-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H6fMR4fmbNK6V/0ZmQt31+Wsb5PO+6VNifuHXGQTH86APT82eKRQb6MBuvn+10kh uoPH27sumLe53wh7MAU/fg== 0001077844-00-000002.txt : 20000310 0001077844-00-000002.hdr.sgml : 20000310 ACCESSION NUMBER: 0001077844-00-000002 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000128 FILED AS OF DATE: 20000309 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DELL COMPUTER CORP CENTRAL INDEX KEY: 0000826083 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 742487834 STATE OF INCORPORATION: DE FISCAL YEAR END: 0129 FILING VALUES: FORM TYPE: 5 SEC ACT: SEC FILE NUMBER: 000-17017 FILM NUMBER: 564382 BUSINESS ADDRESS: STREET 1: ONE DELL WAY STREET 2: STED CITY: ROUND ROCK STATE: TX ZIP: 78682-2244 BUSINESS PHONE: 5123384400 MAIL ADDRESS: STREET 1: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682 COMPANY DATA: COMPANY CONFORMED NAME: LUFT KLAUS CENTRAL INDEX KEY: 0001077844 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: GUT KEFERLOH 1 B STREET 2: D-85630 GRASBURNN BEI MUNICH CITY: GERMANY MAIL ADDRESS: STREET 1: C/O DELL COMPUTER CORP STREET 2: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682-2244 5 1 FORM 5 - 01/28/2000 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). ( ) Form 3 Holdings Reported ( ) Form 4 Transactions Reported 1. Name and Address of Reporting Person Klaus Luft Gut Keferloh 1 B , Grasbrunn bei Munich D-85630 2. Issuer Name and Ticker or Trading Symbol Dell Computer Corporation (DELL) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year Fiscal Year 2000 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) 7. Individual or Joint/Group Reporting (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | |Transaction| or Disposed of (D) | Securities |ect | Beneficial Ownership | |Date |Code| | Beneficially |(D)or | | | | | | A/| | Owned at |Indir | | | | | Amount | D | Price | End of Year |ect(I)| | ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer |Date |Code| rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise Pr | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |ice of | | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity | | | Amount | |ble | | | |Year |(I)| | ___________________________________________________________________________________________________________________________________| Nonqualified Stock Optio|$0.629 | | | | |1 |3/2/0|Common Stock| | |192000 |D | | n | | | | | | |5 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$1.161 | | | | |2 |8/24/|Common Stock| | |76800 |D | | ns | | | | | | |05 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$2.072 | | | | |3 |8/29/|Common Stock| | |307200 |D | | ns | | | | | | |06 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$9.26 | | | | |4 |7/18/|Common Stock| | |192000 |D | | ns | | | | | | |07 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$28.899 | | | | |5 |7/17/|Common Stock| | |26096 |D | | ns | | | | | | |08 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$43.91 |7/16/|A |16284 |A |6 |7/16/|Common Stock|16284 |N/A | |D | | ns | | 1999| | | | |09 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$43.91 |12/1/|G |10000 |D |7 |7/16/|Common Stock|10000 |N/A |6284 |D | | ns | | 1999| | | | |09 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$43.91 |12/14|G |10000 |A |8 |7/16/|Common Stock|10000 |N/A |10000 |I |Family Trust| ns | |/ 199| | | | |09 | | | | | | | | |9 | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________|
Explanation of Responses: 1. Exercisable on 3/2/2000. 2. Exercisable on 8/24/2000. 3. Exercisable in accordance with the following schedule: 76,800 shares on 8/29 of each year from 1998 through 2001. 4. Exercisable in accordance with the following schedule: 38,400 shares on 7/18 of each year from 1998 through 2002. 5. Exercisable in accordance with the following schedule: 5,218 shares on 7/17/99, 5,219 shares on 7/17/00 and 7/17/02, and 5,220 shares on 7/17/01 and 7/17/03. 6. Exercisable according to the following schedule: 3,256 shares on 7/16/00 and 3,257 shares on 7/16 of each year from 2001 through 2004. 7. Exercisable according to the following schedule: 1,256 shares on 7/16/00 and 1,257 shares on 7/16 of each year from 2001 through 2004. 8. Exercisable according to the following schedule: 2,000 shares on 7/16 of each year from 2000 through 2004. -----END PRIVACY-ENHANCED MESSAGE-----