EX-99.4 5 d648038dex994.htm EX-4 EX-4

Exhibit 4

EXECUTIVE OFFICERS AND DIRECTORS

OF

AXA FINANCIAL, INC.

The names of the Directors and the names and titles of the Executive Officers of AXA Financial, Inc. (“AXF”), which is the sole member of AXA Equitable Financial Services, LLC, and their business addresses and principal occupations are set forth below. If no address is given, the Director’s or Executive Officer’s business address is that of AXF at 1290 Avenue of the Americas, New York, New York 10104. Unless otherwise indicated, each occupation set forth opposite an individual’s name refers to AXF and each individual is a United States citizen.

 

Name, Business Address

  

Present Principal Occupation

*  Henri de Castries (1)

AXA

25, avenue Matignon

75008 Paris

France

  

Chairman of the Board and Chief Executive Officer,

AXA

Chairman of the Board, AXF

*  Ramon de Oliveira (1)

580 Park Avenue

New York, NY 10065

   Managing Director, Investment Audit Practice, LLC

*  Denis Duverne (1)

AXA 25, avenue Matignon

75008 Paris

France

  

Member of the Board and Deputy Chief Executive

Officer, AXA

*  Barbara Fallon-Walsh

  

Former Head of Institutional Retirement Plan Services,

The Vangaurd Group, Inc.

*  Dan Hale

900 20th Avenue South

Unit 1411

Nashville, TN 37212

  

Former SVP and Chief Financial Officer, Allstate

Corporation

*  Anthony J. Hamilton (2)

5 Old Broad St.

London

England ECN 1AD

  

Non-Executive Chairman, AXA UK plc (life and plc

insurance)


Name, Business Address

  

Present Principal Occupation

Dave S. Hattem

  

Senior Executive Vice President and General Counsel

Senior Executive Director and General Counsel, AXA

Equitable Life Insurance Company

Michael B. Healy

  

Executive Vice President and Chief Information Officer

Executive Director and Chief Information Officer, AXA

Equitable Life Insurance Company

* Peter S. Kraus

AllianceBernstein

1345 Avenue of Americas

New York, NY 10105

  

Chairman of the Board and Chief Executive Officer

AllianceBernstein Holding L.P.

Nicholas B. Lane

  

Senior Executive Vice President and Head of U.S. Life

and Retirement

Senior Executive Director and Head of U.S. Life and

Retirement, AXA Equitable Life Insurance Company

Anders Malmström (3)

  

Senior Executive Vice President and Chief Financial

Officer

Senior Executive Director and Chief Financial Officer,

AXA Equitable Life Insurance Company

* Mark Pearson (2)

  

President and Chief Executive Officer

Chairman of the Board and Chief Executive Officer,

AXA Equitable Life Insurance Company

Salvatore Piazzolla (4)

  

Senior Executive Vice President

Senior Executive Director—Chief Human Resources

Officer, AXA Equitable Life Insurance Company

Amy S. Radin

  

Senior Executive Vice President and Chief Marketing

Officer

Senior Executive Director and Chief Marketing Officer,

AXA Equitable Life Insurance Company

Sharon Ritchey

  

Senior Executive Vice President and Chief Operating

Officer

Senior Executive Director and Chief Operating Officer,

AXA Equitable Life Insurance Company

* Bertram L. Scott

Affinity Health Plans

2500 Halsey Street, #2

Bronx, NY 10461

  

President and Chief Executive Officer, Affinity Health

Plans


Name, Business Address

  

Present Principal Occupation

* Lorie A. Slutsky

  

President and Chief Executive Officer, The New York

Community Trust (community foundation)

* Richard C. Vaughan

  

Former Executive Vice President and Chief Financial

Officer, Lincoln Financial Group

Robert O. (“Bucky”) Wright

  

Senior Executive Vice President and Head of Wealth

Management

Senior Executive Director and Head of Wealth

Management, AXA Equitable Life Insurance Company

 

* Director
(1) Citizen of the Republic of France
(2) Citizen of the United Kingdom
(3) Citizen of Switzerland
(4) Citizen of Italy