0001140361-11-032694.txt : 20110613
0001140361-11-032694.hdr.sgml : 20110613
20110613173552
ACCESSION NUMBER: 0001140361-11-032694
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110228
FILED AS OF DATE: 20110613
DATE AS OF CHANGE: 20110613
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gagerman Melvin
CENTRAL INDEX KEY: 0001352385
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-17249
FILM NUMBER: 11908969
MAIL ADDRESS:
STREET 1: 2335 ALASKA AVENUE
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AURA SYSTEMS INC
CENTRAL INDEX KEY: 0000826253
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 954106894
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0228
BUSINESS ADDRESS:
STREET 1: 2335 ALASKA AVE
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
BUSINESS PHONE: 3106435300
MAIL ADDRESS:
STREET 1: 2335 ALASKA AVE
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
5
1
doc1.xml
FORM 5
X0303
5
2011-02-28
0
0
0
0000826253
AURA SYSTEMS INC
AUSI.PK
0001352385
Gagerman Melvin
1310 E. GRAND AVE.
EL SEGUNDO
CA
90245
1
1
0
0
Chief Executive Officer
Common Stock
2009-02-28
5
P
0
L
397542
A
397542
I
by trust
Common Stock
2011-01-31
5
P
0
L
97514
0.55
A
97514
I
by Trust
Options (right to buy)
0.75
2009-06-15
5
A
0
1400000
A
2009-12-14
2014-06-14
Common Stock
1400000
1400000
D
Options (right to buy)
0.75
2010-12-15
5
A
0
50000
A
2011-06-14
2015-12-14
Common Stock
50000
50000
D
Options (right to buy)
3.00
2008-12-18
5
A
0
12500
A
2009-06-17
2003-12-17
Common Stock
12500
12500
D
Warrants
4.00
2007-03-01
5
P
0
10989
4.00
A
2007-03-01
2012-02-28
Common Stock
10989
10989
I
by trust
Warrants
2009-10-28
5
P
0
107340
1
A
2009-10-28
2014-10-27
Common Stock
107340
107340
I
by trust
Convertible Note
0.75
2010-03-12
5
P
0
480000
360000.00
A
2010-09-12
2010-09-12
Common Stock
480000
480000
I
by trust
Acquired at various times and prices
The Securities are held by the Melvin and Normie Gagerman Trust
Granted as a corporate incentive
$1.25 per share the first twelve (12) months from the date if issuance (Octobe 28, 2009), $1.50 per share from the thirteenth (13th) to the twenty fourth (24th) month from the twenty fifth (25th) to the sixteeth (60th) month from the date of issuance.
Melvin Gagerman
2011-06-14