-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Pe9/eYlRvh8TUSot3gjkE4Io/00n78dtigsEgoxaQZUWsJsDJqU3TvlE7oDeviyL J9P/KV4lj6zq0st5qTdX8w== 0000908724-01-000002.txt : 20010312 0000908724-01-000002.hdr.sgml : 20010312 ACCESSION NUMBER: 0000908724-01-000002 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010201 FILED AS OF DATE: 20010309 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DELL COMPUTER CORP CENTRAL INDEX KEY: 0000826083 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 742487834 STATE OF INCORPORATION: DE FISCAL YEAR END: 0129 FILING VALUES: FORM TYPE: 5 SEC ACT: SEC FILE NUMBER: 000-17017 FILM NUMBER: 1564811 BUSINESS ADDRESS: STREET 1: ONE DELL WAY STREET 2: STED CITY: ROUND ROCK STATE: TX ZIP: 78682-2244 BUSINESS PHONE: 5127284737 MAIL ADDRESS: STREET 1: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682 COMPANY DATA: COMPANY CONFORMED NAME: DELL MICHAEL S CENTRAL INDEX KEY: 0000908724 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: C/O DELL COMPUTER CORP STREET 2: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682-2244 BUSINESS PHONE: 5127284737 MAIL ADDRESS: STREET 1: C/O DELL COMPUTER CORP STREET 2: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682-2244 5 1 0001.txt FORM 5 - FISCAL YEAR 2001 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). ( ) Form 3 Holdings Reported ( ) Form 4 Transactions Reported 1. Name and Address of Reporting Person Michael S. Dell One Dell Way TX, Round Rock 78682 2. Issuer Name and Ticker or Trading Symbol Dell Computer Corporation (DELL) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year Fiscal Year 2001 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) Chairman of the Board, Chief Executive Officer 7. Individual or Joint/Group Reporting (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | |Transaction| or Disposed of (D) | Securities |ect | Beneficial Ownership | |Date |Code| | Beneficially |(D)or | | | | | | A/| | Owned at |Indir | | | | | Amount | D | Price | End of Year |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock | | | | | |309070469 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | |37809112 |I |By Spouse 1,2 | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | |6080000 |I |By Trust 2 | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | |98547 |I |Employer 401(k) Plan | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | |2058000 |I |Limited Partnership - 1 | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | |6080000 |I |Limited Partnership - 2 | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer |Date |Code| rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise Pr | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |ice of | | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity | | | Amount | |ble | | | |Year |(I)| | ___________________________________________________________________________________________________________________________________| Nonqualified Stock Optio|$1.446 | | | | |3 |7/11/|Common Stock| | |640000 |D | | ns | | | | | | |06 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$1.809 | | | | |4 |8/9/0|Common Stock| | |1920000 |D | | ns | | | | | | |6 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$4.633 | | | | |5 |3/5/0|Common Stock| | |3200000 |D | | ns | | | | | | |7 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$9.26 | | | | |6 |7/18/|Common Stock| | |1920000 |I |By Trust 7 | ns | | | | | | |07 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$16.672 | | | | |8 |3/5/0|Common Stock| | |4800000 |I |By Trust 7 | ns | | | | | | |8 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$28.899 | | | | |9 |7/17/|Common Stock| | |4800000 |I |By Trust 7 | ns | | | | | | |08 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$37.5938|8/22/|A |175000 |A |10 |8/22/|Common Stock|175000 |N/A |175000 |D | | n | | 2000| | | | |2010 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$37.5938|8/22/|A |175000 |A |11 |8/22/|Common Stock|175000 |N/A |175000 |D | | ns | | 2000| | | | |2010 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nnonqualified Stock Opti|$43.438 |3/2/ |A |900000 |A |12 |3/02/|Common Stock|900000 |N/A |900000 |D | | ons | |2000 | | | | |10 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$45.90 |3/24/|A |145555 |A |13 |3/24/|Common Stock|145555 |N/A |145555 |D | | ns | | 2000| | | | |10 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Nonqualified Stock Optio|$44.6875| | | | |14 |9/23/|Common Stock| | |805595 |D | | ns | | | | | | |09 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________|
Explanation of Responses: 1. Owned through a separate property trust. 2. Pursuant to Rule 16a-1 promulgated under the Securities Act of 1934, Michael Dell declares that the filing of this Form 5 shall not be construed as an admission that he is the beneficial owner of these shares of common stock. 3. Exercisable on 7/11/2001. 4. Exercisable on 8/9/2001. 5. Exercisable in accordance with the following schedule: 1,600,000 shares on 3/5 of each year from 2001 through 2002. 6. Exercisable in accordance with the following schedule: 960,000 shares on 7/18 of 2001 and 2002. 7. Options are held by trusts of which the reporting person or his spouse is the trustee for the benefit of their children. 8. Exercisable in accordance with the following schedule: 1,600,000 shares on 3/5 of each year from 2001 through 2003. 9. Exercisable in accordance with the following schedule: 960,000 shares on 7/17 of each year from 2001 through 2005. 10. Exercisable in accordance with the following schedule: 35,000 shares on 8/22 of each year from 2003 through 2007. 11. Exercisable in accordance with the following schedule: 35,000 shares on 8/22 of each year from 2001 through 2005. 12. Exercisable in accordance with the following schedule: 180,000 shares on 3/2 of each year from 2001 through 2005. 13. Exercisable in accordance with the following schedule: 36,388 shares on 3/24/2001, 36,389 shares on 3/24/2002 and 72,778 shares on 3/24/2003. 14. Exercisable according to the following schedule: 161,119 shares on 9/23 of each year from 2000 through 2004. -----END PRIVACY-ENHANCED MESSAGE-----