0000825411-14-000036.txt : 20140910 0000825411-14-000036.hdr.sgml : 20140910 20140910153544 ACCESSION NUMBER: 0000825411-14-000036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140908 FILED AS OF DATE: 20140910 DATE AS OF CHANGE: 20140910 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SEVCON, INC. CENTRAL INDEX KEY: 0000825411 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 042985631 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 155 NORTHBORO ROAD CITY: SOUTHBOROUGH STATE: MA ZIP: 01772 BUSINESS PHONE: 5082815510 MAIL ADDRESS: STREET 1: 155 NORTHBORO ROAD CITY: SOUTHBOROUGH STATE: MA ZIP: 01772 FORMER COMPANY: FORMER CONFORMED NAME: TECH OPS SEVCON INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wang Frederick A CENTRAL INDEX KEY: 0001485615 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09789 FILM NUMBER: 141095828 MAIL ADDRESS: STREET 1: 155 NORTHBORO ROAD CITY: SOUTHBOROUGH STATE: MA ZIP: 01772 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-09-08 0 0000825411 SEVCON, INC. SEV 0001485615 Wang Frederick A 155 NORTHBORO ROAD SOUTHBOROUGH MA 01772 1 0 0 0 Subscription Rights (Right to Buy) 21.5 2014-09-08 4 M 0 8500 0 D 2014-09-08 Preferred Stock 1106 0 D Subscription Rights (Right to Buy) 21.5 2014-09-08 4 M 0 2600 0 D 2014-09-08 Preferred Stock 338 0 D Series A Convertible Preferred Stock 8 2014-09-08 4 M 0 1106 21.5 A 2014-09-08 Common Stock 3318 1106 D Series A Convertible Preferred Stock 8 2014-09-08 4 M 0 338 21.5 A 2014-09-08 Common Stock 1014 1444 D The subscription rights reflected on this Form 4 were issued to the reporting person in connection with Sevcon, Inc.'s rights offering, in which Sevcon, Inc. distributed, at no charge, to holders of its common stock, transferable subscription rights to purchase shares of the company's Series A Convertible Preferred Stock. Immediately exercisable All unexercised rights expired on September 8, 2014 The Series A Convertible Preferred Stock has no expiration date. Raymond J Thibault Attorney-In-Fact 2014-09-10