-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DZDC2+bTRoY50xbeRdlfYRsaw6xgiYJ8I8CLcL4+VVsIElW3ccnI9RHIuu712y0H lSowQQc9WIVQYyZgiEWTfw== 0001077841-02-000001.txt : 20020415 0001077841-02-000001.hdr.sgml : 20020415 ACCESSION NUMBER: 0001077841-02-000001 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020101 FILED AS OF DATE: 20020314 COMPANY DATA: COMPANY CONFORMED NAME: LUCE III THOMAS W CENTRAL INDEX KEY: 0001077841 DIRECTOR FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: 5950 BERKSHIRE LN STREET 2: SUITE 1060 CITY: DALLAS STATE: TX ZIP: 75225 MAIL ADDRESS: STREET 1: C/O DELL COMPUTER CORP STREET 2: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682-2244 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DELL COMPUTER CORP CENTRAL INDEX KEY: 0000826083 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 742487834 STATE OF INCORPORATION: DE FISCAL YEAR END: 0129 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17017 FILM NUMBER: 02575040 BUSINESS ADDRESS: STREET 1: ONE DELL WAY STREET 2: STED CITY: ROUND ROCK STATE: TX ZIP: 78682-2244 BUSINESS PHONE: 5127284737 MAIL ADDRESS: STREET 1: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682 5 1 edgar.txt FORM 5 - 01-01-2002 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). ( ) Form 3 Holdings Reported ( ) Form 4 Transactions Reported 1. Name and Address of Reporting Person Thomas W. Luce III 5950 Berkshire Lane, Suite 1060 TX, Dallas 75201-4685 2. Issuer Name and Ticker or Trading Symbol Dell Computer Corporation (DELL) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 1/2002 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) 7. Individual or Joint/Group Reporting (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | |Transaction| or Disposed of (D) | Securities |ect | Beneficial Ownership | |Date |Code| | Beneficially |(D)or | | | | | | A/| | Owned at |Indir | | | | | Amount | D | Price | End of Year |ect(I)| | ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer |Date |Code| rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise Pr | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |ice of | | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity | | | Amount | |ble | | | |Year |(I)| | ___________________________________________________________________________________________________________________________________| Nonqualified Stock Optio|$2.072 | | | | |1 |8/29/|Common Stock| | |13440 |D | | ns | | | | | | |2006 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$9.26 | | | | |2 |7/18/|Common Stock| | |120711 |D | | ns | | | | | | |2007 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$28.24 |7/19/|A |24080 |A |3 |7/19/|Common Stock|24080 |N/A | |D | | ns | | 2001| | | | |2011 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$28.24 |7/19/|A |4250 |A |4 |7/19/|Common Stock|4250 |N/A |28330 |D | | ns | | 2001| | | | |2011 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$28.899 | | | | |5 |7/17/|Common Stock| | |26096 |D | | ns | | | | | | |2008 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$43.91 | | | | |6 |7/16/|Common Stock| | |17957 |D | | ns | | | | | | |2009 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$52.1563| | | | |7 |7/20/|Common Stock| | |18599 |D | | ns | | | | | | |2010 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________|
Explanation of Responses: 1. Currently exercisable. 2. Exercisable in accordance with the following schedule: 80,933 shares currently exercisable and 39,778 shares on 7/18/2002. 3. Exercisable in accordance with the following schedule: 4,816 shares on 7/19 of each year from 2002 through 2006. 4. Exercisable in accordance with the following schedule: 850 shares on 7/19 of each year from 2002 through 2006. 5. Exercisable in accordance with the following schedule: 15,657 shares currently exercisable and 5,219 shares on 7/17/02 and 5,220 shares on 7/17/03. 6. Exercisable according to the following schedule: 3,590 shares on 7/16/00, 3, 592 shares on 7/16/01, 7/16/03 and 7/16/05 and 3,591 shares on 7/16/02. 7. Exercisable in accordance with the following schedule: 3,719 shares on 7/20 of 2001 and 2003, 3,720 shares 7/20 of 2002 and 2004 and 3,721shares on 7/20/2005. -----END PRIVACY-ENHANCED MESSAGE-----