-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C0DJqKXIz+AKYfpX1v3Yc9ZE8mhYq/FTqn5A3WF01Fsnr44nuJ/nig65iUPXzlV+ KayD2y+tlTvoiMUJuzNE0Q== 0001077823-99-000005.txt : 19991208 0001077823-99-000005.hdr.sgml : 19991208 ACCESSION NUMBER: 0001077823-99-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991101 FILED AS OF DATE: 19991207 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DELL COMPUTER CORP CENTRAL INDEX KEY: 0000826083 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 742487834 STATE OF INCORPORATION: DE FISCAL YEAR END: 0129 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-17017 FILM NUMBER: 99769667 BUSINESS ADDRESS: STREET 1: ONE DELL WAY STREET 2: STED CITY: ROUND ROCK STATE: TX ZIP: 78682-2244 BUSINESS PHONE: 5123384400 MAIL ADDRESS: STREET 1: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682 COMPANY DATA: COMPANY CONFORMED NAME: MEREDITH THOMAS J CENTRAL INDEX KEY: 0001077823 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O DELL COMPUTER CORP STREET 2: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682-2244 BUSINESS PHONE: 5127284737 MAIL ADDRESS: STREET 1: C/O DELL COMPUTER CORP STREET 2: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682-2244 4 1 FORM 4 - 11/01/99 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Thomas J. Meredith One Dell Way TX, Round Rock 78682 2. Issuer Name and Ticker or Trading Symbol Dell Computer Corporation (DELL) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 11/1999 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Senior Vice President and Chief Financial Officer 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |11/16/|M | |500000 |A |$0.556 | |D | | | 1999 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |11/16/|G |V|500000 |D |N/A |566720 2 |D | | | 1999 |1 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |11/16/|G |V|500000 |A |N/A | |I |By Grantor Trust | | 1999 |1 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |11/16/|S | |50000 |D |$40.75 | |I |By Grantor Trust | | 1999 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |11/16/|S | |50000 |D |$40.6875 | |I |By Grantor Trust | | 1999 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |11/16/|S | |50000 |D |$40.625 | |I |By Grantor Trust | | 1999 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |11/16/|S | |100000 |D |$40.375 | |I |By Grantor Trust | | 1999 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |11/16/|S | |100000 |D |$40.4375 | |I |By Grantor Trust | | 1999 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |11/16/|S | |150000 |D |$40.50 |3084984 |I |By Grantor Trust | | 1999 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | |37808 |I |Employer 401(k) Plan | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Nonqualified Stock Opt|$0.01 | | | | | |3 |3 |Common Stock| | |960000 |D | | ions | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Opt|$0.556 |11/16|M | |500000 |D |4 |11/17|Common Stock|500000 |N/A |400284 |D | | ions | |/ 199| | | | | |/02 | | | | | | | | |9 | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Opt|$0.407 | | | | | |4 |6/29/|Common Stock| | |205774 |D | | ions | | | | | | | |04 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Opt|$0.982 | | | | | |5 |7/24/|Common Stock| | |550518 |D | | ions | | | | | | | |05 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Opt|$1.446 | | | | | |6 |7/11/|Common Stock| | |960000 |D | | ions | | | | | | | |06 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Opt|$3.335 | | | | | |4 |3/21/|Common Stock| | |654064 |D | | ions | | | | | | | |07 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Opt|$9.26 | | | | | |7 |7/18/|Common Stock| | |128000 |D | | ions | | | | | | | |07 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Opt|$9.26 | | | | | |8 |7/18/|Common Stock| | |128000 |I |By Trust 9 | ions | | | | | | | |07 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Opt|$12.738 | | | | | |4 |3/20/|Common Stock| | |320536 |D | | ions | | | | | | | |08 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Opt|$28.899 | | | | | |10 |7/17/|Common Stock| | |86520 |D | | ions | | | | | | | |08 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: 1. Transferred from the reporting person to a grantor trust. 2. Represents 429,760 fully vested shares and 136,960 restricted shares scheduled to vest according to the following schedule: 45,760 shares on 7/24 each year from 2000 through 2001 and 45,440 shares on 7/24/02. 3. Exercisable in accordance with the following schedule: 320,000 on 6/1 of each year from 2000 through 2002. Expire on 12/31 of the year in which they become exercisable. 4. Currently Exercisable 5. Exercisable in accordance with the following schedule: 371,318 shares currently exercisable and 179,200 shares on 7/24/00. 6. Exercisable in accordance with the following schedule: 192,000 shares on 7/11 of each year from 1997 through 2001. 7. Exercisable in accordance with the following schedule: 64,000 shares on 7/18 of each year from 2001 through 2002. 8. Exercisable in accordance to the following schedule: 64,000 shares on 7/18 of each year from 1999 through 2000. 9. Held by a trust established for the benefit of reporting person's children. 10. Exercisable in accordance with the following schedule: 17,304 shares on 7/17 of each year from 2002 through 2006. -----END PRIVACY-ENHANCED MESSAGE-----