-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C8ipz+IrC/Gg0TyTSQi06q2MuMjaTPEpX23LEMlArN/EV7FFGYqlKI0ydzUOq8k/ gArBNzslmhz0woiZI0cBNg== 0001157523-07-008635.txt : 20070821 0001157523-07-008635.hdr.sgml : 20070821 20070821161941 ACCESSION NUMBER: 0001157523-07-008635 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20070817 ITEM INFORMATION: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20070821 DATE AS OF CHANGE: 20070821 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DELL INC CENTRAL INDEX KEY: 0000826083 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 742487834 STATE OF INCORPORATION: DE FISCAL YEAR END: 0129 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-17017 FILM NUMBER: 071071067 BUSINESS ADDRESS: STREET 1: ONE DELL WAY STREET 2: STED CITY: ROUND ROCK STATE: TX ZIP: 78682-2244 BUSINESS PHONE: 5127284737 MAIL ADDRESS: STREET 1: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682 FORMER COMPANY: FORMER CONFORMED NAME: DELL COMPUTER CORP DATE OF NAME CHANGE: 19920703 8-K 1 a5476261.txt DELL INC. 8-K - -------------------------------------------------------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 -------- FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 -------- Date of Report (Date of earliest event reported): August 17, 2007 -------- Dell Inc. (Exact name of registrant as specified in its charter) Delaware 0-17017 74-2487834 (State or other jurisdiction (Commission File (IRS Employer of incorporation) Number) Identification No.) One Dell Way, Round Rock, Texas 78682 (Address of principal executive offices) (zip code) Registrant's telephone number, including area code: (512) 338-4400 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: |_| Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |_| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |_| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |_| Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) - -------------------------------------------------------------------------------- Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. On August 17, 2007, the Board of Directors of The NASDAQ Stock Market LLC issued its decision to give Dell until November 12, 2007 to file its past due periodic reports and regain compliance with NASDAQ's listing requirements. A copy of the press release issued on August 21, 2007, announcing this decision is attached as Exhibit 99.1 and incorporated herein by reference. Item 9.01 - Financial Statements and Exhibits. (d) Exhibits. --------- Exhibit 99.1 - Press Release issued by Dell Inc., dated August 21, 2007. 2 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. DELL INC. Date: August 21, 2007 By: /s/ Thomas H. Welch, Jr. --------------------------------------- Thomas H. Welch, Jr. Vice President and Assistant Secretary 3 EXHIBIT INDEX Exhibit No. Description of Exhibit --- ---------------------- 99.1 Press Release issued by Dell Inc., dated August 21, 2007. 4 EX-99.1 2 a5476261ex99_1.txt EXHIBIT 99.1 Exhibit 99.1 NASDAQ Board Extends Conditional Listing of Dell Stock ROUND ROCK, Texas--(BUSINESS WIRE)--Aug. 21, 2007--Dell today announced that, on Aug. 17, 2007, the Board of Directors of The NASDAQ Stock Market LLC issued its decision to give the company until Nov. 12, 2007 to file its past due periodic reports and regain compliance with NASDAQ's listing requirements. Dell announced on Aug. 16, 2007 that it expects to file its past due periodic reports by the first week of November. About Dell Dell Inc. (NASDAQ:DELL) listens to customers and delivers innovative technology and services they trust and value. Uniquely enabled by its direct business model, Dell is a leading global systems and services company and No. 34 on the Fortune 500. For more information, visit www.dell.com, or to communicate directly with Dell via a variety of online channels, go to www.dell.com/conversations. To get Dell news direct, visit www.dell.com/RSS. Special Note Statements in this press release that relate to future events are forward-looking statements based on Dell's current expectations. Dell's expectation regarding the filing date for its past due periodic reports may differ materially from the actual filing date because of a number of risks and uncertainties, including the risk that additional information may arise during the completion of work on the restatement, the independent auditor's review of the investigation and completion of its audit work, the Audit Committee's final review of the investigation and the restated financial statements, or as a result of other subsequent events and any additional issues or matters arising from the ongoing SEC investigation. Additional discussion of factors affecting Dell's business and prospects is contained in Dell's periodic filings with the Securities and Exchange Commission. CONTACT: Dell Inc., Round Rock Media Contacts: David Frink, 512-728-2678 david_frink@dell.com or Bob Pearson, 512-728-3256 bob_pearson@dell.com or Investor Contacts: Lynn A. Tyson, 512-723-1130 lynn_tyson@dell.com or Robert Williams, 512-728-7570 robert_williams@dell.com -----END PRIVACY-ENHANCED MESSAGE-----