EX-99 5 y032009abhldinglp99w04.txt EXHIBIT 4 7 y032009abhldinglp99w04.txt Page 31 of 46 Pages Exhibit 4 EXECUTIVE OFFICERS AND DIRECTORS OF AXA FINANCIAL, INC. The names of the Directors and the names and titles of the Executive Officers of AXA Financial, Inc. ("AXF"), which is the sole member of AXA Equitable Financial Services, LLC, and their business addresses and principal occupations are set forth below. If no address is given, the Director's or Executive Officer's business address is that of AXF at 1290 Avenue of the Americas, New York, New York 10104. Unless otherwise indicated, each occupation set forth opposite an individual's name refers to AXF and each individual is a United States citizen. Name, Business Address Present Principal Occupation ---------------------- ---------------------------- Kevin R. Byrne Executive Vice President, Chief Investment Officer and Treasurer; Executive Vice President, Chief Investment Officer and Treasurer, AXA Equitable * Henri de Castries (1) Chairman of the Management Board, AXA; AXA Chairman of the Board, AXF 25, avenue Matignon 75008 Paris, France * Christopher M. Condron President and Chief Executive Officer; Member of Management Board and Member of the Executive Committee, AXA; Chairman of the Board, President and Chief Executive Officer, AXA Equitable * Denis Duverne (1) Member of the Management Board and Chief AXA Financial Officer, AXA 25, avenue Matignon 75008 Paris, France Richard S. Dziadzio Executive Vice President and Chief Financial Officer;Executive Vice President and Chief Financial Officer, AXA Equitable * Charlynn Goins Vice Chairperson of the Board (Distribution 30 Beekman Place Committee), The New York Community Trust New York, NY 10022 (community foundation) * Anthony J. Hamilton (2) Chairman, AXA UK plc (life and plc insurance); 5 Old Broad St. Member of the Supervisory Board, Chairman of the London, England EC2N 1AD Audit Committee and a Member of the Compensation Committee, AXA 31 Page 32 of 46 Pages * Nina Henderson Henderson Advisory Consulting (consulting firm) 425 East 86th St., Apt. 12C New York, NY 10028 * James F. Higgins Senior Advisor, Morgan Stanley (financial Morgan Stanley services) Harborside Financial Center Plaza Two, Second Floor Jersey City, NJ 07311 Peter S.Kraus Chairman of the Board and Chief Executive Officer AllianceBernstein AllianceBernstein Holding L.P. 1345 Avenue of Americas New York, NY 10105 * Scott D. Miller Chief Executive Officer, SSA & Company 315 East Hopkins Ave (productivity and business transformation Aspen, CO 81611 training) * Joseph H. Moglia Chairman of the Board, TD Ameritrade Holding 4211 South 102nd Street Corporation (online brokerage) Omaha, Nebraska 68127 Richard V. Silver Executive Vice President and General Counsel; Executive Vice President and General Counsel, AXA Equitable * Lorie A. Slutsky President, The New York Community Trust 909 Third Avenue (community foundation) New York, NY 10022 * Ezra Suleiman Professor of Politics and IBM Corwin Hall Professor of International Studies, Princeton, NJ 08544 Princeton University (education) * Peter J. Tobin Former Special Assistant to the President, 1 Briarwood Lane St. John's University (education) Denville, NJ 07834 --------- * Director (1) Citizen of the Republic of France (2) Citizen of the United Kingdom 32