0000825411-14-000036.txt : 20140910
0000825411-14-000036.hdr.sgml : 20140910
20140910153544
ACCESSION NUMBER: 0000825411-14-000036
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140908
FILED AS OF DATE: 20140910
DATE AS OF CHANGE: 20140910
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SEVCON, INC.
CENTRAL INDEX KEY: 0000825411
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620]
IRS NUMBER: 042985631
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 155 NORTHBORO ROAD
CITY: SOUTHBOROUGH
STATE: MA
ZIP: 01772
BUSINESS PHONE: 5082815510
MAIL ADDRESS:
STREET 1: 155 NORTHBORO ROAD
CITY: SOUTHBOROUGH
STATE: MA
ZIP: 01772
FORMER COMPANY:
FORMER CONFORMED NAME: TECH OPS SEVCON INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wang Frederick A
CENTRAL INDEX KEY: 0001485615
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09789
FILM NUMBER: 141095828
MAIL ADDRESS:
STREET 1: 155 NORTHBORO ROAD
CITY: SOUTHBOROUGH
STATE: MA
ZIP: 01772
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2014-09-08
0
0000825411
SEVCON, INC.
SEV
0001485615
Wang Frederick A
155 NORTHBORO ROAD
SOUTHBOROUGH
MA
01772
1
0
0
0
Subscription Rights (Right to Buy)
21.5
2014-09-08
4
M
0
8500
0
D
2014-09-08
Preferred Stock
1106
0
D
Subscription Rights (Right to Buy)
21.5
2014-09-08
4
M
0
2600
0
D
2014-09-08
Preferred Stock
338
0
D
Series A Convertible Preferred Stock
8
2014-09-08
4
M
0
1106
21.5
A
2014-09-08
Common Stock
3318
1106
D
Series A Convertible Preferred Stock
8
2014-09-08
4
M
0
338
21.5
A
2014-09-08
Common Stock
1014
1444
D
The subscription rights reflected on this Form 4 were issued to the reporting person in connection with Sevcon, Inc.'s rights offering, in which Sevcon, Inc. distributed, at no charge, to holders of its common stock, transferable subscription rights to purchase shares of the company's Series A Convertible Preferred Stock.
Immediately exercisable
All unexercised rights expired on September 8, 2014
The Series A Convertible Preferred Stock has no expiration date.
Raymond J Thibault Attorney-In-Fact
2014-09-10