EX-99.14 5 d410163dex9914.htm EX-14 EX-14

Exhibit 14

EXECUTIVE OFFICERS AND DIRECTORS

OF

AXA FINANCIAL, INC.

The names of the Directors and the names and titles of the Executive Officers of AXA Financial, Inc. (“AXF”), which is the sole member of AXA Equitable Financial Services, LLC, and their business addresses and principal occupations are set forth below. If no address is given, the Director’s or Executive Officer’s business address is that of AXF at 1290 Avenue of the Americas, New York, New York 10104. Unless otherwise indicated, each occupation set forth opposite an individual’s name refers to AXF and each individual is a United States citizen.

 

Name, Business Address

  

Present Principal Occupation

Josh Braverman   

Senior Executive Vice President and Treasurer

Senior Executive Director and Treasurer, AXA Equitable Life Insurance Company

* Thomas Buberl (1)

AXA

25, avenue Matignon

75008 Paris

France

  

Chief Executive Officer, AXA

Chairman of the Board, AXF

Marine de Boucaud   

Senior Executive Vice President and Chief Human Resources Officer

Senior Executive Director and Chief Human Resources Officer, AXA Equitable Life Insurance Company

* Ramon de Oliveira (1)

580 Park Avenue

New York, NY 10065

   Managing Director, Investment Audit Practice, LLC
* Barbara Fallon-Walsh    Former Head of Institutional Retirement Plan Services, The Vangaurd Group, Inc.
Dave S. Hattem   

Senior Executive Vice President and General Counsel

Senior Executive Director and General Counsel, AXA Equitable Life Insurance Company

Mike Healy   

Senior Executive Vice President and Chief Information Officer

Senior Executive Director and Chief Information Officer, AXA Equitable Life Insurance Company


Name, Business Address

  

Present Principal Occupation

Adrienne Johnson   

Senior Executive Vice President and Chief Transformation Officer

Senior Executive Director and Chief Transformation Officer, AXA Equitable Life Insurance Company

* Daniel G. Kaye    Former partner at Ernst & Young
Anders Malmström (3)   

Senior Executive Vice President and Chief Financial Officer

Senior Executive Director and Chief Financial Officer, AXA Equitable Life Insurance Company

* Kristi A. Matus    Former Executive Vice President and Chief Financial & Administrative Officer of athenahealth, Inc.
* Mark Pearson (2)   

President and Chief Executive Officer

Chairman of the Board and Chief Executive Officer, AXA Equitable Life Insurance Company

* Bertram L. Scott

Novant Health

108 Providence Road

Charlotte, NC 28207

   Senior Vice President of population health
* George Stansfield    Group General Secretary, AXA
* Richard C. Vaughan    Former Executive Vice President and Chief Financial Officer, Lincoln Financial Group
Brian Winikoff   

Senior Executive Vice President and Head of U.S. Life, Retirement and Wealth Management

Senior Executive Director and Head of U.S. Life, Retirement and Wealth Management, AXA Equitable Life Insurance Company

 

* Director
(1) Citizen of the Republic of France
(2) Citizen of the United Kingdom
(3) Citizen of Switzerland