0000908662-17-000195.txt : 20170929
0000908662-17-000195.hdr.sgml : 20170929
20170929124510
ACCESSION NUMBER: 0000908662-17-000195
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170927
FILED AS OF DATE: 20170929
DATE AS OF CHANGE: 20170929
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BOYLE MATTHEW
CENTRAL INDEX KEY: 0001195201
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09789
FILM NUMBER: 171110314
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SEVCON, INC.
CENTRAL INDEX KEY: 0000825411
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620]
IRS NUMBER: 042985631
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 155 NORTHBORO ROAD
CITY: SOUTHBOROUGH
STATE: MA
ZIP: 01772
BUSINESS PHONE: 5082815510
MAIL ADDRESS:
STREET 1: 155 NORTHBORO ROAD
CITY: SOUTHBOROUGH
STATE: MA
ZIP: 01772
FORMER COMPANY:
FORMER CONFORMED NAME: TECH OPS SEVCON INC
DATE OF NAME CHANGE: 19920703
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-09-27
1
0000825411
SEVCON, INC.
SEV
0001195201
BOYLE MATTHEW
C/O SEVCON, INC.
155 NORTHBORO ROAD
SOUTHBOROUGH
MA
01772
1
1
0
0
President and CEO
Common Stock
2017-09-27
4
M
0
4615
8.75
A
132511
D
Common Stock
2017-09-27
4
D
0
132511
22.00
D
0
D
Common Stock
2017-09-27
4
D
0
4000
22.00
D
0
I
By Wife
Series A Convertible Preferred Stock
8.00
2017-09-27
4
D
0
9123
66.00
D
2014-09-08
Common Stock
27369
0
D
Stock Option (Right to Buy)
9.944
2017-09-27
4
M
0
4615
0
D
2020-12-16
Common Stock
4615
0
D
The exercise price of the options is 6.50 British Pounds Sterling per share. The reported figure of $8.75 is the USD equivalent at time of exercise.
Disposed of pursuant to merger agreement by and among Issuer, BorgWarner Inc. and Slade Merger Sub Inc. (the "Merger Agreement") for a cash payment of the per share price noted.
The Series A Convertible Preferred Stock had no expiration date.
The exercise price of the options is 6.50 British Pounds Sterling per share. The reported figure of $9.944 is the USD equivalent at time of grant.
Fully vested.
/s/ Matthew C. Dallett at attorney-in-fact
2017-09-29