Information with respect to the Exec. Officers and Directors of AXA Financial

EX-99.4 5 d269056dex994.htm INFORMATION WITH RESPECT TO THE EXEC. OFFICERS AND DIRECTORS OF AXA FINANCIAL Information with respect to the Exec. Officers and Directors of AXA Financial

Exhibit 4

EXECUTIVE OFFICERS AND DIRECTORS

AXA FINANCIAL, INC.

The names of the Directors and the names and titles of the Executive Officers of AXA Financial, Inc. (“AXF”), which is the sole member of AXA Equitable Financial Services, LLC, and their business addresses and principal occupations are set forth below. If no address is given, the Director’s or Executive Officer’s business address is that of AXF at 1290 Avenue of the Americas, New York, New York 10104. Unless otherwise indicated, each occupation set forth opposite an individual’s name refers to AXF and each individual is a United States citizen.


Name, Business Address		Present Principal Occupation
* Henri de Castries ⁽¹⁾ AXA 25, avenue Matignon 75008 Paris France		Chairman of the Board and Chief Executive Officer, AXA Chairman of the Board, AXF

* Ramon de Oliveira ⁽¹⁾ 580 Park Avenue New York, NY 10065		Managing Director, Investment Audit Practice, LLC

* Denis Duverne ⁽¹⁾ AXA 25, avenue Matignon 75008 Paris France		Member of the Board and Deputy Chief Executive Officer, AXA

Richard S. Dziadzio		Senior Executive Vice President and Chief Financial Officer Senior Executive Vice President and Chief Financial Officer, AXA Equitable

* Charlynn Goins 30 Beekman Place New York, NY 10022		Chairman of the Board (Distribution Committee), The New York Community Trust (community foundation)

* Dan Hale 900 20th Avenue South Unit 1411 Nashville, TN 37212		Former SVP and Chief Financial Officer, Allstate Corporation


Name, Business Address		Present Principal Occupation
* Anthony J. Hamilton ⁽²⁾ 5 Old Broad St. London England ECN 1AD		Non-Executive Chairman, AXA UK plc (life and plc insurance)

* James F. Higgins Morgan Stanley Harborside Financial Center Plaza Two, Second Floor Jersey City, NJ 07311		Director, Morgan Stanley Fund Family (financial services)

* Peter S. Kraus AllianceBernstein 1345 Avenue of Americas New York, NY 10105		Chairman of the Board and Chief Executive Officer AllianceBernstein Holding L.P.

Nick Lane		Senior Executive Vice President and President, Retirement Savings Senior Executive Vice President and President, Retirement Savings, AXA Equitable Life Insurance Company

* Andrew J. McMahon		Senior Executive Vice President and President, Financial Protection and Wealth Management President, AXA Equitable Life Insurance Company

* Scott D. Miller 315 East Hopkins Ave Aspen, CO 81611		Chief Executive Officer, SSA & Company (productivity and business transformation training)

* Mark Pearson ⁽²⁾		President and Chief Executive Officer Chairman of the Board and Chief Executive Officer, AXA Equitable Life Insurance Company

Salvatore Piazzolla ⁽³⁾		Senior Executive Vice President Senior Executive Vice President—Head of Human Resources, AXA Equitable Life Insurance Company

Richard V. Silver		Senior Executive Vice President, Chief Administrative Officer and Chief Legal Officer Senior Executive Vice President, Chief Administrative Officer and Chief Legal Officer, AXA Equitable Life Insurance Company


Name, Business Address		Present Principal Occupation
* Lorie A. Slutsky 909 Third Avenue New York, NY 10022		President and Chief Executive Officer, The New York Community Trust (community foundation)

* Ezra Suleiman Corwin Hall Princeton, NJ 08544		Professor of Politics and IBM Professor of International Studies, Princeton University (education)

* Peter J. Tobin 1 Briarwood Lane Denville, NJ 07834		Former Special Assistant to the President, St. John’s University (education)

* Richard C. Vaughan 764 Lynnmore Lane Naples, FL 34108-7522		Former Executive Vice President and Chief Financial Officer, Lincoln Financial Group

Director

(1)	Citizen of the Republic of France

(2)	Citizen of the United Kingdom

(3)	Citizen of Italy