-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RSf6Jzsp5zRSa8x/Oi0H2CrBU9Fh4Ph2iLeWKWmMNjAigBoDMCsLQvLABkWUWeSB P9L02YfQuOwQwJF0CoRDyA== 0000888002-04-000792.txt : 20041223 0000888002-04-000792.hdr.sgml : 20041223 20041223075555 ACCESSION NUMBER: 0000888002-04-000792 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 14 FILED AS OF DATE: 20041223 DATE AS OF CHANGE: 20041223 GROUP MEMBERS: ACMC, INC. GROUP MEMBERS: AXA GROUP MEMBERS: AXA ASSURANCES I.A.R.D. MUTUELLE GROUP MEMBERS: AXA ASSURANCES VIE MUTUELLE GROUP MEMBERS: AXA COURTAGE ASSURANCE MUTUELLE GROUP MEMBERS: AXA EQUITABLE LIFE INSURANCE COMPANY GROUP MEMBERS: AXA FINANCIAL SERVICES, LLC GROUP MEMBERS: CLAUDE BEBEAR - VOTING TRUSTEE GROUP MEMBERS: ECMC, LLC GROUP MEMBERS: EQUITABLE HOLDINGS, LLC GROUP MEMBERS: FINAXA GROUP MEMBERS: FRANCOISE COLLOCH - VOTING TRUSTEE GROUP MEMBERS: HENRI DE CASTRIES - VOTING TRUSTEE GROUP MEMBERS: MONY HOLDINGS, LLC GROUP MEMBERS: MONY LIFE INSURANCE COMPANY GROUP MEMBERS: MONY LIFE INSURANCE COMPANY OF AMERICA SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALLIANCE CAPITAL MANAGEMENT HOLDING LP CENTRAL INDEX KEY: 0000825313 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 133434400 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-42546 FILM NUMBER: 041222365 BUSINESS ADDRESS: STREET 1: 1345 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 2129691000 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE CAPITAL MANAGEMENT LP DATE OF NAME CHANGE: 19961231 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: AXA FINANCIAL INC CENTRAL INDEX KEY: 0000888002 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 133623351 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104 BUSINESS PHONE: 2125541234 MAIL ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104 FORMER COMPANY: FORMER CONFORMED NAME: EQUITABLE COMPANIES INC DATE OF NAME CHANGE: 19950721 SC 13D/A 1 y122004scbacmchldinglp13dza.txt 1 y122004scbacmchldinglp13dza.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 11) ALLIANCE CAPITAL MANAGEMENT HOLDING L.P. (f/k/a Alliance Capital Management L.P.) (Name of Issuer) Units Representing Assignments of Beneficial Ownership of Limited Partnership Interests (Title of Class of Securities) 01855A101 (CUSIP Number) Alvin H. Fenichel Senior Vice President and Controller AXA Financial, Inc. 1290 Avenue of the Americas New York, New York 10104 (212) 314-4094 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) With a copy to: George Stansfield, General Counsel AXA, 25, avenue Matignon 75008 Paris, France 011-331-40-75-72-75 December 21, 2004 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of ss. 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box [ ]. NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) SCHEDULE 13D CUSIP No. 01855A101 Page 2 of 45 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) AXA 98-0342809 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)(a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION France - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF See Item 5 SHARES ----------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY See Item 5 ----------------------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH See Item 5 ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER See Item 5 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,444,356 - See Item 5 (Not to be construed as an admission of beneficial ownership) - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.8% - See Item 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) HC, CO - -------------------------------------------------------------------------------- 2 SCHEDULE 13D CUSIP No. 01855A101 Page 3 of 45 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) FINAXA - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)(a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION France - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF See Item 5 SHARES ----------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY See Item 5 ----------------------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH See Item 5 ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER See Item 5 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,444,356 - See Item 5 (Not to be construed as an admission of beneficial ownership) - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.8% - See Item 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) HC,CO - -------------------------------------------------------------------------------- 3 SCHEDULE 13D CUSIP No. 01855A101 Page 4 of 45 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) AXA Assurances I.A.R.D. Mutuelle - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)(a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION France - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF See Item 5 SHARES ----------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY See Item 5 ----------------------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH See Item 5 ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER See Item 5 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,444,356 - See Item 5 (Not to be construed as an admission of beneficial ownership) - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.8% - See Item 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IC - -------------------------------------------------------------------------------- 4 SCHEDULE 13D CUSIP No. 01855A101 Page 5 of 45 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) AXA Assurances Vie Mutuelle - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)(a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION France - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF See Item 5 SHARES ----------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY See Item 5 ----------------------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH See Item 5 ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER See Item 5 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,444,356 - See Item 5 (Not to be construed as an admission of beneficial ownership) - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.8% - See Item 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IC - -------------------------------------------------------------------------------- 5 SCHEDULE 13D CUSIP No. 01855A101 Page 6 of 45 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) AXA Courtage Assurance Mutuelle - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)(a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION France - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF See Item 5 SHARES ----------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY See Item 5 ----------------------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH See Item 5 ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER See Item 5 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,444,356 - See Item 5 (Not to be construed as an admission of beneficial ownership) - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.8% - See Item 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IC - -------------------------------------------------------------------------------- 6 SCHEDULE 13D CUSIP No. 01855A101 Page 7 of 45 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) Claude Bebear, as AXA Voting Trustee - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)(a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Citizen of France - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF See Item 5 SHARES ----------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY See Item 5 ----------------------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH See Item 5 ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER See Item 5 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,444,356 - See Item 5 (Not to be construed as an admission of beneficial ownership) - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.8% - See Item 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- 7 SCHEDULE 13D CUSIP No. 01855A101 Page 8 of 45 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) Henri de Castries, as AXA Voting Trustee - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)(a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Citizen of France - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF See Item 5 SHARES ----------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY See Item 5 ----------------------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH See Item 5 ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER See Item 5 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,444,356 - See Item 5 (Not to be construed as an admission of beneficial ownership) - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.8% - See Item 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- 8 SCHEDULE 13D CUSIP No. 01855A101 Page 