-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KUk29vXfj+WVnE71sacjjbnrhcIOhrCmNNTFYBfdy49CeavmRs3GBfrZj5CLxBll 1601Mq/mbrQwrODZV20kqA== 0000908724-03-000001.txt : 20030310 0000908724-03-000001.hdr.sgml : 20030310 20030310123719 ACCESSION NUMBER: 0000908724-03-000001 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030101 FILED AS OF DATE: 20030310 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DELL COMPUTER CORP CENTRAL INDEX KEY: 0000826083 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 742487834 STATE OF INCORPORATION: DE FISCAL YEAR END: 0129 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17017 FILM NUMBER: 03597534 BUSINESS ADDRESS: STREET 1: ONE DELL WAY STREET 2: STED CITY: ROUND ROCK STATE: TX ZIP: 78682-2244 BUSINESS PHONE: 5127284737 MAIL ADDRESS: STREET 1: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: DELL MICHAEL S CENTRAL INDEX KEY: 0000908724 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: C/O DELL COMPUTER CORP STREET 2: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682-2244 BUSINESS PHONE: 5127284737 MAIL ADDRESS: STREET 1: C/O DELL COMPUTER CORP STREET 2: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682-2244 5 1 edgar.txt FORM 5 - 01-01-2003 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). ( ) Form 3 Holdings Reported ( ) Form 4 Transactions Reported 1. Name and Address of Reporting Person Michael S. Dell One Dell Way TX, Round Rock 78682 2. Issuer Name and Ticker or Trading Symbol Dell Computer Corporation (DELL) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 1/2003 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) Chairman of the Board, Chief Executive Officer 7. Individual or Joint/Group Reporting (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security|2. |2A. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | |Trans-|Exec- |Trans | or Disposed of (D) | Securities |ect | Beneficial Ownership | |action|ution |action| | Beneficially |(D)or | | | | |Code | | A/| | Owned at |Indir | | |Date | Date | | Amount | D | Price | End of Year |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock | | | | | | |296316172.000 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | |33449112.000 |I |By Spouse 1,2 | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | |1600000.000 |I |By Trust 2 | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | |97300.000 |I |Employer 401(k) Plan | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | |2058000.000 |I |Limited Partnership - 1 2 | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | |6080000.000 |I |Limited Partnership - 2 2 | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of |2.Con- |3. |3A. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Derivative |version |Trans- |Deemed|Trans-| rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | Security |or Exer |action | |action| rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | |Execu-|Code | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| |ution | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | | |Date |Expir| | |ficially |Ind| | |tive |(Month/|(Month| | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |rity |Day/ |/Day/ | | | D |cisa-|Date | of Shares | |End of |ct | | | |Year) |Year) | | Amount | |ble | | | |Year |(I)| | ___________________________________________________________________________________________________________________________________| Nonqualified |$27.64 |3/7/ 20|3/7/ 2|A |500000.000 |A |3 |3/7/2|Common Stock|500000.| |500000.000 |D | | Stock Options| |02 |002 | | | | |012 | |000 | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified |$21.388 |3/22/ 2|3/22/ |A |64940.000 |A |4 |3/22/|Common Stock|64940.0| |64940.000 |D | | Stock Options| |002 |2002 | | | | |2012 | |00 | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified |$4.633 | | | | | |5 |3/5/2|Common Stock| | |1600000.000 |D | | Stock Options| | | | | | | |007 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified |$9.26 | | | | | |6 |7/18/|Common Stock| | |1920000.000 |I |By Trust 7 | Stock Options| | | | | | | |2007 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified |$16.672 | | | | | |8 |3/5/2|Common Stock| | |4800000.000 |I |By Trust 7 | Stock Options| | | | | | | |008 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified |$21.72 | | | | | |9 |3/23/|Common Stock| | |307285.000 |D | | Stock Option | | | | | | | |2011 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified |$24.09 | | | | | |10 |6/18/|Common Stock| | |500000.000 |D | | Stock Option | | | | | | | |2011 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified |$22.94 | | | | | |11 |2/12/|Common Stock| | |500000.000 |D | | Stock Options| | | | | | | |2011 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified |$28.899 | | | | | |12 |7/17/|Common Stock| | |4800000.000 |I |By Trust 7 | Stock Options| | | | | | | |2008 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified |$37.5938| | | | | |13 |8/22/|Common Stock| | |175000.000 |D | | Stock Option | | | | | | | |2010 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified |$37.5938| | | | | |14 |8/22/|Common Stock| | |175000.000 |D | | Stock Options| | | | | | | |2010 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nnonqualified|$43.438 | | | | | |15 |3/02/|Common Stock| | |900000.000 |D | | Stock Option| | | | | | | |2010 | | | | | | | s | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified |$44.6875| | | | | |16 |9/23/|Common Stock| | |805595.000 |D | | Stock Options| | | | | | | |2009 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified |$45.90 | | | | | |17 |3/24/|Common Stock| | |145555.000 |D | | Stock Options| | | | | | | |2010 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________|
Explanation of Responses: 1. Owned through a separate property trust. 2. Pursuant to Rule 16a-1 promulgated under the Securities Act of 1934, Michael Dell declares that the filing of this Form 4 shall not be construed as an admission that he is the beneficial owner of these shares of common stock. 3. Exercisable in accordance with the following schedule: 100,000 shares on 3/7 of each year from 2003 through 2007. 4. Exercisable in accordance with the following schedule: 32,470 shares on 3/22 of 2003 and 2004. 5. Exercisable on 3/5/2002. 6. Exercisable in accordance with the following schedule: 960,000 shares on 7/18 of 2001 and 2002. 7. Options are held by trusts of which the reporting person or his spouse is the trustee for the benefit of their children. 8. Exercisable in accordance with the following schedule: 1,600,000 shares on 3/5 of each year from 2001 through 2003. 9. Exercisable in accordance with the following schedule: 153,642 shares on 3/23/2002 and 153,643 shares on 3/23/2003. 10. Exercisable in accordance with the following schedule: 100,000 shares on 6/18 of each year from 2002 through 2006. 11. Exercisable in accordance with the following schedule: 100,000 shares on 2/12 of each year from 2002 through 2006. 12. Exercisable in accordance with the following schedule: 960,000 shares on 7/17 of each year from 2001 through 2005. 13. Exercisable in accordance with the following schedule: 35,000 shares on 8/22 of each year from 2003 through 2007. 14. Exercisable in accordance with the following schedule: 35,000 shares on 8/22 of each year from 2001 through 2005. 15. Exercisable in accordance with the following schedule: 180,000 shares on 3/2 of each year from 2001 through 2005. 16. Exercisable according to the following schedule: 161,119 shares on 9/23 of each year from 2000 through 2004. 17. Exercisable in accordance with the following schedule: 36,388 shares on 3/24/2001, 36,389 shares on 3/24/2002 and 72,778 shares on 3/24/2003. SIGNATURE OF REPORTING PERSON Michael S. Dell Thomas H. Welch, Jr., Attorney-in-Fact -----END PRIVACY-ENHANCED MESSAGE-----