0001214659-17-005508.txt : 20170906
0001214659-17-005508.hdr.sgml : 20170906
20170906121018
ACCESSION NUMBER: 0001214659-17-005508
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170901
FILED AS OF DATE: 20170906
DATE AS OF CHANGE: 20170906
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STETSON ROBERT J
CENTRAL INDEX KEY: 0001254073
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18590
FILM NUMBER: 171070735
MAIL ADDRESS:
STREET 1: 14901 QUORUM DRIVE
CITY: DALLAS
STATE: TX
ZIP: 75254
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Good Times Restaurants Inc.
CENTRAL INDEX KEY: 0000825324
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 841133368
STATE OF INCORPORATION: CO
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 141 UNION BOULEVARD
STREET 2: 400
CITY: LAKEWOOD
STATE: CO
ZIP: 80228
BUSINESS PHONE: 303-384-1440
MAIL ADDRESS:
STREET 1: 141 UNION BOULEVARD
STREET 2: 400
CITY: LAKEWOOD
STATE: CO
ZIP: 80228
FORMER COMPANY:
FORMER CONFORMED NAME: GOOD TIMES RESTAURANTS INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: PARAMOUNT VENTURES INC
DATE OF NAME CHANGE: 19900205
4
1
marketforms-39539.xml
PRIMARY DOCUMENT
X0306
4
2017-09-01
0000825324
Good Times Restaurants Inc.
GTIM
0001254073
STETSON ROBERT J
6125 LUTHER LN
#380
DALLAS
TX
75225
true
false
false
false
Common
2017-09-01
4
P
false
2450
2.80
A
97186
D
Common
440000
I
By REIT Redux, LLC
Common
20500
I
By Leanlien, LLC
Non Qualified Stock Option
7.79
2025-03-13
Common
7060
7060
D
Non Qualified Stock Option
5.29
2025-11-23
Common
3781
10841
D
Restricted Stock Unit
0.00
2018-11-23
Common
883
11724
D
Restricted Stock Unit
0.00
2019-11-16
Common
5600
17324
D
The reporting person is the president of REIT Redux GP, the general partner of REIT Redux LP. REIT Redux LP received an aggregate of 440,000 shares of Common Stock of the Issuer in the pro rata distribution for no consideration referenced in footnote [1]. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, of the shares held by REIT Redux LP, except to the extent of his pecuniary interest therein.
Leanlien, LLC, a trust in which the reporting person beneficially owns 61% and his children beneficially own 39%
These Non-Qualified Stock Options vest in three equal annual installments with the first installment vesting March 13, 2016.
These Non-Qualified Stock Options vest in three equal annual installments with the first installment vesting November 23, 2016
The reporting person was granted 1,324 restricted stock units on November 23, 2015 of which 1/3 of the shares of the grant vested on November 23, 2016. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.
The reporting person was granted 5,600 restricted stock units on November 16, 2016 vesting at 1/3 of the total granted amount over three years. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.
Robert J. Stetson
2017-09-06