9 of 45 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) Francoise Colloc'h, as AXA Voting Trustee - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)(a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Citizen of France - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF See Item 5 SHARES ----------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY See Item 5 ----------------------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH See Item 5 ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER See Item 5 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,444,356 - See Item 5 (Not to be construed as an admission of beneficial ownership) - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.8% - See Item 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- 9 SCHEDULE 13D CUSIP No. 01855A101 Page 10 of 45 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) AXA Financial, Inc. 13-3623351 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)(a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 1,444,356 - See Items 4 and 5 SHARES ----------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY ----------------------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH 1,444,356 - See Items 4 and 5 ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,444,356 - See Items 4 and 5 - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.8% - See Item 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) HC,CO - -------------------------------------------------------------------------------- 10 SCHEDULE 13D CUSIP No. 01855A101 Page 11 of 45 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) AXA Financial Services, LLC 52-2197822 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)(a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 1,444,356 - See Items 4 and 5 SHARES ----------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY ----------------------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH 1,444,356 - See Items 4 and 5 ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,444,356 - See Items 4 and 5 - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.8% - See Items 4 and 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) HC,OO - -------------------------------------------------------------------------------- 11 SCHEDULE 13D CUSIP No. 01855A101 Page 12 of 45 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) AXA Equitable Life Insurance Company 13-5570651 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)(a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION New York - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 1,444,356 - See Items 4 and 5 SHARES ----------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY ----------------------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH 1,444,356 - See Items 4 and 5 ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,444,356 - See Items 4 and 5 - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.8% - See Items 4 and 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IC,CO - -------------------------------------------------------------------------------- 12 SCHEDULE 13D CUSIP No. 01855A101 Page 13 of 45 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) Equitable Holdings, LLC - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)(a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION New York - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 722,178 - See Items 4 and 5 SHARES ----------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY ----------------------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH 722,178 - See Items 4 and 5 ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 722,178 - See Items 4 and 5 - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.9% - See Items 4 and 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) HC,OO - -------------------------------------------------------------------------------- 13 SCHEDULE 13D CUSIP No. 01855A101 Page 14 of 45 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) ACMC, Inc. 13-2677213 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)(a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 722,178 - See Items 4 and 5 SHARES ----------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY ----------------------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH 722,178 - See Items 4 and 5 ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 722,178 - See Items 4 and 5 - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.9% - See Items 4 and 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) CO - -------------------------------------------------------------------------------- 14 SCHEDULE 13D CUSIP No. 01855A101 Page 15 of 45 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) ECMC, LLC - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)(a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 722,178 - See Items 4 and 5 SHARES ----------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY ----------------------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH 722,178 - See Items 4 and 5 ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 722,178 - See Items 4 and 5 - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.9% - See Items 4 and 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) OO - -------------------------------------------------------------------------------- 15 SCHEDULE 13D CUSIP No. 01855A101 Page 16 of 45 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) MONY Holdings, LLC 13-3976138 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)(a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF See Items 4 and 5 SHARES ----------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY ----------------------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH See Items 4 and 5 ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON See Items 4 and 5 - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) See Items 4 and 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) HC, 00 - -------------------------------------------------------------------------------- 16 SCHEDULE 13D CUSIP No. 01855A101 Page 17 of 45 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) MONY Life Insurance Company 13-1632487 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)(a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION New York - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF See Items 4 and 5 SHARES ----------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY ----------------------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH See Items 4 and 5 ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON See Items 4 and 5 - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) See Items 4 and 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IC, CO - -------------------------------------------------------------------------------- 17 SCHEDULE 13D CUSIP No. 01855A101 Page 18 of 45 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) MONY Life Insurance Company of America 86-0222062 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)(a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Arizona - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF See Items 4 and 5 SHARES ----------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY ----------------------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH See Items 4 and 5 ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON See Items 4 and 5 - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) See Items 4 and 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IC, CO - -------------------------------------------------------------------------------- 18 Page 19 of 45 Pages This Amendment No. 11 amends the Statement on Schedule 13D ("Schedule 13D") initially filed on August 4, 1992 with the Securities and Exchange Commission by AXA, Midi Participations, Finaxa, the Mutuelles AXA (as herein defined) and the Trustees of a Voting Trust (established pursuant to the Voting Trust Agreement dated as of May 12, 1992 (the "Original Voting Trust Agreement")), as amended by Amendment No. 1 to the Schedule 13D filed on July 29,1993 ("Amendment No. 1"), Amendment No. 2 to the Schedule 13D filed on September 14, 1994 ("Amendment No. 2"), Amendment No. 3 to the Schedule 13D filed on October 22, 1996 ("Amendment No. 3"), Amendment No. 4 to the Schedule 13D filed on July 11, 1997 ("Amendment No. 4"), Amendment No. 5 to the Schedule 13D filed on September 4, 1997 ("Amendment No. 5"), Amendment No. 6 to the Schedule 13D filed on April 9, 1999 ("Amendment No. 6"), Amendment No. 7 to the Schedule 13D filed on November 4, 1999 ("Amendment No. 7"), Amendment No. 8 to the Schedule 13D filed on June 23, 2000 ("Amendment No. 8"), Amendment No. 9 to the Schedule 13D filed on November 27, 2002 ("Amendment No. 9"), and Amendment No. 10 to the Schedule 13D filed on March 9, 2004 ("Amendment No. 