Options (right to buy) 3.00 2008-12-18 5 A 0 12500 A 2009-06-17 2003-12-17 Common Stock 12500 12500 D Warrants 4.00 2007-03-01 5 P 0 10989 4.00 A 2007-03-01 2012-02-28 Common Stock 10989 10989 I by trust Warrants 2009-10-28 5 P 0 107340 1 A 2009-10-28 2014-10-27 Common Stock 107340 107340 I by trust Convertible Note 0.75 2010-03-12 5 P 0 480000 360000.00 A 2010-09-12 2010-09-12 Common Stock 480000 480000 I by trust Acquired at various times and prices The Securities are held by the Melvin and Normie Gagerman Trust Granted as a corporate incentive $1.25 per share the first twelve (12) months from the date if issuance (Octobe 28, 2009), $1.50 per share from the thirteenth (13th) to the twenty fourth (24th) month from the twenty fifth (25th) to the sixteeth (60th) month from the date of issuance. Melvin Gagerman 2011-06-14