0001123292-13-001565.txt : 20131031 0001123292-13-001565.hdr.sgml : 20131031 20131031160508 ACCESSION NUMBER: 0001123292-13-001565 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131029 FILED AS OF DATE: 20131031 DATE AS OF CHANGE: 20131031 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DELL INC CENTRAL INDEX KEY: 0000826083 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 742487834 STATE OF INCORPORATION: DE FISCAL YEAR END: 0129 BUSINESS ADDRESS: STREET 1: ONE DELL WAY STREET 2: STED CITY: ROUND ROCK STATE: TX ZIP: 78682-2244 BUSINESS PHONE: 5127284737 MAIL ADDRESS: STREET 1: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682 FORMER COMPANY: FORMER CONFORMED NAME: DELL COMPUTER CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PEROT ROSS JR CENTRAL INDEX KEY: 0001199783 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17017 FILM NUMBER: 131182749 MAIL ADDRESS: STREET 1: C/O PEROT SYSTEMS CORP STREET 2: 2300 WEST PLANO PKWY CITY: PLANO STATE: TX ZIP: 75075 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-10-29 1 0000826083 DELL INC DELL 0001199783 PEROT ROSS JR ONE DELL WAY ROUND ROCK TX 78682 1 0 0 0 Common Stock 2013-10-29 4 D 0 81880 13.75 D 0 D Nonqualified Stock Options 12.01 2013-10-29 4 D 0 18735 D 2020-08-14 Common Stock 18735 0 D Nonqualified Stock Options 16.97 2013-10-29 4 D 0 12606 D 2021-07-15 Common Stock 12606 0 D Pursuant to the Agreement and Plan of Merger, dated as of February 5, 2013, as amended, among Dell Inc. (the "Company"), Denali Holding Inc., Denali Intermediate Inc. and Denali Acquiror Inc., these shares were canceled and converted into the right to receive $13.75 in cash, without interest, less any applicable withholding taxes. These options to purchase shares of the Company's common stock were tendered by the reporting person to the Company in the Offer to Purchase for Cash Outstanding Options to Purchase Common Stock Under the Dell Inc. 2012 Long-Term Incentive Plan and the Dell Inc. Amended and Restated 2002 Long-Term Incentive Plan, which offer expired on October 29, 2013. Of the 18,735 options, 11,241 were fully exercisable as of October 29, 2013. The remainder would have vested as follows: 3,747 on July 1, 2014 and 3,747 on July 1, 2015. Each tendered option was canceled in exchange for the right to receive cash consideration, less any applicable withholding taxes, equal to (a) the number of shares of the Company's common stock underlying the option multiplied by (b) an amount equal to (i) the excess of $13.75 over the per share exercise price of the option if the per share exercise price was $13.05 or less, (ii) $0.70 if the per share exercise price of the option was $13.06 to $15.50, (iii) $0.40 if the per share exercise price of the option was $15.51 to $20.00, (iv) $0.20 if the per share exercise price of the option was $20.01 to $25.00, and (v) $0.10 if the per share exercise price of the option was $25.01 to $50.00. Notwithstanding the foregoing, pursuant to the terms of the offer, if any option holder elected to participate in the offer, in no event would the holder receive less than $300 for each option grant validly tendered and not withdrawn, less any applicable withholding taxes. Of the 12,606 options, 5,043 were fully exercisable as of October 29, 2013. The remainder would have vested as follows: 2,521 on July 15, 2014; 2,521 on July 15, 2015; and 2,521 on July 15, 2016. /s/ Janet B. Wright, Attorney-in-Fact 2013-10-31