10"), each of which was filed by AXA, Midi Participations (except as to Amendment Nos. 3, 4, 5, 6, 7, 8, 9 and 10), Finaxa, the Mutuelles AXA, the Trustees, AXA Financial, Inc. (formerly known as The Equitable Companies Incorporated), AXA Equitable Life Insurance Company (f/k/a The Equitable Life Assurance Society of the United States) ("AXA Equitable"), Equitable Holding Corporation (which was merged in 1997 into Equitable Holdings, LLC), Equitable Investment Corporation (which was merged in November 1999 into Equitable Holdings, LLC), ACMC, Inc. and ECMC, LLC (successor by merger to Equitable Capital Management Corporation), which Schedule 13D relates to Units representing assignments of beneficial ownership of limited partnership interests of Alliance Capital Management Holding L.P. (formerly known as Alliance Capital Management L.P.), a Delaware limited partnership ("Alliance"). ITEM 2. IDENTITY AND BACKGROUND Item 2 of the Schedule 13D is hereby amended and restated in its entirety as follows. This statement is being filed by (i) AXA, a company organized under the laws of France, (ii) Finaxa, a holding company organized under the laws of France, (iii) AXA Assurances I.A.R.D. Mutuelle, AXA Assurances Vie Mutuelle, and AXA Courtage Assurance Mutuelle (formerly known as Uni Europe Assurance Mutuelle), three mutual insurance companies organized under the laws of France (the "Mutuelles AXA"), (iv) Claude Bebear (Chairman of the Supervisory Board of AXA), Henri de Castries (Chairman of the Management Board of AXA) and Francoise Colloc'h (formerly a member of the Management Board of AXA), as Trustees (the "Trustees") of a Voting Trust (the "Voting Trust") established pursuant to the Original Voting Trust Agreement and currently governed by an Amended and Restated Voting Trust Agreement dated as of May 12, 2002, by and among AXA and the Trustees (the "Amended Voting Trust Agreement" and, together with the Original Voting Trust Agreement, the "Voting Trust Agreement"), (v) AXA Financial, Inc. (formerly known as The Equitable Companies Incorporated), a Delaware corporation ("AXF"), (vi) AXA Financial Services, LLC (formerly known as AXA Client Solutions, LLC), a Delaware limited liability company whose sole member is AXF ("AXFS"), (vii) AXA Equitable Life Insurance Company (f/k/a The Equitable Life Assurance Society of the United States), a New York stock life insurance company("AXA Equitable"), (viii) Equitable Holdings, LLC ("EHLLC") (Equitable Investment Corporation merged into EHLLC in November 1999), a New York limited liability company whose sole member is AXA Equitable, (ix) ACMC, Inc., a Delaware corporation ("ACMC"), (x) ECMC, LLC ("ECMC"), a Delaware limited liability company whose sole member is Equitable Holdings, LLC and which is the successor by merger to Equitable Capital Management Corporation, (xi) MONY Holdings, LLC a Delaware limited liability company whose sole member is AXF ("MONY Holdings"), (xii) MONY Life Insurance Company, a New York stock life insurance company ("MONY Life") and (xiii) MONY Life Insurance Company of America, an Arizona stock life insurance company ("MLOA"). AXA, Finaxa, the Mutuelles AXA, the Trustees, AXF, AXFS, AXA Equitable, EHLLC, ACMC, ECMC, MONY Holdings, MONY Life and MLOA are hereinafter collectively referred to as the "Reporting Persons." AXA. AXA is a holding company for an international group of insurance and related financial service companies. The address of AXA's principal business and office is 25, avenue Matignon, 75008 Paris, France. As of October 31, 2004, 17.79% of the issued ordinary shares (representing 28.22% of the voting power) of AXA were directly or indirectly owned by Finaxa. As of October 31, 2004, the Mutuelles AXA, in addition to their indirect beneficial ownership of AXA's ordinary shares through Finaxa, directly beneficially owned 2.75% of AXA's ordinary shares (representing 4.44% of the voting power). In addition, as of October 31, 2004, 1.15% of the ordinary shares of AXA without the power to vote were owned by certain subsidiaries of AXA. Finaxa. Finaxa is a holding company. The address of Finaxa's principal business and office is 23, avenue Matignon, 75008 Paris, France. As of October 31, 2004, 71.68% of the voting shares (representing 80.52% of the voting power) of Finaxa were owned by the Mutuelles AXA, and 20.90% of the voting shares (representing 13.04% of the voting power) of Finaxa were owned by BNP Paribas, a French bank. The Mutuelles AXA. The Mutuelles AXA are AXA Assurances I.A.R.D. Mutuelle, AXA Assurances Vie Mutuelle, and AXA Courtage Assurance Mutuelle (formerly known as Uni Europe Assurance Mutuelle). Each of the Mutuelles AXA is a mutual insurance company organized under the laws of France. The address of each of the Mutuelles AXA's principal business and office is as follows: 26, rue Drouot, 75009 Paris, France. The Trustees. In order to ensure, for insurance regulatory purposes, that certain indirect minority shareholders of AXA are not able to exercise control over AXF and certain of its insurance subsidiaries, AXA has agreed pursuant to the Voting Trust 19 Page 20 of 45 Pages Agreement to deposit in the Voting Trust the shares of capital stock of AXF having voting powers beneficially owned by AXA and certain of its affiliates. AXA or any such affiliate depositing capital stock in the Voting Trust will remain the beneficial owner of all capital stock deposited by it in the Voting Trust, but during the term of the Voting Trust the Trustees will exercise all voting rights with respect to such capital stock. Additional information relating to the Voting Trust Agreement is set forth in the Schedule 13D filed by AXA with respect to its ownership of the capital stock of AXF. Information with respect to all of the Trustees except Ms. Colloc'h is set forth on Exhibit 1 hereto since those Trustees are members of the Supervisory or Management Board of AXA. The address of Ms. Colloc'h, who is a French citizen and retired from the Management Board of AXA, is 25, avenue Matignon, 75008 Paris, France. AXF and Subsidiaries. AXF is a holding company. As of December 21, 2004, 100% of the outstanding shares of common stock of AXF were beneficially owned indirectly by AXA. AXF and its subsidiaries (including AXA Equitable, MONY Life and MLOA, each an indirect wholly-owned subsidiary) provide diversified financial services to a broad spectrum of financial advisory, insurance and investment management customers. AXFS, whose sole member is AXF, wholly owns AXA Equitable, which in turn wholly owns ACMC. EHLLC, whose sole member is AXA Equitable, is the sole member of ECMC. MONY Holdings, whose sole member is AXF, wholly owns MONY Life, which in turn wholly owns MLOA. ECMC, ACMC, EHLLC, MONY Holdings, AXFS and AXF are holding companies. The address of the principal business and principal office of AXF, AXFS, AXA Equitable, EHLLC, ACMC, ECMC, MONY Holdings, MONY Life, and MLOA is 1290 Avenue of the Americas, New York, New York 10104. Except for Ms. Colloc'h, whose information is provided above in this Item 2, the (i) name, (ii) residence or business address, (iii) present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted and (iv) citizenship of each of the executive officers and directors of each of the Reporting Persons are set forth on Exhibits 1 through 11 and 20 through 22 hereto. None of the Reporting Persons nor, to the knowledge of any Reporting Person, any natural person named in Exhibits 1 through 11 and 20 through 22 hereto nor Ms. Colloc'h has, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of which any such Reporting Person or person was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, Federal or state securities laws or finding any violation with respect to such laws. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION Item 3 of the Schedule 13D is hereby amended by inserting the following paragraph at the end thereof. The source of funds for the purchase on December 21, 2004 of 8,160,000 units of limited partnership interests of Alliance Capital ("Alliance Capital Units") reported by the Reporting Persons was working capital of AXF and AXA Equitable and a floating rate note issued by AXA. See response to Item 4 for a summary of the December 21, 2004 transaction pursuant to which 8,160,000 Alliance Capital Units were purchased by AXF and AXA Equitable. 