-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Djhtqj3Cve7Pc9ABM6G13rtkGr4PL+Hu0F08icjU45Q5fWwQWsGNiHiFvRYF0/1C CqgAaUSntBdEkyslwPPRlA== 0001077829-99-000004.txt : 19990712 0001077829-99-000004.hdr.sgml : 19990712 ACCESSION NUMBER: 0001077829-99-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990601 FILED AS OF DATE: 19990709 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DELL COMPUTER CORP CENTRAL INDEX KEY: 0000826083 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 742487834 STATE OF INCORPORATION: DE FISCAL YEAR END: 0129 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-17017 FILM NUMBER: 99662046 BUSINESS ADDRESS: STREET 1: ONE DELL WAY STREET 2: STED CITY: ROUND ROCK STATE: TX ZIP: 78682-2244 BUSINESS PHONE: 5123384400 MAIL ADDRESS: STREET 1: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682 COMPANY DATA: COMPANY CONFORMED NAME: TOPFER MORTON L CENTRAL INDEX KEY: 0001077829 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O DELL COMPUTER CORP STREET 2: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682-2244 BUSINESS PHONE: 5127284737 MAIL ADDRESS: STREET 1: C/O DELL COMPUTER CORP STREET 2: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682-2244 4 1 FORM 4 - 06/01/99 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Morton L. Topfer One Dell Way TX, Round Rock 78682 2. Issuer Name and Ticker or Trading Symbol Dell Computer Corporation (DELL) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 6/1999 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Vice Chairman 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |6/28/ |M | |250000 |A |$1.108 | |D | | |1999 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |6/28/ |S | |250000 |D |$37.00 | |D | | |1999 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |6/29/ |M | |350000 |A |$1.108 | |D | | |1999 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |6/29/ |M | |60000 |A |$9.26 | |D | | |1999 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |6/29/ |M | |340000 |A |$0.407 | |D | | |1999 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |6/29/ |S | |750000 |D |$36.8458 |4262268 1 |D | | |1999 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | |6144 |I |By Spouse | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | |16910 |I |Employer 401(k) Plan | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | |11776 |I |Through Family L.P. 2 | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Nonqualified Stock Opt|$0.407 |6/29/|M | |340000 |D |3 |6/29/|Common Stock|340000 |N/A |92000 |D | | ions | | 1999| | | | | |04 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Opt|$1.108 |6/28/|M | |250000 |D |4 |12/22|Common Stock|250000 |N/A | |D | | ions | | 1999| | | | | |/05 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Opt|$1.108 |6/29/|M | |350000 |D |4 |12/22|Common Stock|350000 |N/A |5400000 |D | | ions | | 1999| | | | | |/05 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Opt|$0.982 | | | | | |5 |7/24/|Common Stock| | |640000 |D | | ions | | | | | | | |05 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Opt|$1.446 | | | | | |6 |7/11/|Common Stock| | |864000 |D | | ions | | | | | | | |06 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Opt|$3.335 | | | | | |7 |3/21/|Common Stock| | |437552 |D | | ions | | | | | | | |07 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Opt|$9.26 |6/29/|M | |60000 |D |8 |7/18/|Common Stock|60000 |N/A |320000 |D | | ions | | 1999| | | | | |07 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Opt|$12.738 | | | | | |7 |3/20/|Common Stock| | |628064 |D | | ions | | | | | | | |08 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Opt|$28.899 | | | | | |9 |7/17/|Common Stock| | |259540 |I |Through Fami| ions | | | | | | | |08 | | | | | |ly L.P. | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: 1. Represents 3,522,268 shares held free of restrictions and 640,000 shares of restricted stock scheduled to vest on 7/24/99. 2. Family limited partnership of which Reporting Person and spouse are the general partners (each with a 1% general partner interest). Reporting Person also owns a 20% limited partner interest. 3. Exercisable on 6/29/99. 4. Exercisable in accordance with the following schedule: 1,800,000 shares on 12/22 on each year from 1999 through 2001. 5. Exercisable in accordance with the following schedule: 320,000 shares on 7/24 of each year from 1999 through 2000. 6. Exercisable in accordance with the following schedule: 288,000 shares on 7/11 of each year from 1999 through 2001. 7. Currently exercisable. 8. Exercisable in accordance with the following schedule: 80,000 shares on 7/18 of each year from 1999 through 2002. 9. Exercisable in accordance with the following schedule: 51,908 shares on 7/17 of each year from 1999 through 2003. -----END PRIVACY-ENHANCED MESSAGE-----