8-K 1 form8k.htm ALLIANCEBERNSTEIN HOLDING L.P. 8-K 10-26-2011 form8k.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549
 
FORM 8-K

CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported):
October 26, 2011

AllianceBernstein Holding l.p.
(Exact name of registrant as specified in its charter)
 
Delaware
001-09818
13-3434400
(State or other jurisdiction of
incorporation or organization)
(Commission File Number)
(I.R.S. Employer Identification Number)
 
1345 Avenue of the Americas, New York, New York
10105
(Address of principal executive offices)
(Zip Code)
 
Registrant’s telephone number, including area code:
212-969-1000
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:
 
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
 
 

Item 2.02.
Results of Operations and Financial Condition.

AllianceBernstein Holding L.P. (“AllianceBernstein Holding”) is furnishing the news release it issued on October 26, 2011 announcing financial and operating results for the quarter ended September 30, 2011 (“3Q11 Release”).  The 3Q11 Release is attached hereto as Exhibit 99.01.

AllianceBernstein Holding is furnishing its Third Quarter 2011 Review, dated October 26, 2011 (“3Q11 Review”).  The 3Q11 Review is attached hereto as Exhibit 99.02.

AllianceBernstein Holding is furnishing a transcript of its conference call with analysts relating to the 3Q11 Release and the 3Q11 Review (“3Q11 Transcript”).  The call took place on October 26, 2011. The 3Q11 Transcript is attached hereto as Exhibit 99.03.

Item 7.01.
Regulation FD Disclosure.

AllianceBernstein Holding is furnishing the 3Q11 Release, which is attached hereto as Exhibit 99.01.

AllianceBernstein Holding is furnishing the 3Q11 Review, which is attached hereto as Exhibit 99.02.

AllianceBernstein Holding is furnishing the 3Q11 Transcript, which is attached hereto as Exhibit 99.03.

Item 9.01.
Financial Statements and Exhibits.

 
(d)
Exhibits.

 
3Q11 Release.

 
3Q11 Review.

 
3Q11 Transcript.

 
 
 

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 
AllianceBernstein Holding l.p.
   
     
Dated:  October 27, 2011
By:
/s/ Edward J. Farrell
   
Senior Vice President, Controller and
Interim Chief Financial Officer