20 Page 21 of 45 Pages ITEM 4. PURPOSE OF TRANSACTION Item 4 of the Schedule 13D is hereby amended by inserting the following paragraph at the end thereof. On December 7, 2004, SCB delivered a notice to AXF stating that it was exercising its right to sell 8,160,000 Alliance Capital Units under the Purchase Agreement (the "12/07 Exercise Notice"). On December 16, 2004, as contemplated by the Purchase Agreement, AXF delivered a notice to SCB specifying December 21, 2004 as the settlement date and designating AXF and AXA Equitable to be the purchasers (the "12/16 Settlement Notice"). The closing of the purchase took place on December 21, 2004. At the closing, AXF and AXA Equitable purchased from SCB Partners Inc., a wholly owned subsidiary of SCB, 8,160,000 Alliance Capital Units in the aggregate at $40.077 per unit, resulting in an aggregate purchase price of $327,028,319. As provided in the Purchase Agreement, the purchase price per Alliance Capital Unit wass the average of the closing prices of a Unit as quoted on the New York Stock Exchange composite tape for the ten trading days ending on December 14, 2004, the fifth trading day following the December 7, 2004 exercise date. AXF contributed 4,389,192 Alliance Capital Units to MONY Life and 1,225,000 Alliance Capital Units to MLOA on December 21, 2004. Except as set forth in this statement, none of the Reporting Persons has any plans or proposals described in Item 4(a)-(j) of Schedule 13D. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER Items 5(a), (b) and (c) are hereby amended and restated in their entirety as set forth below. (a) & (b) At the close of business on December 21, 2004: AXF did not beneficially own directly any Units and beneficially owned 32,699,154 Alliance Capital Units representing approximately 12.9% of the Alliance Capital Units outstanding; AXA Equitable did not beneficially own directly any Units and beneficially owned directly 7,765,204 Alliance Capital Units representing approximately 3.1% of the Alliance Capital Units outstanding; ACMC beneficially owned directly 722,178 Units representing approximately 0.9% of the Units outstanding and 66,220,822 Alliance Capital Units representing approximately 26.1% of the Alliance Capital Units outstanding; ECMC beneficially owned directly 722,178 Units representing approximately 0.9% of the Units outstanding and 40,880,637 Alliance Capital Units representing approximately 16.1% of the Alliance Capital Units outstanding; MONY Life did not beneficially own directly any Units and beneficially owned directly 4,389,192 Alliance Capital Units representing approximately 1.7% of the Alliance Capital Units outstanding; and MLOA did not beneficially own directly any Units and beneficially owned directly 1,225,000 Alliance Capital Units representing approximately 0.5% of the Alliance Capital Units outstanding. AXF, AXA Equitable, ACMC, ECMC, MONY Life and MLOA have the sole power to vote or direct the vote and the sole power to dispose or direct the disposition of each of their respective Units and Alliance Capital Units. By reason of its ownership interest in ECMC, EHLLC may be deemed to beneficially own indirectly, and to have voting and dispositive power with respect to the 722,178 Units owned by ECMC, representing approximately 0.9% of the Units outstanding, and the 40,880,637 Alliance Capital Units owned by ECMC representing approximately 16.1% of the Alliance Capital Units outstanding. By reason of its ownership interest in ACMC and ECMC, AXA Equitable may be deemed to beneficially own indirectly, and to have voting and dispositive power with respect to, the 722,178 Units owned by ACMC and the 722,178 Units owned by ECMC, which together represent approximately 1.8% of the Units outstanding, and the 66,220,822 Alliance Capital Units owned by ACMC and the 40,880,637 Alliance Capital Units owned by ECMC, which, together with the 7,765,204 Alliance Capital Units owned directly by AXA Equitable, represent 45.2% of the Alliance Capital Units outstanding. By reason of its ownership interest in ACMC, ECMC and AXA Equitable, AXFS may be deemed to beneficially own indirectly, and to have voting and dispositive power with respect to, the 722,178 Units owned by ACMC and the 722,178 Units owned by ECMC, together representing approximately 1.8% of the Units outstanding, and the 66,220,822 Alliance Capital Units owned by ACMC, the 40,880,637 Alliance Capital Units owned by ECMC, and the 7,765,204 Alliance Capital Units owned directly by AXA Equitable, which represent approximately 45.2% of the Alliance Capital Units outstanding. By reason of its ownership interest in MLOA, MONY Life may be deemed to beneficially own indirectly, and to have voting and dispositive power with respect to, the 1,225,000 Alliance Capital Units owned by MLOA, which, together with the 4,389,192 Alliance Capital Units owned directly by MONY Life, represent approximately 2.2% of the Alliance Capital Units outstanding. By reason of its ownership interest in MLOA and MONY Life, MONY Holdings may be deemed to beneficially own indirectly, and to have voting and dispositive power with respect to, the 1,225,000 Alliance Capital Units owned by MLOA and the 4,389,192 Alliance Capital Units owned directly by MONY Life, which represent approximately 2.2% of the Alliance Capital Units outstanding. By reason of its ownership interest in ACMC, ECMC, AXA Equitable, MLOA and MONY Life, AXF may be deemed to beneficially own indirectly, and to have voting and dispositive power with respect to, the 722,178 Units owned by ACMC and the 722,178 Units owned by ECMC, together representing approximately 1.8% of the Units outstanding, and the 66,220,822 Alliance Capital Units owned by ACMC, the 40,880,637 Alliance Capital Units owned by ECMC, the 7,765,204 Alliance Capital Units owned directly by AXA Equitable, the 1,225,000 Alliance Capital Units owned by MLOA, and the 4,389,192 Alliance Capital Units owned directly by MONY Life, which, together with the 32,699,154 Alliance Capital Units owned directly by AXF, represent approximately 60.3% of the Alliance Capital Units outstanding. (This excludes Units acquired by the Reporting Persons and their affiliates solely for investment purposes on behalf of client discretionary accounts.) 21 Page 22 of 45 Pages AXA, by virtue of its indirect ownership of 100% of the outstanding shares of common stock of AXF, may be deemed to beneficially own all of the Units and Alliance Capital Units owned indirectly by AXF. By reason of the Voting Trust Agreement, the Trustees may also be deemed to be beneficial owners of such Units and Alliance Capital Units. In addition, the Mutuelles AXA, as a group, and Finaxa may be deemed to be beneficial owners of such Units and Alliance Capital Units. Each of AXA, Finaxa, the Mutuelles AXA and the Trustees expressly declares that the filing of this Schedule 13D shall not be construed as an admission that it is, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owner of such Units or Alliance Capital Units. AXA, by reason of its relationship with AXF, may be deemed to share the power to vote or direct the vote and to dispose or direct the disposition of all of the Units and Alliance Capital Units beneficially owned by AXF. By reason of the Voting Trust arrangement, the Trustees may be deemed and, by reason of their relationship with AXA, the Mutuelles AXA, as a group, and Finaxa may be deemed, to share the power to vote or to direct the vote and to dispose or to direct the disposition of all the Units and Alliance Capital Units beneficially owned by AXF. To the knowledge of the Reporting Persons, the following directors and executive officers of the Reporting Persons listed in Exhibits 1 through 11 and 20 through 22 hereto beneficially own the following number of outstanding Units and Alliance Capital Units and options or other rights to acquire Units presently or within 60 days: Bruce W. Calvert 1,177,545 Units (includes 740,000 Units which Mr. Calvert may acquire within 60 days under Alliance Capital Option Plans); 500,000 Alliance Capital Units Henri de Castries 2,000 Units Christopher M. Condron 10,000 Units Denis Duverne 2,000 Units W. Edwin Jarmain 14,000 Units (includes 12,000 Units which Mr. Jarmain may acquire within 60 days under Alliance Capital Option Plans) Peter J. Tobin 12,000 Units (represents 12,000 Units which Mr. Tobin may acquire within 60 days under Alliance Capital Option Plans) Stanley B. Tulin 4,000 Units Other than as described above and in Item 4 above, none of the Reporting Persons beneficially owns any Units or Alliance Capital Units or options or other rights to acquire Units or Alliance Capital Units presently or within 60 days and, to the knowledge of the Reporting Persons, none of the natural persons listed in Exhibits 1 through 11 and 20 through 22 hereto nor Ms. Colloc'h beneficially owns any Units or options and other rights to acquire Units within 60 days. (c) Other than as described in Item 4 above, during the 60 days preceding the filing of this Amendment, no transactions in Units or Alliance Capital Units were made by the Reporting Persons, or, to the knowledge of the Reporting Persons, any natural person named in Exhibits 1 through 11 and 20 through 22 hereto or Ms. Colloc'h, except: (i) On November 2, 2004, Bruce W. Calvert exercised his option to purchase 50,000 Units at $8.875 per Unit and sold the underlying Units at $38.08 per Unit; (ii) On November 16, 2004, Mr. Calvert exercised his option to purchase 50,000 Units at $9.6875 per Unit and sold 18,100 of the underlying Units at $39.1131 per Unit; on November 17, 2004, Mr. Calvert sold the remaining 31,900 Units at $39.3618 per Unit; (iii) On November 26, 2004, Mr. Calvert exercised his option to purchase 50,000 Units at $9.6875 per Unit and sold 13,000 of the underlying Units at $39.3442 per Unit; on November 29, 2004, Mr. Calvert sold the remaining 37,000 Units at $39.3865 per Unit; (iv) On December 13, 2004, Mr. Calvert sold 41,000 Units at $40.6135 per Unit; (v) On December 14, 2004, Mr. Calvert sold 16,957 Units at $40.9445 per Unit and (vi) On December 15, 2004, Mr. Calvert donated 47,783 Units. 