-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IRh4Bj9rFKfkiWv1bYEDpnf9QtTQrGviIKEnzON7H0vmRPwUCjeROKUjDhKNpgRe u8sDjUEIx2ZHO0mjUr1ZZA== 0001077829-02-000003.txt : 20020415 0001077829-02-000003.hdr.sgml : 20020415 ACCESSION NUMBER: 0001077829-02-000003 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020101 FILED AS OF DATE: 20020318 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DELL COMPUTER CORP CENTRAL INDEX KEY: 0000826083 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 742487834 STATE OF INCORPORATION: DE FISCAL YEAR END: 0129 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17017 FILM NUMBER: 02577199 BUSINESS ADDRESS: STREET 1: ONE DELL WAY STREET 2: STED CITY: ROUND ROCK STATE: TX ZIP: 78682-2244 BUSINESS PHONE: 5127284737 MAIL ADDRESS: STREET 1: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682 COMPANY DATA: COMPANY CONFORMED NAME: TOPFER MORTON L CENTRAL INDEX KEY: 0001077829 DIRECTOR FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: C/O DELL COMPUTER CORP STREET 2: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682-2244 BUSINESS PHONE: 5127284737 MAIL ADDRESS: STREET 1: C/O DELL COMPUTER CORP STREET 2: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682-2244 5 1 edgar.txt FORM 5 - 01-01-2002 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). ( ) Form 3 Holdings Reported ( ) Form 4 Transactions Reported 1. Name and Address of Reporting Person Morton L. Topfer One Dell Way TX, Round Rock 78682 2. Issuer Name and Ticker or Trading Symbol Dell Computer Corporation (DELL) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 1/2002 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) 7. Individual or Joint/Group Reporting (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | |Transaction| or Disposed of (D) | Securities |ect | Beneficial Ownership | |Date |Code| | Beneficially |(D)or | | | | | | A/| | Owned at |Indir | | | | | Amount | D | Price | End of Year |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock | | | | | |210470 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | |16925 |I |Employer 401(k) Plan | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer |Date |Code| rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise Pr | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |ice of | | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity | | | Amount | |ble | | | |Year |(I)| | ___________________________________________________________________________________________________________________________________| Nonqualified Stock Optio|$1.108 | | | | |1 |12/22|Common Stock| | |133334 |I |Through Fami| ns | | | | | | |/2005| | | | | |ly L.P. | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$9.26 | | | | |2 |7/18/|Common Stock| | |80000 |D | | ns | | | | | | |2007 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$21.72 |3/23/|A |87021 |A |3 |3/23/|Common Stock|87021 |N/A |87021 |D | | n | | 2001| | | | |2011 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$28.899 |9/20/|J |256944 |A |1 |7/17/|Common Stock|256944 |N/A |256944 |D | | ns | | 2001|4 | | | |2008 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$28.899 |9/20/|J |2596 |A |1 |7/17/|Common Stock|2596 |N/A |2596 |I |Family Corpo| ns | | 2001|4 | | | |2008 | | | | | |ration | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$28.899 |9/20/|J |256944 |D |1 |7/17/|Common Stock|256944 |N/A | |I |Family Trust| ns | | 2001|4 | | | |2008 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$28.899 |9/20/|J |256944 |A |1 |7/17/|Common Stock|256944 |N/A |0 |I |Family Trust| ns | | 2001|4 | | | |2008 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$28.899 |9/20/|J |256944 |D |1 |7/17/|Common Stock|256944 |N/A | |I |Through Fami| ns | | 2001|4 | | | |2008 | | | | | |ly L.P. | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$28.899 |9/20/|J |2596 |D |1 |7/17/|Common Stock|2596 |N/A |0 |I |Through Fami| ns | | 2001|4 | | | |2008 | | | | | |ly L.P. | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$30.43 | | | | |5 |3/26/|Common Stock| | |190037 |D | | ns | | | | | | |2009 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$44.6875| | | | |6 |9/23/|Common Stock| | |290910 |D | | ns | | | | | | |2009 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$45.90 | | | | |7 |3/24/|Common Stock| | |108091 |D | | ns | | | | | | |2010 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________|
Explanation of Responses: 1. Currently exercisable. 2. Exercisable on 7/18/2002. 3. Exercisable in accordance with the following schedule: 43,510 shares on 3/23/2002 and 43,511 shares on 3/23/2003. 4. Change in beneficial ownership. 5. Exercisable according to the following schedule: 63,346 shares on 3/26/01 and 126,691 shares on 3/26/02. 6. Exercisable according to the following schedule: 58,182 shares on 9/23 of each year from 2000 through 2004. 7. Exercisable in accordance with the following schedule: 27,022 shares on 3/24/01, 27,023 shares on 3/24/02 and 54,046 shares on 3/24/03. -----END PRIVACY-ENHANCED MESSAGE-----