0001140361-12-014907.txt : 20120312 0001140361-12-014907.hdr.sgml : 20120310 20120312161429 ACCESSION NUMBER: 0001140361-12-014907 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20120312 ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20120312 DATE AS OF CHANGE: 20120312 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALLIANCEBERNSTEIN HOLDING L.P. CENTRAL INDEX KEY: 0000825313 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 133434400 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-09818 FILM NUMBER: 12684154 BUSINESS ADDRESS: STREET 1: 1345 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 2129691000 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE CAPITAL MANAGEMENT HOLDING LP DATE OF NAME CHANGE: 19991101 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE CAPITAL MANAGEMENT LP DATE OF NAME CHANGE: 19961231 8-K 1 form8k.htm ALLIANCEBERNSTEIN HOLDING LP 8-K 03-12-2012 form8k.htm


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):
March 12, 2012
 
AllianceBernstein Holding l.p.
(Exact name of registrant as specified in its charter)
 
Delaware
001-09818
13-3434400
(State or other jurisdiction of
incorporation or organization)
(Commission File Number)
(I.R.S. Employer Identification Number)
 
1345 Avenue of the Americas, New York, New York
 
10105
(Address of principal executive offices)
 
(Zip Code)
 
Registrant’s telephone number, including area code:
 
212-969-1000

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:
 
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 


 
 

 
 
Item 7.01. 
Regulation FD Disclosure.

AllianceBernstein L.P. (“AllianceBernstein”) and AllianceBernstein Holding L.P. are furnishing a news release issued on March 12, 2012 announcing AllianceBernstein’s preliminary assets under management as of February 29, 2012 (“AUM Release”).  The AUM Release is attached hereto as Exhibit 99.01.

Item 9.01. 
Financial Statements and Exhibits.

 
(d)
Exhibits.
 
 
AUM Release.

 
 

 
 
SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 
AllianceBernstein Holding l.p.
   
Dated:  March 12, 2012
By:
/s/ Edward J. Farrell
   
Controller and Interim Chief Financial Officer
 
 

EX-99.1 2 ex99_01.htm EXHIBIT 99.01 ex99_01.htm

EXHIBIT 99.01
 
News Release
 
Andrea Prochniak, Investors
212.756.4542
andrea.prochniak@alliancebernstein.com
John Meyers, Media
212.969.2301
john.meyers@alliancebernstein.com
 
AllianceBernstein Announces February 29, 2012 Assets Under Management
 
New York, NY, March 12, 2012 – AllianceBernstein L.P. and AllianceBernstein Holding L.P. (NYSE: AB) today announced that preliminary assets under management increased to $424 billion from $421 billion during February 2012. The 1% increase was due to market appreciation and modest net inflows in Retail, partially offset by net outflows in Institutions and Private Client. More than half of the outflows in Institutions resulted from the previously announced dissolution of an AXA joint venture in Australia.
 
AllianceBernstein L.P. (The Operating Partnership)
Assets Under Management ($ in billions)
 
   
At February 29, 2012
   
At Jan 31
 
   
(preliminary)
   
2012
 
                               
               
Private
             
   
Institutions
   
Retail
   
Client
   
Total
   
Total
 
                               
Equity
                             
Value
  $ 46     $ 19     $ 19     $ 84     $ 84  
Growth
    12       20       15       47       46  
Total Equity
    58       39       34       131       130  
                                         
Fixed Income
    134       56       35       225       225  
                                         
Other(1)
    37       27       4       68       66  
Total
  $ 229     $ 122     $ 73     $ 424     $ 421  
 
               
   
At January 31, 2012
         
                                         
Total
  $ 231     $ 118     $ 72     $ 421          
 
(1) Includes Index, Structured, Asset Allocation services, and certain other alternative investments
 
 
www.alliancebernstein.com 1 of 2
 
 

 
 
Cautions Regarding Forward-Looking Statements
 
Certain statements provided by management in this news release are “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. Such forward-looking statements are subject to risks, uncertainties, and other factors that could cause actual results to differ materially from future results expressed or implied by such forward-looking statements.  The most significant of these factors include, but are not limited to, the following: the performance of financial markets, the investment performance of sponsored investment products and separately-managed accounts, general economic conditions, industry trends, future acquisitions, competitive conditions, and current and proposed government regulations, including changes in tax regulations and rates and the manner in which the earnings of publicly-traded partnerships are taxed. AllianceBernstein cautions readers to carefully consider such factors.  Further, such forward-looking statements speak only as of the date on which such statements are made; AllianceBernstein undertakes no obligation to update any forward-looking statements to reflect events or circumstances after the date of such statements.  For further information regarding these forward-looking statements and the factors that could cause actual results to differ, see “Risk Factors” and “Cautions Regarding Forward-Looking Statements” in AllianceBernstein’s Form 10-K for the year ended December 31, 2011.  Any or all of the forward-looking statements made in this news release, Form 10-K, Forms 10-Q, other documents AllianceBernstein files with or furnishes to the SEC, and any other public statements issued by AllianceBernstein, may turn out to be wrong.  It is important to remember that other factors besides those listed in “Risk Factors” and “Cautions Regarding Forward-Looking Statements,” and those listed above, could also adversely affect AllianceBernstein’s financial condition, results of operations and business prospects.
 
About AllianceBernstein
 
AllianceBernstein is a leading global investment management firm that offers high-quality research and diversified investment services to institutional investors, individuals and private clients in major world markets.
 
At December 31, 2011, AllianceBernstein Holding L.P. owned approximately 37.9% of the issued and outstanding AllianceBernstein Units and AXA, one of the largest global financial services organizations, owned an approximate 64.4% economic interest in AllianceBernstein.
 
Additional information about AllianceBernstein may be found on our internet site, www.alliancebernstein.com.
 
www.alliancebernstein.com 2 of 2
 
 

 
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