EX-99.4 5 d598971dex994.htm EX-4 EX-4

Exhibit 4

EXECUTIVE OFFICERS AND DIRECTORS

OF

AXA FINANCIAL, INC.

The names of the Directors and the names and titles of the Executive Officers of AXA Financial, Inc. (“AXF”), which is the sole member of AXA Equitable Financial Services, LLC, and their business addresses and principal occupations are set forth below. If no address is given, the Director’s or Executive Officer’s business address is that of AXF at 1290 Avenue of the Americas, New York, New York 10104. Unless otherwise indicated, each occupation set forth opposite an individual’s name refers to AXF and each individual is a United States citizen.

 

Name, Business Address

  

Present Principal Occupation

*  Henri de Castries (1)

AXA

25, avenue Matignon

75008 Paris

France

  

Chairman of the Board and Chief Executive Officer, AXA

Chairman of the Board, AXF

*  Ramon de Oliveira (1)

580 Park Avenue

New York, NY 10065

   Managing Director, Investment Audit Practice, LLC

*  Denis Duverne (1)

AXA

25, avenue Matignon

75008 Paris

France

   Member of the Board and Deputy Chief Executive Officer, AXA

*  Barbara Fallon-Walsh

   Former Head of Institutional Retirement Plan Services, The Vangaurd Group, Inc.

*  Dan Hale

900 20th Avenue South

Unit 1411

Nashville, TN 37212

   Former SVP and Chief Financial Officer, Allstate Corporation

*  Anthony J. Hamilton (2)

5 Old Broad St.

London

England ECN 1AD

   Non-Executive Chairman, AXA UK plc (life and plc insurance)


Name, Business Address

  

Present Principal Occupation

Dave S. Hattem

  

Senior Executive Vice President and General Counsel

Senior Executive Director and General Counsel, AXA Equitable Life Insurance Company

Michael B. Healy

  

Executive Vice President and Chief Information Officer

Executive Director and Chief Information Officer, AXA Equitable Life Insurance Company

*  Peter S. Kraus

AllianceBernstein

1345 Avenue of Americas

New York, NY 10105

   Chairman of the Board and Chief Executive Officer AllianceBernstein Holding L.P.

Nicholas B. Lane

  

Senior Executive Vice President and President, Retirement Savings

Senior Executive Director and President, Retirement Savings, AXA Equitable Life Insurance Company

Anders Malmström (3)

  

Senior Executive Vice President and Chief Financial Officer

Senior Executive Director and Chief Financial Officer, AXA Equitable Life Insurance Company

*  Mark Pearson (2)

  

President and Chief Executive Officer

Chairman of the Board and Chief Executive Officer, AXA Equitable Life Insurance Company

Salvatore Piazzolla (4)

  

Senior Executive Vice President

Senior Executive Director—Chief Human Resources Officer, AXA Equitable Life Insurance Company

Amy S. Radin

  

Senior Executive Vice President and Chief Marketing Officer

Senior Executive Director and Chief Marketing Officer, AXA Equitable Life Insurance Company

*  Bertram L. Scott

Affinity Health Plans

2500 Halsey Street, #2

Bronx, NY 10461

   President and Chief Executive Officer, Affinity Health Plans

*  Lorie A. Slutsky

   President and Chief Executive Officer, The New York Community Trust (community foundation)


Name, Business Address

  

Present Principal Occupation

*  Richard C. Vaughan

   Former Executive Vice President and Chief Financial Officer, Lincoln Financial Group

 

* Director
(1) Citizen of the Republic of France
(2) Citizen of the United Kingdom
(3) Citizen of Switzerland
(4) Citizen of Italy