-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F2vEKkm41dSpNeBdaakHgqSg34M09WTdF/1AerP0i43YrN/OeQk9XoRyL8MSLCBL CICB6O4+xW9sa2nj5Fq6zg== 0001077825-01-000002.txt : 20010312 0001077825-01-000002.hdr.sgml : 20010312 ACCESSION NUMBER: 0001077825-01-000002 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010201 FILED AS OF DATE: 20010309 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DELL COMPUTER CORP CENTRAL INDEX KEY: 0000826083 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 742487834 STATE OF INCORPORATION: DE FISCAL YEAR END: 0129 FILING VALUES: FORM TYPE: 5 SEC ACT: SEC FILE NUMBER: 000-17017 FILM NUMBER: 1564870 BUSINESS ADDRESS: STREET 1: ONE DELL WAY STREET 2: STED CITY: ROUND ROCK STATE: TX ZIP: 78682-2244 BUSINESS PHONE: 5127284737 MAIL ADDRESS: STREET 1: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682 COMPANY DATA: COMPANY CONFORMED NAME: ROLLINS KEVIN CENTRAL INDEX KEY: 0001077825 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: C/O DELL COMPUTER CORP STREET 2: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682-2244 BUSINESS PHONE: 5127284737 MAIL ADDRESS: STREET 1: C/O DELL COMPUTER CORP STREET 2: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682-2244 5 1 0001.txt FORM 5 - FISCAL YEAR 2001 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). ( ) Form 3 Holdings Reported ( ) Form 4 Transactions Reported 1. Name and Address of Reporting Person Kevin B. Rollins One Dell Way TX, Round Rock 78682 2. Issuer Name and Ticker or Trading Symbol Dell Computer Corporation (DELL) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year Fiscal Year 2001 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Vice Chairman 7. Individual or Joint/Group Reporting (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | |Transaction| or Disposed of (D) | Securities |ect | Beneficial Ownership | |Date |Code| | Beneficially |(D)or | | | | | | A/| | Owned at |Indir | | | | | Amount | D | Price | End of Year |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock | | | | | |10965 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | |2391 |I |Employer 401(k) Plan | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer |Date |Code| rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise Pr | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |ice of | | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity | | | Amount | |ble | | | |Year |(I)| | ___________________________________________________________________________________________________________________________________| Nonqualified Stock Optio|$0.881 | | | | |1 |4/1/0|Common Stock| | |786000 |D | | ns | | | | | | |6 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$0.881 | | | | |2 |4/1/0|Common Stock| | |2927000 |D | | ns | | | | | | |6 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$1.446 | | | | |3 |7/11/|Common Stock| | |1120000 |D | | ns | | | | | | |06 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$9.26 | | | | |4 |7/18/|Common Stock| | |400000 |I |By Trust | ns | | | | | | |07 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$10.157 | | | | |5 |12/22|Common Stock| | |1200000 |D | | ns | | | | | | |/07 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$12.738 | | | | |6 |3/20/|Common Stock| | |353584 |D | | ns | | | | | | |08 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$28.899 | | | | |7 |7/17/|Common Stock| | |259540 |I |By Family L.| ns | | | | | | |08 | | | | | |P. | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$37.5938|8/22/|A |250000 |A |8 |8/22/|Common Stock|250000 |N/A |250000 |D | | n | | 2000| | | | |2010 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$37.5938|8/22/|A |250000 |A |9 |8/22/|Common Stock|250000 |N/A |250000 |D | | ns | | 2000| | | | |2010 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$30.43 | | | | |10 |3/26/|Common Stock| | |201577 |D | | ns | | | | | | |09 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nnonqualified Stock Opti|$43.438 |3/2/ |A |750000 |A |11 |3/02/|Common Stock|750000 |N/A |750000 |D | | ons | |2000 | | | | |10 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$45.90 |3/24/|A |94727 |A |12 |3/24/|Common Stock|94727 |N/A |94727 |D | | ns | | 2000| | | | |10 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$44.6875| | | | |13 |9/23/|Common Stock| | |116365 |D | | ns | | | | | | |09 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$44.6875| | | | |14 |9/23/|Common Stock| | |174545 |I |By Family L.| ns | | | | | | |09 | | | | | |P. | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________|
Explanation of Responses: 1. Exercisable in accordance with the following schedule: 274,000 shares currently exercisable and 512,000 shares on 4/1/01. 2. Exercisable in accordance with the following schedule: 1,519,000 shares currently exercisable and 1,408,000 shares on 4/1/01. 3. Exercisable in accordance with the following schedule: 224,000 shares on 7/11 of each year from 1997 through 2001. 4. Exercisable in accordance with the following schedule: 80,000 shares on 7/18 of each year from 1998 through 2002. 5. Exercisable in accordance with the following schedule: 240,000 shares on 12/22 of each year from 1998 through 2002. 6. Currently exercisable. 7. Exercisable in accordance with the following schedule: 51,908 shares on 7/17 of each year from 1999 through 2003. 8. Exercisable according to the following schedule: 50,000 shares on 8/22 of each year from 2003 through 2007. 9. Exercisable according to the following schedule: 50,000 shares on 8/22 of each year from 2001 through 2005. 10. Exercisable according to the following schedule: 50,394 shares on 3/26/00 and 3/26/01 and 100,789 shares on 3/26/02. 11. Exercisable according to the following schedule: 150,000 shares on 3/2 of each year from 2001 through 2005. 12. Exercisable according to the following schedule: 23,681 shares on 3/24/01, 23,682 shares on 3/24/02 and 47,364 shares on 3/24/03. 13. Exercisable according to the following schedule: 23,273 shares on 9/23 each year from 2000 though 2004. 14. Exercisable according to the following schedule: 34,909 shares on 9/23 each year from 2000 through 2004. -----END PRIVACY-ENHANCED MESSAGE-----