-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OjlQl5qouWIs9Q8kUoyZwkDf6B3AH2ngEHJsLZ5dZvXMmxYynEFxlxtonn4U8lhi 8i7BBmr19BrJs/AmFIvIaA== 0001077841-99-000001.txt : 19990316 0001077841-99-000001.hdr.sgml : 19990316 ACCESSION NUMBER: 0001077841-99-000001 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990129 FILED AS OF DATE: 19990315 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DELL COMPUTER CORP CENTRAL INDEX KEY: 0000826083 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 742487834 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 5 SEC ACT: SEC FILE NUMBER: 000-17017 FILM NUMBER: 99564682 BUSINESS ADDRESS: STREET 1: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682-2244 BUSINESS PHONE: 5123384400 MAIL ADDRESS: STREET 1: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682 COMPANY DATA: COMPANY CONFORMED NAME: LUCE III THOMAS W CENTRAL INDEX KEY: 0001077841 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: 5950 BERKSHIRE LN STREET 2: SUITE 1060 CITY: DALLAS STATE: TX ZIP: 75225 MAIL ADDRESS: STREET 1: C/O DELL COMPUTER CORP STREET 2: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682-2244 5 1 FORM 5 - FY'99 ENDED 1/29/99 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). ( ) Form 3 Holdings Reported ( ) Form 4 Transactions Reported 1. Name and Address of Reporting Person Thomas W. Luce, III 5950 Berkshire Lane, Suite 1060 TX, Dallas 75201-4685 2. Issuer Name and Ticker or Trading Symbol Dell Computer Corporation (DELL) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year FY '99 ended 1/29/99 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) 7. Individual or Joint/Group Reporting (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | |Transaction| or Disposed of (D) | Securities |ect | Beneficial Ownership | |Date |Code| | Beneficially |(D)or | | | | | | A/| | Owned at |Indir | | | | | Amount | D | Price | End of Year |ect(I)| | ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer |Date |Code| rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise Pr | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |ice of | | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity | | | Amount | |ble | | | |Year |(I)| | ___________________________________________________________________________________________________________________________________| Nonqualified Stock Optio|$1.069 | | | | |2 |8/19/|Common Stock| | |38400 |D | | ns 1 | | | | | | |04 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$2.322 | | | | |3 |8/24/|Common Stock| | |76800 |D | | ns | | | | | | |05 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$4.144 | | | | |4 |8/29/|Common Stock| | |164800 |D | | ns | | | | | | |06 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$18.52 | | | | |5 |7/18/|Common Stock| | |89444 |D | | ns | | | | | | |07 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$57.797 |7/17/|A |11246 |A |6 |7/17/|Common Stock|11246 |N/A | |D | | ns | | 1998| | | | |08 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$57.797 |7/17/|A |1802 |A |7 |7/17/|Common Stock|1802 |N/A |13048 |D | | ns | | 1998| | | | |08 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________|
Explanation of Responses: 1. The information contained in this Form 5 has been adjusted to take into account the two-for-one stock splits paid on March 5 and September 4 of 1998, but has not been adjusted for the one paid on March 6, 1999. 2. Exercisable on 8/19/99. 3. Exercisable in accordance with the following schedule: 38,400 shares on 8/24 of each year from 1999 through 2000. 4. Exercisable in accordance with the following schedule: 2,240 shares currently exercisable and 40,640 shares on 8/29 of each year from 1998 through 2001. 5. Exercisable in accordance with the following schedule: 9,888 shares are currently exercisable and 19,889 shares on 7/18 of each year from 1999 through 2002. 6. Exercisable in accordance with the following schedule: 2,249 shares on 7/17 of each year from 1999 through 2002 and 2,250 shares on 7/17/03. 7. Exercisable in accordance with the following schedule: 360 shares on 7/17 of 1999, 2000 and 2002 and 361 shares on 7/17 of 2001 and 2003. -----END PRIVACY-ENHANCED MESSAGE-----