22 Page 23 of 45 Pages ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER See response to Item 4 for a summary of the 12/07 Exercise Notice and the 12/16 Settlement Notice. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS Exhibit 1 Information with respect to Members of the Management Board, Supervisory Board and Executive Officers of AXA Exhibit 2 Information with respect to Executive Officers of Finaxa and Members of Finaxa's Conseil d'Administration Exhibit 3 Information with respect to Executive Officers of AXA Assurances I.A.R.D. Mutuelle and Members of AXA Assurances I.A.R.D. Mutuelle's Conseil d'Administration Exhibit 4 Information with respect to Executive Officers of AXA Assurances Vie Mutuelle and Members of AXA Assurances Vie Mutuelle's Conseil d'Administration Exhibit 5 Information with respect to Executive Officers of AXA Courtage Assurance Mutuelle and Members of AXA Courtage Assurance Mutuelle's Conseil d'Administration Exhibit 6 Intentionally omitted since AXA Conseil Vie Assurance Mutuelle has merged into AXA Assurances Vie Mutuelle Exhibit 7 Information with respect to the Executive Officers and Directors of AXA Financial, Inc. (which is the sole member of AXA Financial Services, LLC) Exhibit 8 Information with respect to the Executive Officers and Directors of AXA Equitable Life Insurance Company (which is the sole member of Equitable Holdings, LLC) Exhibit 9 Intentionally omitted since Equitable Holding Corporation has merged into Equitable Holdings, LLC, whose sole member is AXA Equitable Life Insurance Company Exhibit 10 Intentionally omitted since Equitable Investment Corporation has merged into Equitable Holdings, LLC, whose sole member is AXA Equitable Life Insurance Company Exhibit 11 Information with respect to the Executive Officers and Directors of ACMC, Inc. Exhibit 12 Intentionally omitted since Equitable Capital Management Corporation has merged into ECMC, LLC, whose sole member is Equitable Holdings, LLC 23 Page 24 of 45 Pages Exhibit 13 Filing Agreement with respect to the Schedule 13D among the Reporting Persons (incorporated by reference to Exhibit 17 of the Schedule 13D filed on August 4, 1992) Exhibit 14 Amended and Restated Voting Trust Agreement, dated as of May 12, 2002 (incorporated by reference to Exhibit 15 filed with Amendment No. 9 to Schedule 13D filed on November 27, 2002) Exhibit 15 Purchase Agreement, dated as of June 20, 2000, between AXF, Alliance Capital and SCB (incorporated by reference to Exhibit 22 filed with Amendment No. 8 to Schedule 13D filed on June 23, 2000) Exhibit 16 Powers of Attorney for the Voting Trustees, dated July 5, 2002 (with respect to Claude Bebear and Henri de Castries) and July 10, 2002 (with respect to Francoise Colloc'h) (incorporated by reference to Exhibit 19 filed with Amendment No. 9 to Schedule 13D filed on November 27, 2002) Exhibit 17 Powers of Attorney with respect to AXA, Finaxa and the Mutuelles AXA (incorporated by reference to Exhibit 11 to the Schedule 13D filed with the Securities and Exchange Commission on June 30, 2000 with respect to the Alliance Capital Units) Exhibit 18 Exercise Notice, dated December 7, 2004, pursuant to Section 2.4.1 of the Purchase Agreement Exhibit 19 Settlement Notice, dated December 16, 2004, pursuant to Sections 2.1 and 2.4.2 of the Purchase Agreement Exhibit 20 Information with respect to the Executive Officers and Directors of MONY Life Insurance Company Exhibit 21 Information with respect to the Executive Officers and Directors of MONY Life Insurance Company of America Exhibit 22 Information with respect to the Executive Officers of MONY Holdings, LLC 24 Page 25 of 45 Pages SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: December 22, 2004 AXA FINAXA AXA ASSURANCES I.A.R.D. MUTUELLE AXA ASSURANCES VIE MUTUELLE AXA COURTAGE ASSURANCE MUTUELLE CLAUDE BEBEAR, HENRI DE CASTRIES AND FRANCOISE COLLOC'H, AS AXA VOTING TRUSTEES UNDER THE VOTING TRUST AGREEMENT By /s/ Alvin H. Fenichel ----------------------------------------- Signature Alvin H. Fenichel, Attorney-in-Fact ----------------------------------------- Name/Title After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: December 22, 2004 AXA FINANCIAL, INC. By: /s/ Alvin H. Fenichel -------------------------------------------- Name: Alvin H. Fenichel Title: Senior Vice President and Controller 25 Page 26 of 45 Pages After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: December 22, 2004 AXA FINANCIAL SERVICES, LLC By: /s/ Alvin H. Fenichel --------------------------------------------- Name: Alvin H. Fenichel Title: Senior Vice President and Controller After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: December 22, 2004 AXA EQUITABLE LIFE INSURANCE COMPANY By: /s/ Alvin H. Fenichel -------------------------------------------- Name: Alvin H. Fenichel Title: Senior Vice President and Controller After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: December 22, 2004 EQUITABLE HOLDINGS, LLC By /s/Alvin H. Fenichel ------------------------------------------- Name: Alvin H. Fenichel Title: Authorized Signatory After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: December 22, 2004 ACMC, INC. By /s/Kevin R. Byrne ------------------------------------------- Name: Kevin R. Byrne Title: Senior Vice President and Chief Financial Officer After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: December 22, 2004 ECMC, LLC By /s/Alvin H. Fenichel ------------------------------------------- Name: Alvin H. Fenichel Title: Authorized Signatory After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: December 22, 2004 MONY LIFE INSURANCE COMPANY By /s/Alvin H. Fenichel ------------------------------------------- Name: Alvin H. Fenichel Title: Authorized Signatory After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: December 22, 2004 MONY LIFE INSURANCE COMPANY OF AMERICA By /s/Alvin H. Fenichel ------------------------------------------- Name: Alvin H. Fenichel Title: Authorized Signatory After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: December 22, 2004 MONY HOLDINGS, LLC By /s/Alvin H. Fenichel ------------------------------------------- Name: Alvin H. Fenichel Title: Authorized Signatory After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: December 22, 2004 MONY LIFE INSURANCE COMPANY By /s/Alvin H. Fenichel ------------------------------------------- Name: Alvin H. Fenichel Title: Senior Vice President and Controller After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: December 22, 2004 MONY LIFE INSURANCE COMPANY OF AMERICA By /s/Alvin H. Fenichel ------------------------------------------- Name: Alvin H. Fenichel Title: Senior Vice President and Controller After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: December 22, 2004 MONY HOLDINGS, LLC By /s/Alvin H. Fenichel ------------------------------------------- Name: Alvin H. Fenichel Title: Senior Vice President and Controller 26 EX-99 2 y122004scbacmchldinglp99w01.txt EXHIBIT 1 2 y122004scbacmchldinglp99w01.txt Page 27 of 45 Pages Exhibit 1 MEMBERS OF THE MANAGEMENT BOARD, THE SUPERVISORY BOARD AND THE EXECUTIVE OFFICERS OF AXA The names of the Members of the Management Board, the Supervisory Board and the Executive Officers of AXA and their business addresses and principal occupations are set forth below. If no address is given, the Member's business address is that of AXA at 25, avenue Matignon, 75008 Paris, France. Unless otherwise indicated, each occupation set forth opposite an individual's name refers to AXA and each individual is a citizen of the Republic of France. Members of the Management Board Name, Business Address Present Principal Occupation - ---------------------- ---------------------------- Henri de Castries Chairman of the Management Board; Chief Executive Officer of AXA; Vice Chairman of the Board of Directors, Finaxa; Chairman of the Board, AXA Financial, Inc. Claude Brunet Member of the Management Board (in charge of Transversal Operations, Communications and Human Resources) Christopher Condron(1) Member of the Management Board (in charge of United States activities) and Executive Officer; President and Chief Executive Officer, AXA Financial, Inc.; Chairman, President and CEO, AXA Equitable Denis Duverne Member of the Management Board and Chief Financial Officer Francois Pierson