-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I2W2cJx+mxDr0r73z8ZQYGob4YHC7qxxgNr0kGshKdUcUZIl5XmccoMMCYd84/mD c0AmwitdRGV0HvVDkkPOMw== 0001077826-02-000007.txt : 20021106 0001077826-02-000007.hdr.sgml : 20021106 20021106145601 ACCESSION NUMBER: 0001077826-02-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021104 FILED AS OF DATE: 20021106 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DELL COMPUTER CORP CENTRAL INDEX KEY: 0000826083 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 742487834 STATE OF INCORPORATION: DE FISCAL YEAR END: 0129 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17017 FILM NUMBER: 02811039 BUSINESS ADDRESS: STREET 1: ONE DELL WAY STREET 2: STED CITY: ROUND ROCK STATE: TX ZIP: 78682-2244 BUSINESS PHONE: 5127284737 MAIL ADDRESS: STREET 1: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: SCHNIEDER JAMES M CENTRAL INDEX KEY: 0001077826 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O DELL COMPUTER CORP STREET 2: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682-2244 BUSINESS PHONE: 5127284737 MAIL ADDRESS: STREET 1: C/O DELL COMPUTER CORP STREET 2: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682-2244 4 1 edgar.txt FORM 4 - 11-04-2002 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person James M. Schneider One Dell Way TX, Round Rock 78682 2. Issuer Name and Ticker or Trading Symbol Dell Computer Corporation (DELL) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 11/4/2002 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Senior Vice President, Chief Financial Officer 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |11/4/ |M | |40000 |A |$2.481 | |D | | |2002 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |11/4/ |S | |23288 |D |$30.05 | |D | | |2002 |1 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |11/4/ |S | |25600 |D |$30.08 | |D | | |2002 |1 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |11/4/ |S | |29900 |D |$30.05 | |D | | |2002 |1 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |11/4/ |S | |38300 |D |$30.00 | |D | | |2002 |1 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |11/4/ |S | |25300 |D |$30.03 | |D | | |2002 |1 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |11/4/ |S | |57312 |D |$30.01 | |D | | |2002 |1 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |11/4/ |S | |300 |D |$30.00 |20567 |D | | |2002 |1 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | |3417 |I |Employer 401(k) Plan | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Nonqualified Stock Opt|$2.481 |11/4/|M | |40000 |D |2 |9/16/|Common Stock|40000 |N/A |980000 |D | | ions | | 2002| | | | | |2006 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Opt|$25.45 | | | | | |3 |9/5/2|Common Stock| | |200000 |D | | ions | | | | | | | |012 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Opt|$27.64 | | | | | |4 |3/7/2|Common Stock| | |200000 |D | | ions | | | | | | | |012 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Opt|$3.335 | | | | | |2 |3/21/|Common Stock| | |121600 |D | | ions | | | | | | | |2007 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Opt|$9.26 | | | | | |2 |7/18/|Common Stock| | |96000 |D | | ions | | | | | | | |2007 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Opt|$12.738 | | | | | |2 |3/20/|Common Stock| | |179940 |I |Family L.P. | ions | | | | | | | |2008 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Opt|$22.10 | | | | | |5 |9/6/2|Common Stock| | |350000 |D | | ions | | | | | | | |011 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Opt|$22.94 | | | | | |6 |2/12/|Common Stock| | |100000 |D | | ions | | | | | | | |2011 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Opt|$28.899 | | | | | |7 |7/17/|Common Stock| | |69220 |D | | ions | | | | | | | |2008 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Opt|$37.5938| | | | | |8 |8/22/|Common Stock| | |100000 |D | | ion | | | | | | | |2010 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Opt|$30.43 | | | | | |2 |3/26/|Common Stock| | |33870 |D | | ions | | | | | | | |2009 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Opt|$37.5938| | | | | |9 |8/22/|Common Stock| | |100000 |D | | ions | | | | | | | |2010 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nnonqualified Stock Op|$43.438 | | | | | |10 |3/02/|Common Stock| | |400000 |D | | tions | | | | | | | |2010 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Opt|$44.6875| | | | | |11 |9/23/|Common Stock| | |78320 |D | | ions | | | | | | | |2009 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Opt|$45.90 | | | | | |12 |3/24/|Common Stock| | |16339 |D | | ions | | | | | | | |2010 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: 1. This sale was executed pursuant to an irrevocable instruction to sell a specified number of shares at a specified price entered on 5/21/02. 2. Currently exercisable. 3. Exercisable in accordance with the following schedule: 40,000 shares on 9/5 of each year from 2003 through 2007. 4. Exercisable in accordance with the following schedule: 40,000 shares on 3/7 of each year from 2003 through 2007. 5. Exercisable in accordance with the following schedule: 70,000 shares on 9/6 of each year from 2002 through 2006. 6. Exercisable in accordance with the following schedule: 20,000 shares on 2/12 of each year from 2002 through 2006. 7. Exercisable in accordance with the following schedule: 13,844 shares on 7/17 of each year from 2003 through 2007. 8. Exercisable according to the following schedule: 20,000 shares on 8/22 of each year from 2003 through 2007. 9. Exercisable according to the following schedule: 20,000 shares on 8/22 of each year from 2001 through 2005. 10. Exercisable according to the following schedule: 80,000 shares on 3/2 of each year from 2001 through 2005. 11. Exercisable according to the following schedule: 15,664 shares on 9/23 of each year from 2000 through 2004. 12. Exercisable according to the following schedule: 4,084 shares on 3/24/2001, 4,085 shares on 3/24/2002 and 8,170 shares on 3/24/2003. -----END PRIVACY-ENHANCED MESSAGE-----