0001144204-18-009862.txt : 20180220 0001144204-18-009862.hdr.sgml : 20180220 20180220182141 ACCESSION NUMBER: 0001144204-18-009862 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180213 FILED AS OF DATE: 20180220 DATE AS OF CHANGE: 20180220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STETSON ROBERT J CENTRAL INDEX KEY: 0001254073 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18590 FILM NUMBER: 18626303 MAIL ADDRESS: STREET 1: 14901 QUORUM DRIVE CITY: DALLAS STATE: TX ZIP: 75254 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Good Times Restaurants Inc. CENTRAL INDEX KEY: 0000825324 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 841133368 STATE OF INCORPORATION: NV FISCAL YEAR END: 0925 BUSINESS ADDRESS: STREET 1: 141 UNION BOULEVARD STREET 2: 400 CITY: LAKEWOOD STATE: CO ZIP: 80228 BUSINESS PHONE: 303-384-1440 MAIL ADDRESS: STREET 1: 141 UNION BOULEVARD STREET 2: 400 CITY: LAKEWOOD STATE: CO ZIP: 80228 FORMER COMPANY: FORMER CONFORMED NAME: GOOD TIMES RESTAURANTS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PARAMOUNT VENTURES INC DATE OF NAME CHANGE: 19900205 4 1 tv486525_form4.xml OWNERSHIP DOCUMENT X0306 4 2018-02-13 0 0000825324 Good Times Restaurants Inc. GTIM 0001254073 STETSON ROBERT J 6125 LUTHER LANE, #380 DALLAS TX 75225 0 0 0 1 See Remarks Common 2018-02-13 4 P 0 1214 2.5494 A 23416 I By SLKW Investments LLC Common 2018-02-14 4 P 0 17100 2.60 A 40516 I By SLKW Investments LLC Common 2018-02-15 4 P 0 7700 2.60 A 48216 I By SLKW Investments LLC Common 103894 D Common 440000 I By REIT Redux, LLC Common 24000 I By Leanlien, LLC Non Qualified Stock Option 7.79 2025-03-13 Common 7060 7060 D Non Qualified Stock Option 5.29 2025-11-23 Common 3781 10841 D Restricted Stock Unit 0.00 2018-11-23 Common 441 11282 D Restricted Stock Unit 0.00 2019-11-16 Common 3733 15015 D The reporting person is the managing member and is a beneficial owner of SLKW Investments LLC. The reporting person is the president of REIT Redux GP, the general partner of REIT Redux LP. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, of the shares held by REIT Redux LP, except to the extent of his pecuniary interest therein. Leanlien, LLC, a trust in which the reporting person beneficially owns 61% and his children beneficially own 39%. These Non-Qualified Stock Options vest in three equal annual installments with the first installment vesting March 13, 2016. These Non-Qualified Stock Options vest in three equal annual installments with the first installment vesting November 23, 2016. The reporting person was granted 1,324 restricted stock units on November 23, 2015 of which 1/3 of the shares of the grant vested on November 23, 2016 and an additional 1/3 of the shares of the grant vested on November 23, 2017. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. The reporting person was granted 5,600 restricted stock units on November 16, 2016 of which 1/3 of the total granted amount vested on November 16, 2017. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. Reporting Person has filed as a member of a Section 13(d)(3) "group" with Delta Partners, LP, Delta Partners GP, LLC, Prism Partners, L.P., Delta Growth Master Fund L.P., Delta Advisors, LLC, the Jobson Family Foundation, Charles Jobson, REIT Redux LP, REIT Redux GP, LLC, Leanlien, L.L.C., David Martin West Asset Trust, David West, The Kropp 2010 Family Trust; and James H. Kropp. Members of the Section 13(d) filing group in aggregate beneficially own in excess of ten percent of the common stock of the Issuer. Neither the fact of this Section 16 filing nor anything contained herein shall be deemed to be an admission by the Reporting Person that such a group exists. The Reporting Person disclaims beneficial ownership of the shares held by the other members of such Section 13(d) filing group, except to the extent of his pecuniary interest therein. /s/ Robert J. Stetson 2018-02-20