0000908662-17-000195.txt : 20170929 0000908662-17-000195.hdr.sgml : 20170929 20170929124510 ACCESSION NUMBER: 0000908662-17-000195 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170927 FILED AS OF DATE: 20170929 DATE AS OF CHANGE: 20170929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOYLE MATTHEW CENTRAL INDEX KEY: 0001195201 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09789 FILM NUMBER: 171110314 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SEVCON, INC. CENTRAL INDEX KEY: 0000825411 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 042985631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 155 NORTHBORO ROAD CITY: SOUTHBOROUGH STATE: MA ZIP: 01772 BUSINESS PHONE: 5082815510 MAIL ADDRESS: STREET 1: 155 NORTHBORO ROAD CITY: SOUTHBOROUGH STATE: MA ZIP: 01772 FORMER COMPANY: FORMER CONFORMED NAME: TECH OPS SEVCON INC DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-09-27 1 0000825411 SEVCON, INC. SEV 0001195201 BOYLE MATTHEW C/O SEVCON, INC. 155 NORTHBORO ROAD SOUTHBOROUGH MA 01772 1 1 0 0 President and CEO Common Stock 2017-09-27 4 M 0 4615 8.75 A 132511 D Common Stock 2017-09-27 4 D 0 132511 22.00 D 0 D Common Stock 2017-09-27 4 D 0 4000 22.00 D 0 I By Wife Series A Convertible Preferred Stock 8.00 2017-09-27 4 D 0 9123 66.00 D 2014-09-08 Common Stock 27369 0 D Stock Option (Right to Buy) 9.944 2017-09-27 4 M 0 4615 0 D 2020-12-16 Common Stock 4615 0 D The exercise price of the options is 6.50 British Pounds Sterling per share. The reported figure of $8.75 is the USD equivalent at time of exercise. Disposed of pursuant to merger agreement by and among Issuer, BorgWarner Inc. and Slade Merger Sub Inc. (the "Merger Agreement") for a cash payment of the per share price noted. The Series A Convertible Preferred Stock had no expiration date. The exercise price of the options is 6.50 British Pounds Sterling per share. The reported figure of $9.944 is the USD equivalent at time of grant. Fully vested. /s/ Matthew C. Dallett at attorney-in-fact 2017-09-29