Member of the Management Board (in charge AXA France Assurance of Insurance in France, AXA Assistance, AXA Tour AXA Corporate Solutions Assurance and AXA Canada) 1 Place des Saisons and Executive Officer; Chairman, CEO, AXA France 92400 Courbevoie France Assurance; CEO, Mutuelles AXA; Executive Officer, AXA Conseil I.A.R.D. - -------- (1) Citizen of the United States of America 27 Page 28 of 45 Pages Members of the Supervisory Board Name, Business Address Present Principal Occupation - ----------------------- ---------------------------- Claude Bebear Chairman of the Supervisory Board; Chairman and CEO, Finaxa Thierry Breton Chairman and CEO, France Telecom; Chairman France Telecom of the Board of Directors, Thomson S.A. 6, place d'Alleray (information technology) and Orange 75505 Paris Cedex 15 S.A. (telecommunications) Jacques Calvet Chairman of the Supervisory Board, Bazar de 7, rue de Tilsitt l'Hotel de Ville (BHV); Vice Chairman of the 75017 PARIS Supervisory Board, Galeries Lafayette, Vice Chairman of the Board of Directors of Vivarte David Dautresme Senior Advisor, Lazard Freres (investment Lazard Freres banking); Chairman of Montech Expansion 121, boulevard Haussmann 75008 PARIS Jean-Rene Fourtou Vice Chairman of the Supervisory Board; Chairman Vivendi Universal and CEO, Vivendi Universal (global media and 42 avenue de Friedland communications company); Chairman of the 75008 Paris Supervisory Board of Groupe Canal+ Anthony Hamilton(2) Chairman, Fox-Pitt, Kelton Group Limited, Fox-Pitt, Kelton Group Ltd. AXA UK plc and AXA Equity and Law (UK) 35 Wilson Street London EC2M 2SJ ENGLAND Henri Hottinguer(3) Chairman and Chief Executive Officer of Financiere Financiere Hottinguer Paris Hottinguer; Chairman of the Supervisory Board, 43, rue Taitbout Credit Suisse Hottinguer and Emba NV (Netherlands) 75009 PARIS ; Vice Chairman, Gaspee (Switzerland); Chairman of the Board of Directors, Hottinguer Capital Corp. (US); Chairman and CEO, Sofibus; SEVP and member of the Board of Directors, Intercom Henri Lachmann Chairman and Chief Executive Officer, Schneider SCHNEIDER Electric Electric (electric equipment) 43-45, Bld Franklin Roosevelt 92504 Rueil Malmaison Gerard Mestrallet Chairman and Chief Executive Officer, Suez; Suez Chairman of Suez-Tractebel (Belgium) and 16 rue de le Ville l'Eveque Hisusa (Spain); Vice Chairman Sociedad General de 75008 PARIS Aguas de Barcelona (Spain) - -------- (2) Citizen of United Kingdom (3) Citizen of Switzerland Alfred von Oppenheim(4) Chairman of the Supervisory Board, Bank Sal. Bank Sal. OPPENHEIM Jr. & Cie Oppenheim Jr. & Cie KgaA (Germany); Chairman Unter Sachsenhausen 4 of the Board, Bank SAL Oppenheim Jr. & Cie 50667 KOLN (Schweiz) AG (Switzerland) and SAL Oppenheim Jr. Germany & Cie Luxembourg, S.A. Michel Pebereau Chairman of BNP Paribas (banking) BNP Paribas 3 Rue d'Antin 75002 PARIS Bruno Roger Chairman, Lazard Freres Paris; Director or Lazard Freres Member of the Supervisory Board, EURAZEO 121, boulevard Haussman 75008 PARIS Ezra Suleiman (5) Professor of Politics and Chair of the Committee for European Studies, Princeton University; Associate Professor, Institut d'Etudes Politiques, Paris - -------- (4) Citizen of Germany (5) Citizen of the United States of America 28 Page 29 of 45 Pages Executive Officers Name, Business Address Present Principal Occupation - ----------------------- ---------------------------- Jean-Raymond Abat Chief Executive Officer, AXA Seguros (Spain); Head of Mediterranean Region Alfred Bouckaert(6) Chief Executive Officer, AXA Belgium AXA Royale Belte 25 Boulevard du Souverain B-1170 Bruxelles Belgium Claude Brunet Member of the Management Board (in charge of Transversal Operations, Communications and Human Resources) Bruce Calvert(7) Chairman of the Board, Alliance Capital Alliance Capital Management Corporation 1345 Avenue of the Americas New York, NY 10105 Henri de Castries Chairman of the Management Board; Chief Executive Officer of AXA; Vice Chairman of the Board of Directors, Finaxa; Chairman of the Board, AXA Financial, Inc. Christopher Condron(8) Member of the Management Board; President and AXA Financial Chief Executive Officer, AXA Financial, Inc.; 1290 Avenue of the Americas Chairman, President and CEO, AXA Equitable New York, NY 10104 - -------- (6) Citizen of Belgium (7) Citizen of the United States of America (8) Citizen of the United States of America Claus-Michael Dill(9) Chairman of the Management Board, AXA Konzern AG AXA Colonia Konzern AG Gereonsdriesch 9-11 Postfach 10-07-26 50447 Cologne Germany Philippe Donnet Chief Executive Officer, AXA Japan; Chairman, AXA Assicurazioni AXA RE Via Giacomo Leopardi, 15 20123 Milano Italy Denis Duverne Member of the Management Board and Chief Financial Officer Dennis Holt(10) Executive Officer, AXA UK AXA UK 107 Cheapside ECV2 6DU London Nicolas Moreau Chief Executive Officer, AXA Investment Managers Les Owen(11) Managing Director, AXA Asia Pacific Holdings AXA Australia (Australia) 447 Collins Street Melbourne - Victoria 3000 Australia - -------- (9) Citizen of Germany (10) Citizen of the United Kingdom (11) Citizen of the United Kingdom Francois Pierson Member of the Management Board (in charge AXA France Assurance of Insurance in France, AXA Assistance, AXA Tour AXA Corporate Solutions Assurance and AXA Canada) 1 Place des Saisons and Executive Officer; Chairman, CEO, AXA 92400 Courbevoie France France Assurance; CEO, Mutuelles AXA; Executive Officer, AXA Conseil I.A.R.D. Stanley Tulin(12) Vice Chairman and Chief Financial Officer, AXA AXA Financial, Inc. Financial, Inc. and AXA Equitable 1290 Avenue of the Americas New York, NY 10104 - -------- (12) Citizen of the United States of America 29 EX-99 3 y122004scbacmchldinglp99w02.txt EXHIBIT 2 3 y122004scbacmchldinglp99w02.txt Page 30 of 45 Pages Exhibit 2 EXECUTIVE OFFICERS AND MEMBERS OF THE CONSEIL D'ADMINISTRATION OF FINAXA The names of the Members of the Conseil d'Administration and of the Executive Officers of Finaxa and their business addresses and principal occupations are set forth below. If no address is given, the Member's or Executive Officer's business address is that of Finaxa at 23, avenue Matignon, 75008 Paris, France. Unless otherwise indicated, each occupation set forth opposite an individual's name refers to Finaxa and each individual is a citizen of the Republic of France. Name, Business Address Present Principal Occupation - ----------------------- ---------------------------- * Claude Bebear Chairman and Chief Executive Officer; Chairman AXA of the Supervisory Board, AXA 25, avenue Matignon 75008 PARIS * Henri de Castries Vice Chairman of the Board,Finaxa; Chairman of AXA the Management Board, AXA; CEO of AXA; Chairman 25, avenue Matignon of the Board, AXA Financial, Inc. 75008 PARIS * Henri Hottinguer(1) Chairman of the Board and Chief Executive Financiere Hottinguer Paris Officer of Financiere Hottinguer; Chairman 43, rue Taitbout of the Supervisory Board, Credit Suisse 75009 PARIS Hottinguer and Emba NV (Netherlands); Vice Chairman, Gaspee (Switzerland); Chairman of the Board of Directors, Hottinguer Capital Corp. (US); Chairman and CEO, Sofibus; SEVP and member of the Board of Directors, Intercom * Paul Hottinguer(2) Chairman of the Board of Directors Financiere HOTTINGUER Financiere Hottinguer (banking) 39, rue de Chateaudin 75009 PARIS * Henri Lachmann Chairman and Chief Executive Officer, SCHNEIDER Electric Schneider Electric (electric equipment) 43-45, Bld Franklin Roosevelt 92504 Rueil Malmaison * Christian Manset Chairman, Compagnie Financiere Ottomane Compangnie Financiere Ottomane 7 rue Meryerbeer 75009 Paris * Octave Manset Communications Manager, BMW France (auto BMW France manufacturer) 75 rue de la Tour 75016 Paris * Michel Francois-Poncet Vice Chairman of the Board of Directors BNP PARIBAS BNP-Paribas (Switzerland) 3, Rue d'Antin (banking); Vice Chairman, Pargesa Holding 75002 PARIS (Switzerland) - ---------- (1) Citizen of Switzerland (2) Citizen of Switzerland * Pierre de Waziers General Manager, Societe Gramond (business Societe Gramond consulting) 8 rue Sainte Lucie 75015 Paris - ---------- * Member, Conseil d'Administration 30 EX-99 4 y122004scbacmchldinglp99w03.txt EXHIBIT 3 4 y122004scbacmchldinglp99w03.txt Page 31 of 45 Pages Exhibit 3 EXECUTIVE OFFICERS AND MEMBERS OF THE CONSEIL D'ADMINISTRATION OF AXA ASSURANCES I.A.R.D. MUTUELLE The names of the Members of the Conseil d'Administration and of the Executive Officers of AXA Assurances I.A.R.D. Mutuelle and their business addresses and principal occupations are set forth below. If no address is given, the Member's or Executive Officer's business address is that of AXA Assurances I.A.R.D. Mutuelle at 26, rue Drouot, 75009 Paris, France. Unless otherwise indicated, each occupation set forth opposite an individual's name refers to AXA Assurances I.A.R.D. Mutuelle and each individual is a citizen of the Republic of France. Name, Business Address Present Principal