Date of Report (Date of earliest event reported):
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December 10, 2013
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Delaware
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001-09818
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13-3434400
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(State or other jurisdiction of incorporation or organization)
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(Commission File Number)
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(I.R.S. Employer Identification Number)
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1345 Avenue of the Americas, New York, New York
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10105
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone number, including area code:
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212-969-1000
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o | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
o | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
o | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
o | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 7.01. | Regulation FD Disclosure. |
Item 9.01. | Financial Statements and Exhibits. |
(d) | Exhibits. |
99.01 | AUM Release. |
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AllianceBernstein Holding l.p.
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Dated: December 11, 2013
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By:
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/s/ Mona Bhalla
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Mona Bhalla
Corporate Secretary
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News Release
Andrea Prochniak, Investors
212.756.4542
Andrea.Prochniak@alliancebernstein.com
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Jonathan Freedman, Media
212.823.2687
Jonathan.Freedman@alliancebernstein.com
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At November 30, 2013
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At Oct 31
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||||||||||||||||||
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2013
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|||||||||||||||||||
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||||||||||||||||||||
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Private
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|||||||||||||||||||
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Institutions
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Retail
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Client
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Total
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Total
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|||||||||||||||
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||||||||||||||||||||
Equity
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||||||||||||||||||||
Actively Managed
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$
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29
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$
|
40
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$
|
35
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$
|
104
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$
|
102
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||||||||||
Passive
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21
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28
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1
|
50
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48
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|||||||||||||||
Total Equity
|
50
|
68
|
36
|
154
|
150
|
|||||||||||||||
|
||||||||||||||||||||
Fixed Income
|
||||||||||||||||||||
Taxable
|
141
|
62
|
10
|
213
|
215
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|||||||||||||||
Tax-Exempt
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2
|
8
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19
|
29
|
30
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|||||||||||||||
Passive
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0
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9
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0
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9
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9
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|||||||||||||||
Total Fixed Income
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143
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79
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29
|
251
|
254
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|||||||||||||||
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||||||||||||||||||||
Other(1)
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32
|
5
|
5
|
42
|
42
|
|||||||||||||||
Total
|
$
|
225
|
$
|
152
|
$
|
70
|
$
|
447
|
$
|
446
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||||||||||
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||||||||||||||||||||
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||||||||||||||||||||
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At October 31, 2013
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|||||||||||||||||||
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||||||||||||||||||||
Total
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$
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224
|
$
|
153
|
$
|
69
|
$
|
446
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