FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 01/31/2005 |
3. Issuer Name and Ticker or Trading Symbol
DELL INC [ DELL ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 60,000(1) | D | |
Common Stock | 3,192 | I | Employer 401(k) Plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Nonqualified Stock Options | (2) | 03/20/2008 | Common Stock | 500 | $12.7375 | D | |
Nonqualified Stock Options | (2) | 03/26/2009 | Common Stock | 3,120 | $30.425 | D | |
Nonqualified Stock Options | (2) | 04/19/2009 | Common Stock | 10,136 | $37.2188 | D | |
Nonqualified Stock Options | (2) | 09/23/2009 | Common Stock | 39,565 | $44.6875 | D | |
Nonqualified Stock Options | (2) | 03/24/2010 | Common Stock | 4,768 | $45.9 | D | |
Nonqualified Stock Options | (3) | 08/22/2010 | Common Stock | 60,390 | $37.5938 | D | |
Nonqualified Stock Options | (4) | 08/22/2010 | Common Stock | 60,390 | $37.5938 | D | |
Nonqualified Stock Options | (5) | 02/12/2001 | Common Stock | 24,000 | $22.9375 | D | |
Nonqualified Stock Options | (6) | 06/18/2011 | Common Stock | 140,000 | $24.09 | D | |
Nonqualified Stock Options | (7) | 09/06/2011 | Common Stock | 24,000 | $22.1 | D | |
Nonqualified Stock Options | (8) | 03/07/2012 | Common Stock | 48,000 | $27.64 | D | |
Nonqualified Stock Options | (2) | 03/22/2012 | Common Stock | 728 | $21.388 | D | |
Nonqualified Stock Options | (9) | 09/05/2012 | Common Stock | 36,000 | $25.45 | D | |
Nonqualified Stock Options | (10) | 03/06/2013 | Common Stock | 120,000 | $26.185 | D | |
Nonqualified Stock Options | (11) | 09/04/2013 | Common Stock | 100,000 | $34.24 | D | |
Nonqualified Stock Options | (12) | 03/04/2014 | Common Stock | 100,000 | $32.985 | D | |
Nonqualified Stock Options | (13) | 09/02/2014 | Common Stock | 100,000 | $35.35 | D |
Explanation of Responses: |
1. Represents 60,000 shares of restricted stock vesting as follows: 10,000 shares on 3/6 of 2005 through 2008 and 10,000 shares on 6/18 of 2005 and 2006. |
2. Currently exercisable |
3. Exercisable as follows: 48,312 shares currently exercisable and 12,078 shares on 8/22/2005. |
4. Exercisable as follows: 24,156 shares currently exercisable and 12,078 shares on 8/22 of 2005 through 2007. |
5. Exercisable as follows: 12,000 shares on 2/12 of 2005 and 2006. |
6. Exercisable as follows: 70,000 shares on 6/18 of 2005 and 2006. |
7. Exercisable as follows: 12,000 shares on 9/6 of 2005 and 2006. |
8. Exercisable as follows: 12,000 shares currently exercisable and 12,000 shares on 3/7 of 2005 through 2007. |
9. Exercisable as follows: 12,000 shares on 9/5 of 2005 through 2007. |
10. Exercisable as follows: 30,000 shares on 3/6 of 2005 through 2008. |
11. Exercisable as follows: 20,000 shares currently exerciable and 20,000 shares on 9/4 of 2005 through 2008. |
12. Exercisable as follows: 20,000 shares on 3/4 of 2005 through 2009. |
13. Exercisable as follows: 20,000 shares on 9/2 of 2005 through 2009. |
Remarks: |
/s/ Thomas H. Welch, Jr. Attorney-in-Fact | 02/09/2005 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |