0001214659-17-006857.txt : 20171120 0001214659-17-006857.hdr.sgml : 20171120 20171120171056 ACCESSION NUMBER: 0001214659-17-006857 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171116 FILED AS OF DATE: 20171120 DATE AS OF CHANGE: 20171120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STETSON ROBERT J CENTRAL INDEX KEY: 0001254073 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18590 FILM NUMBER: 171214548 MAIL ADDRESS: STREET 1: 14901 QUORUM DRIVE CITY: DALLAS STATE: TX ZIP: 75254 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Good Times Restaurants Inc. CENTRAL INDEX KEY: 0000825324 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 841133368 STATE OF INCORPORATION: CO FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 141 UNION BOULEVARD STREET 2: 400 CITY: LAKEWOOD STATE: CO ZIP: 80228 BUSINESS PHONE: 303-384-1440 MAIL ADDRESS: STREET 1: 141 UNION BOULEVARD STREET 2: 400 CITY: LAKEWOOD STATE: CO ZIP: 80228 FORMER COMPANY: FORMER CONFORMED NAME: GOOD TIMES RESTAURANTS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PARAMOUNT VENTURES INC DATE OF NAME CHANGE: 19900205 4 1 marketforms-40162.xml PRIMARY DOCUMENT X0306 4 2017-11-16 0000825324 Good Times Restaurants Inc. GTIM 0001254073 STETSON ROBERT J 6125 LUTHER LN #380 DALLAS TX 75225 true false false false Common 2017-11-16 4 M false 1867 0.00 A 103453 D Common 440000 I By REIT Redux, LLC Common 20500 I By Leanlien, LLC Non Qualified Stock Option 7.79 2025-03-13 Common 7060 7060 D Non Qualified Stock Option 5.29 2025-11-23 Common 3781 10841 D Restricted Stock Unit 0.00 2018-11-23 Common 882 11723 D Restricted Stock Unit 0.00 2019-11-16 Common 3733 15456 D Represents the conversion upon vesting of restricted stock awards into common stock (the "Converted Common Stock "). The reporting person was granted 5,600 restricted stock units on November 16, 2016 of which 1/3 of the shares of the grant vested on November 16, 2017. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. The reporting person is the president of REIT Redux GP, the general partner of REIT Redux LP. REIT Redux LP received an aggregate of 440,000 shares of Common Stock of the Issuer in the pro rata distribution for no consideration referenced in footnote [1]. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, of the shares held by REIT Redux LP, except to the extent of his pecuniary interest therein. Leanlien, LLC, a trust in which the reporting person beneficially owns 61% and his children beneficially own 39% These Non-Qualified Stock Options vest in three equal annual installments with the first installment vesting March 13, 2016. These Non-Qualified Stock Options vest in three equal annual installments with the first installment vesting November 23, 2016 The reporting person was granted 1,324 restricted stock units on November 23, 2015 of which 1/3 of the shares of the grant vested on November 23, 2016. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. The reporting person was granted 5,600 restricted stock units on November 16, 2016 of which 1/3 of the total granted amount vested on November 16, 2017. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. Robert J. Stetson 2017-11-20