-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EsD4YZoBuDQ1I7uVFvJpKlJ5j/6D4lrhL93Z7CMtpkKOpQW+1a48RTThrcQ+9WbS yTYC6QkU7O57qBJhNyCSSg== 0001077827-99-000001.txt : 19990316 0001077827-99-000001.hdr.sgml : 19990316 ACCESSION NUMBER: 0001077827-99-000001 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990129 FILED AS OF DATE: 19990315 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DELL COMPUTER CORP CENTRAL INDEX KEY: 0000826083 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 742487834 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 5 SEC ACT: SEC FILE NUMBER: 000-17017 FILM NUMBER: 99564769 BUSINESS ADDRESS: STREET 1: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682-2244 BUSINESS PHONE: 5123384400 MAIL ADDRESS: STREET 1: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682 COMPANY DATA: COMPANY CONFORMED NAME: SMITH ALEX C CENTRAL INDEX KEY: 0001077827 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: C/O DELL COMPUTER CORP STREET 2: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682-2244 BUSINESS PHONE: 5127284737 MAIL ADDRESS: STREET 1: C/O DELL COMPUTER CORP STREET 2: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682-2244 5 1 FORM 5 - FY '99 ENDED 01/29/99 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP (X) Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). ( ) Form 3 Holdings Reported ( ) Form 4 Transactions Reported 1. Name and Address of Reporting Person Alex C. Smith One Dell Way TX, Round Rock 78682 2. Issuer Name and Ticker or Trading Symbol Dell Computer Corporation (DELL) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year FY '99 ended 1/29/99 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Vice-President, Treasurer 7. Individual or Joint/Group Reporting (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | |Transaction| or Disposed of (D) | Securities |ect | Beneficial Ownership | |Date |Code| | Beneficially |(D)or | | | | | | A/| | Owned at |Indir | | | | | Amount | D | Price | End of Year |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock 1 | | | | | |187301 2 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | |17344 |I |Employer 401(k) Plan | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer |Date |Code| rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise Pr | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |ice of | | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity | | | Amount | |ble | | | |Year |(I)| | ___________________________________________________________________________________________________________________________________| Nonqualified Stock Optio|$0.611 | | | | |3 |8/19/|Common Stock| | |100800 |D | | ns | | | | | | |06 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$0.74 | | | | |4 |3/5/0|Common Stock| | |12000 |D | | ns | | | | | | |2 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$0.703 | | | | |4 |11/22|Common Stock| | |136608 |D | | ns | | | | | | |/03 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$0.813 | | | | |5 |6/29/|Common Stock| | |76800 |D | | ns | | | | | | |04 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$1.60 | | | | |4 |3/20/|Common Stock| | |157456 |D | | ns | | | | | | |06 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$1.963 | | | | |6 |7/24/|Common Stock| | |81408 |D | | ns | | | | | | |05 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$2.785 | | | | |7 |5/10/|Common Stock| | |160000 |D | | ns | | | | | | |06 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$2.879 | | | | |8 |11/1/|Common Stock| | |73600 |D | | ns | | | | | | |05 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$2.891 | | | | |9 |7/11/|Common Stock| | |160000 |D | | ns | | | | | | |06 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$6.669 | | | | |4 |3/21/|Common Stock| | |81792 |D | | ns | | | | | | |07 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$18.52 | | | | |10 |7/18/|Common Stock| | |28280 |D | | ns | | | | | | |07 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$25.475 |3/20/|A |41778 |A |3/20/|3/20/|Common Stock|41778 |N/A |41778 |D | | ns | | 1998| | | |99 |08 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$57.797 |7/17/|A |8410 |A |11 |7/17/|Common Stock|8410 |N/A |8410 |D | | ns | | 1998| | | | |08 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________|
Explanation of Responses: 1. The information contained in this Form 5 has been adjusted to take into account the two-for-one stock splits paid on March 5 and September 4 of 1998, but has not been adjusted for the one paid on March 6, 1999. 2. Represents 95,941 shares held free of restrictions and 91,360 restricted shares schedule to vest in accordance with the following schedule: 22,880 shares on 11/1 of each year from 1999 through 2001 and 22,720 shares on 11/1/02. 3. Exercisable in accordance with the following schedule: 33,600 shares on 8/19 of each year from 1999 through 2001. 4. Currently exercisable. 5. Exercisable in accordance with the following schedule: 15,360 shares on 6/29 of each year from 1995 through 1999. 6. Exercisable in accordance with the following schedule: 48,844 currently exercisable and 16,282 shares on 7/24 of each year from 1999 through 2000. 7. Exercisable in accordance with the following schedule: 32,000 shares on 5/10 of each year from 1997 through 2001. 8. Exercisable in accordance with the following schedule: 14,720 shares on 11/1 of each year from 1996 through 2000. 9. Exercisable in accordance with the following schedule: 32,000 shares on 7/11 of each year from 1997 through 2001. 10. Exercisable in accordance with the following schedule: 5,656 shares on 7/18 of each year from 1998 through 2002. 11. Exercisable in accordance with the following schedule: 1,682 shares on 7/17 of each year from 2001 through 2005. -----END PRIVACY-ENHANCED MESSAGE-----