-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LBtTU+tg5qxYpXC/e26MRWZLTbITpc87iwMFIKs406d6wWerGX7D7DgiENr9cB2X Z+1YFFLmTGwb3RKoebGLhA== 0001077829-03-000001.txt : 20030313 0001077829-03-000001.hdr.sgml : 20030313 20030313153427 ACCESSION NUMBER: 0001077829-03-000001 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030101 FILED AS OF DATE: 20030313 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DELL COMPUTER CORP CENTRAL INDEX KEY: 0000826083 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 742487834 STATE OF INCORPORATION: DE FISCAL YEAR END: 0129 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17017 FILM NUMBER: 03602462 BUSINESS ADDRESS: STREET 1: ONE DELL WAY STREET 2: STED CITY: ROUND ROCK STATE: TX ZIP: 78682-2244 BUSINESS PHONE: 5127284737 MAIL ADDRESS: STREET 1: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: TOPFER MORTON L CENTRAL INDEX KEY: 0001077829 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: C/O DELL COMPUTER CORP STREET 2: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682-2244 BUSINESS PHONE: 5127284737 MAIL ADDRESS: STREET 1: C/O DELL COMPUTER CORP STREET 2: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682-2244 5 1 edgar.txt FORM 5 - 01-01-2003 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). ( ) Form 3 Holdings Reported ( ) Form 4 Transactions Reported 1. Name and Address of Reporting Person Morton L. Topfer One Dell Way TX, Round Rock 78682 2. Issuer Name and Ticker or Trading Symbol Dell Computer Corporation (DELL) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 1/2003 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) 7. Individual or Joint/Group Reporting (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security|2. |2A. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | |Trans-|Exec- |Trans | or Disposed of (D) | Securities |ect | Beneficial Ownership | |action|ution |action| | Beneficially |(D)or | | | | |Code | | A/| | Owned at |Indir | | |Date | Date | | Amount | D | Price | End of Year |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock | | | | | | |148980.000 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |5/1/ 2| |S |16925.000 |D |26.480 |0.000 |I |Employer 401(k) Plan 1 | |002 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of |2.Con- |3. |3A. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Derivative |version |Trans- |Deemed|Trans-| rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | Security |or Exer |action | |action| rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | |Execu-|Code | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| |ution | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | | |Date |Expir| | |ficially |Ind| | |tive |(Month/|(Month| | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |rity |Day/ |/Day/ | | | D |cisa-|Date | of Shares | |End of |ct | | | |Year) |Year) | | Amount | |ble | | | |Year |(I)| | ___________________________________________________________________________________________________________________________________| Nonqualified |$21.72 | | | | | |2 |3/23/|Common Stock| | |43511.000 |D | | Stock Option | | | | | | | |2011 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified |$28.899 | | | | | |3 |7/17/|Common Stock| | |256944.000 |D | | Stock Options| | | | | | | |2008 | | | | | | | | | | | | | | |4 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified |$28.899 | | | | | |3 |7/17/|Common Stock| | |2596.000 |I |Family Corpo| Stock Options| | | | | | | |2008 | | | | | |ration | | | | | | | | |4 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified |$30.43 | | | | | |3 |3/26/|Common Stock| | |190037.000 |D | | Stock Options| | | | | | | |2009 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified |$26.32 |7/18/ 2| |A |28420.000 |A |5 |7/18/|Common Stock|28420.0| | |D | | Stock Options| |002 | | | | | |2012 | |00 | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified |$26.32 |7/18/ 2| |A |4560.000 |A |6 |7/18/|Common Stock|4560.00| |32980.000 |D | | Stock Options| |002 | | | | | |2012 | |0 | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified |$44.6875| | | | | |3 |9/23/|Common Stock| | |116364.000 |D | | Stock Options| | | | | | | |2009 | | | | | | | | | | | | | | |4 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified |$45.90 | | | | | |3 |3/24/|Common Stock| | |108091.000 |D | | Stock Options| | | | | | | |2010 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________|
Explanation of Responses: 1. Mr. Topfer transferred the funds in his Dell 401(k) account due to his retirement as an employee. 2. Exercisable on 3/23/2003. 3. Currently exercisable. 4. Due to the reporting person's retirement as an employee of the Company, these options will expire on February 1, 2005. 5. Exercisable in accordance with the following schedule: 5,684 shares on 7/18 of each year from 2003 through 2007. 6. Exercisable in accordance with the following schedule: 912 shares on 7/18 of each year from 2003 through 2007. SIGNATURE OF REPORTING PERSON Morton L. Topfer Thomas H. Welch, Jr., Attorney-in-Fact -----END PRIVACY-ENHANCED MESSAGE-----