Occupation - ---------------------- ---------------------------- * Claude Bebear Chairman of the Supervisory Board, AXA; Chairman and CEO, Finaxa * Henri de Castries Chairman; Chairman of the Management Board and AXA CEO, AXA; Vice Chairman of the Board of 25, avenue Matignon Directors, Finaxa; Chairman of the Board, 75008 PARIS AXA Financial, Inc. * Jean-Pierre Chaffin Representing ASSSE Federation de la Metallurgie CFE-CGC 5, rue de La Bruyere 75009 PARIS * Francis Cordier Retired * Jacques Gobert 21 rue Gustawe Nadaud 13012 Marseille Jean-Laurent Granier Vice-Chief Executive Officer; Vice-CEO, Tour AXA Mutuelles AXA 1, place des Saisons 92400 Courbevoie France * Henri Lachmann Vice Chairman; Chairman and Chief Executive SCHNEIDER Electric Officer, Schneider Electric (electric equipment) 43-45 Bld Franklin Roossevelt BP236 92504 Ruveil-Malmaison France Frederic Lucet Senior Adviser, JP Morgan Chase Actionsphere 9 Boulevard de la Madeleine 75001 Paris * Octave Manset Communications Manager, BMW France (auto BMW France manufacturer) 75 rue de la Tour 75016 Paris * Alain de Marcellus Manager of Group Financial Services CGEY Group, 10 rue Chomel Cap Gemini Services 75007, Paris Corinne Vitrac Secretary; Secretary, Mutuelles AXA Jacques de Peretti Vice-Chief Executive Officer; Vice-CEO, 52 rue Saint Lazare Mutuelles AXA 75009 Paris Francois Pierson Chief Executive Officer; CEO of AXA France Tour AXA Assurance 1, place des Saisons 92400 Courbevoie France * Olivier Riche CEO of Cofitem-Cofimur 47 rue de Verneuil 75007, Paris * Francis Vaudour CEO of Segafredo Zanetti S.A., 14 Boulevard Industriel 76300 Sotteville les Rouen, France * Pierre de Waziers General Manager, Societe Gramont (business Societe Gramont consulting) 8 rue Sainte Lucie 75015 Paris, FRANCE - ---------- * Member, Conseil d'Administration 31 EX-99 5 y122004scbacmchldinglp99w04.txt EXHIBIT 4 5 y122004scbacmchldinglp99w04.txt Page 32 of 45 Pages Exhibit 4 EXECUTIVE OFFICERS AND MEMBERS OF THE CONSEIL D'ADMINISTRATION OF AXA ASSURANCES VIE MUTUELLE The names of the Members of the Conseil d'Administration and of the Executive Officers of AXA Assurances Vie Mutuelle and their business addresses and principal occupations are set forth below. If no address is given, the Member's or Executive Officer's business address is that of AXA Assurances Vie Mutuelle at 26, rue Drouot, 75009 Paris, France. Unless otherwise indicated, each occupation set forth opposite an individual's name refers to AXA Assurances Vie Mutuelle and each individual is a citizen of the Republic of France. Name, Business Address Present Principal Occupation - ---------------------- ---------------------------- * Claude Bebear Chairman of the Supervisory Board, AXA; Chairman and CEO, Finaxa * Henri de Castries Chairman; Chairman of the Management Board and AXA CEO, AXA; Vice Chairman of the Board of 25, avenue Matignon Directors, Finaxa, Chairman, AXA Financial,Inc. 75008 PARIS * Jean-Pierre Chaffin representing ASSSE Federation de la Metallurgie CFE-CGC 5, rue de La Bruyere 75009 PARIS Jean-Laurent Granier Vice-Chief Executive Officer; Vice-CEO, AXA France Mutuelles AXA Tour AXA 1, Place des Saisons 92400 Courbevoie France * Henri Lachmann Vice Chairman; Chairman and Chief Executive SCHNEIDER Electric Officer, Schneider Electric (electric equipment) 43-45 Bld Franklin Roossevelt BP236 92504 Ruveil-Malmaison France * Frederic Lucet Senior Adviser, JP Morgan Chase Actionsphere 9 Boulevard de la Madeleine 75001 Paris * Octave Manset Communications Manager, BMW France (auto BMW France manufacturer) 75 rue de la Tour 75016 Paris * Alain de Marcellus Manager of Group Financial Services CGEY Group, 10 rue Chomel Cap Gemini Services 75007, Paris Corinne Vitrac Secretary; Secretary, Mutuelles AXA Dominique Paillet 9 Route de Vienne Vaulx-Milieu France Francois Pierson Chief Executive Officer; CEO of AXA France Tour AXA Assurance 1, place des Saisons 92400 Courbevoie France * Olivier Riche CEO of Cofitem-Cofimur 47 rue de Verneuil 75007, Paris * Francois Richer Retired * Georges Rousseau Retired * Pierre de Waziers General Manager, Societe Gramont (business Societe Gramont consulting) 8 rue Sainte Lucie 75015 Paris, FRANCE - ---------- * Member, Conseil d'Administration 32 EX-99 6 y122004scbacmchldinglp99w05.txt EXHIBIT 5 6 y122004scbacmchldinglp99w05.txt Page 33 of 45 Pages Exhibit 5 EXECUTIVE OFFICERS AND MEMBERS OF THE CONSEIL D'ADMINISTRATION OF AXA COURTAGE ASSURANCE MUTUELLE The names of the Members of Conseil d'Administration and the names and titles of the Executive Officers of AXA Courtage Assurance Mutuelle and their business addresses and principal occupations are set forth below. If no address is given, the Member's or Executive Officer's business address is that of AXA Courtage Assurance Mutuelle at 26, rue Drouot, 75009 Paris, France. Unless otherwise indicated, each occupation set forth opposite an individual's name refers to AXA Courtage Assurance Mutuelle and each individual is a citizen of the Republic of France. Name, Business Address Present Principal Occupation - ---------------------- ---------------------------- * Claude Bebear Chairman of the Supervisory Board, AXA; AXA Chairman and CEO, Finaxa 25 Avenue Matignon 75008 Paris * Henri de Castries Chairman; Chairman of the Management Board and AXA CEO, AXA; Vice Chairman of the Board of 25, avenue Matignon Directors, Finaxa, Chairman, AXA Financial,Inc. 75008 PARIS * Jean-Pierre Chaffin representing ASSSE Federation de la Metallurgie CFE-CGC 5, rue de La Bruyere 75009 PARIS * Francis Cordier Retired * Gerard Coutelle Retired Jean-Laurent Granier Vice-Chief Executive Officer; Vice-CEO, AXA France Mutuelles AXA 1 Place des Saisons 92400 Courbevoie France * Henri Lachmann Vice Chairman; Chairman and Chief Executive SCHNEIDER Electric Officer, Schneider Electric (electric equipment) 43-45 Bld Franklin Roossevelt BP236 92504 Rueil-Malmaison France * Octave Manset Communications Manager, BMW France (auto BMW France manufacturer) 75 rue de la Tour 75016 Paris Frederic Lucet Senior Adviser, JP Morgan Chase Actionsphere 9 Boulevard de la Madelaine 75001 Paris * Alain de Marcellus Manager of Group Financial Services CGEY Group, 10 rue Chomel Cap Gemini Services 75007, Paris Corinne Vitrac Secretary; Secretary, Mutuelles AXA Jacques de Peretti Vice-Chief Executive Officer; Vice-CEO, 52 rue Saint Lazare Mutuelles AXA 75009 Paris Francois Pierson Chief Executive Officer; CEO of AXA France Tour AXA Assurance 1, place des Saisons 92400 Courbevoie France * Olivier Riche CEO of Cofitem-Cofimur 47 rue de Verneuil 75007, Paris * Georges Rousseau Retired * Pierre de Waziers General Manager, Societe Gramont (business Societe Gramont consulting) 8 rue Sainte Lucie 75015 Paris, FRANCE * Renaud Streichenberger 6 rue de la Ferme 92200 Neuilly sur Seine France - ---------- * Member, Conseil d'Administration 33 EX-99 7 y122004scbacmchldinglp99w07.txt EXHIBIT 7 7 y122004scbacmchldinglp99w07.txt Page 34 of 45 Pages Exhibit 7 EXECUTIVE OFFICERS AND DIRECTORS OF AXA FINANCIAL, INC. The names of the Directors and the names and titles of the Executive Officers of AXA Financial, Inc. ("AXF"), which is the sole member of AXA Financial Services, LLC, and their business addresses and principal occupations are set forth below. If no address is given, the Director's or Executive Officer's business address is that of AXF at 1290 Avenue of the Americas, New York, New York 10104. Unless otherwise indicated, each occupation set forth opposite an individual's name refers to AXF and each individual is a United States citizen. Name, Business Address Present Principal Occupation - ---------------------- ---------------------------- * Claude Bebear (1) Chairman of the Supervisory Board, AXA; AXA Chairman and CEO, Finaxa 25, avenue Matignon 75008 Paris, France * Bruce W. Calvert Chairman of the Board, Alliance Capital Alliance Capital Management Corporation; Executive Officer, AXA Management Corporation 1345 Ave. of the Americas New York, NY 10105 * Henri de Castries (1) Chairman of the Board; Chairman of the AXA Management Board and Chief Executive Officer, 25, avenue Matignon AXA; Vice Chairman of the Board of Directors, 75008 Paris, France Finaxa; Chairman of the Board of AXA Financial, Inc. * Christopher M. Condron President and Chief Executive Officer; Member of Management Board and Executive Officer, AXA; Chairman, President and CEO, AXA Equitable * Claus-Michael Dill (2) Chairman of the Management Board, Gereonsdriesch 9-11 AXA Konzern AG; Executive Officer, AXA 50670 Cologne, Germany * Joseph L. Dionne Retired Chairman of the Board and Chief 198 N. Wilton Rd. Executive Officer, The McGraw Hill Companies New Canaan, CT 06840 (publishing) * Denis Duverne (1) Member of the Management Board and Chief AXA Financial Officer, AXA 25, avenue Matignon 75008 Paris, France * Jean-Rene Fourtou (1) Vice Chairman of the Supervisory Board; Chairman Vivendi Universal and CEO, Vivendi Universal (global media and 42 avenue de Friedland communications company); Chairman of the 75008 Paris, France Supervisory Board, Vivendi Environnement and Groupe Canal+ * John G. Graves President and COO, Graves Ventures, LLC Graves Ventures, LLC (publishing holding company) 130 Fifth Avenue New York, NY 10011 * Donald J. Greene, Esq. Attorney c/o LeBoeuf, Lamb, Greene & MacRae LLP 125 West 55th Street New York, NY 10019 * Anthony Hamilton(3) Chairman, Fox-Pitt, Kelton Group Limited, Fox-Pitt, Kelton Group Ltd. Fox-Pitt, Kelton Nominees Limited (investment 30 St. Mary Axe banking), AXA UK plc and AXA Equity and Law (UK) London, England EC3A 8EF ; Member of the Supervisory Board and Compensation Committee, AXA 34 Page 35 of 45 Pages Name, Business Address Present Principal Occupation - ---------------------- ---------------------------- * Nina Henderson Henderson Advisory Consulting (consulting firm) 425 East 86th St. New York, NY 10028 * James F. Higgins Senior Advisor, Morgan Stanley (financial Morgan Stanley services) Harborside Financial Center Plaza Two, Second Floor Jersey City, NJ 07311 * W. Edwin Jarmain (4) President, Jarmain Group Inc. (private Jarmain Group Inc. investment holding company) 77 King Street West Suite 4545 Royal Trust Tower Toronto, Ontario M5K1K2 Canada * Christina Johnson President Christina Johnson and Associates; 200 Railroad Ave Former President and Chief Executive Officer, Greenwich, Connecticut 06830 Saks Fifth Avenue Enterprises (retail) * Scott D. Miller President, Six Sigma Academy; 8876 East Pinnacle Peak Road Former Vice Chairman, Hyatt Hotels Corporation Suite 100 (hospitality) Scottsdale, Arizona 85255 * Joseph H. Moglia Chief Executive Officer, Ameritrade Holding Ameritrade Holding Corporation (online brokerage) Corporation 4211 South 102nd Street Omaha, Nebraska 68127 Richard V. Silver Executive Vice President and General Counsel; Executive Vice President and General Counsel, AXA Equitable * Peter J. Tobin Special Assistant to the President, St. John's University St. John's University 101 Murray Street New Yorl, NY 10007 * Stanley B. Tulin Vice Chairman & Chief Financial Officer; Executive Officer, AXA; Vice Chairman of the Board and Chief Financial Officer, AXA Equitable - --------- * Director (1) Citizen of the Republic of France (2) Citizen of Germany (3) Citizen of the United Kingdom (4) Citizen of Canada 35 EX-99 8 y122004scbacmchldinglp99w08.txt EXHIBIT 8 8 y122004scbacmchldinglp99w08.txt Page 36 of 45 Pages Exhibit 8 EXECUTIVE OFFICERS AND DIRECTORS OF AXA EQUITABLE LIFE INSURANCE COMPANY The names of the Directors and the names and titles of the Executive Officers of AXA Equitable Life Insurance Company ("AXA Equitable"), which is the sole member of Equitable Holdings, LLC, and their business addresses and principal occupations are set forth below. If no address is given, the Director's or Executive Officer's business address is that of AXA Equitable at 1290 Avenue of the Americas, New York, New York 10104. Unless otherwise indicated, each occupation set forth opposite an individual's name refers to AXA Equitable and each individual is a United States citizen. Name, Business Address Present Principal Occupation - ---------------------- ---------------------------- Leon B. Billis Executive Vice President and AXA Group Deputy Chief Information Officer Jennifer Blevins Executive Vice President * Bruce W. Calvert Chairman of the Board, Alliance Capital Alliance Capital Management Corporation; Executive Officer, AXA Management Corporation 1345 Avenue of the Americas New York, NY 10105 * Henri de Castries (1) Chairman of the Management Board and Chief AXA Executive Officer, AXA; Vice Chairman of 25, avenue Matignon the Board of Directors, Finaxa; Chairman of 75008 Paris, France the Board, AXA Financial, Inc. * Christopher M. Condron Chairman, President and Chief Executive Officer; President and Chief Executive Officer, AXA Financial, Inc.; Member of the Management Board and Executive Officer, AXA * Claus-Michael Dill (2) Chairman of the Management Board, AXA Konzern Gereonsdriesch 9-11 AG; Executive Officer, AXA 50670 Cologne, Germany * Joseph L. Dionne Retired Chairman of the Board and Chief 198 N. Wilton Rd. Executive Officer of The McGraw Hill Companies New Canaan, CT 06840 (publishing) * Denis Duverne (1) Member of the Management Board and Chief AXA Financial Officer, AXA 25, avenue Matignon 75008 Paris, France Richard Dziadzio Executive Vice President Mary Beth Farrell Executive Vice President * Jean-Rene Fourtou (1) Vice Chairman of the Supervisory Board; Chairman Vivendi Universal and CEO, Vivendi Universal (global media and 42 avenue de Friedland communications company); Chairman of the 75008 Paris, France Supervisory Board, Vivendi Environnement and Groupe Canal+ * John C. Graves President and COO, Graves Ventures LLC Graves Ventures, LLC (publishing holding company) 130 Fifth Avenue New York, NY * Donald J. Greene, Esq. Attorney c/o LeBoeuf, Lamb, Greene & MacRae LLP 125 West 55th Street New York, NY 10019 36 Page 37 of 45 Pages Name, Business Address Present Principal Occupation - ---------------------- ---------------------------- Jerald E. Hampton Executive Vice President * Nina Henderson Henderson Advisory Consulting (consulting firm) 425 East 86th St. New York, NY 10028 * James F. Higgins Senior Advisor, Morgan Stanley (financial Morgan Stanley services) Harborside Financial Center Plaza Two, Second Floor Jersey City, NJ 07311 * W. Edwin Jarmain (3) President, Jarmain Group Inc. (private Jarmain Group Inc. investment holding company) 77 King Street West Suite 4545 Royal Trust Tower Toronto, Ontario M5K1K2 Canada * Christina Johnson President Christina Johnson and Associates; 200 Railroad Ave Former President and Chief Executive Officer, Greenwich, Connecticut 06830 Saks Fifth Avenue Enterprises (retail) Robert S. Jones, Jr. Executive Vice President William I. Levine Executive Vice President and Chief Information Officer S. Michael McLoughlen Executive Vice President and Chief Actuary * Scott D. Miller President, Six Sigma Academy; 8876 East Pinnacle Peak Rd Former Vice Chairman, Hyatt Hotels Corporation Suite 100 (hospitality) Scottsdale, Arizona 85255 * Joseph H. Moglia Chief Executive Officer, Ameritrade Holding Ameritrade Holding Corporation (online brokerage) Corporation 4211 South 102nd Street Omaha, Nebraska 68127 Deanna Mulligan Executive Vice President Peter D. Noris Executive Vice President and Chief Investment Officer; Executive Vice President and Chief Investment Officer, AXA Financial, Inc. Richard V. Silver Executive Vice President and General Counsel; Executive Vice President and General Counsel, AXA Financial, Inc. * Peter J. Tobin Special Assistant to the President, St. John's University St. John's University 101 Murray Street New YorK, NY 10007 * Stanley B. Tulin Vice Chairman & Chief Financial Officer; Executive Officer, AXA; Vice Chairman and Chief Financial Officer, AXA Financial, Inc. - -------- * Director (1) Citizen of the Republic of France (2) Citizen of Germany (3) Citizen of Canada 37 EX-99 9 y122004scbacmchldinglp99w11.txt EXHIBIT 11 9 y122004scbacmchldinglp99w11.txt Page 38 of 45 Pages Exhibit 11 EXECUTIVE OFFICERS AND DIRECTORS OF ACMC, INC. The names of the Directors and the names and titles of the Executive Officers of ACMC, Inc. and their business addresses and principal occupations are set forth below. If no address is given, the Director's or Executive Officer's business address is that of ACMC, Inc. at 1290 Avenue of the Americas, New York, New York, 10104. Unless otherwise indicated, each occupation set forth opposite an individual's name refers to ACMC, Inc. and each individual is a United States citizen. Name, Business Address Present Principal Occupation - ---------------------- ---------------------------- * Kevin R. Byrne Senior Vice President and Chief Financial Officer; Senior Vice President,Treasurer and Chief Investment Officer, AXA Equitable and AXA Financial, Inc. * Christopher M. Condron Member of Management Board and Executive Officer, AXA; President and CEO, AXA Financial, Inc.; Chairman, President and CEO, Equitable * Stanley B. Tulin Chairman, President and Chief Executive Officer; Executive Officer, AXA; Vice Chairman and Chief Financial Officer, Equitable and AXA Financial, Inc. - --------- * Director 38 EX-99 10 y122004scbacmchldinglp99w18.txt EXHIBIT 18 10 y122004scbacmchldinglp99w18.txt Page 39 of 45 Pages Exhibit 18 SCB Inc. c/o SCB Partners Inc. 50 Main Street Suite 1000 White Plains, NY 10606 December 7, 2004 To: AXA Financial, Inc. 1290 Avenue of the Americas New York, New York 10104 Attention: Stanley Tulin Fax: (212) 707-1920 Alliance Capital Management L.P. 1345 Avenue of the Americas New York, New York 10105 Attention: Mark Manley Fax: (212) 969-2293 EXERCISE NOTICE Pursuant to Section 2.4.1 of the Purchase Agreement dated as of June 20, 2000 by and among Alliance Capital Management L.P., AXA Financial, Inc. and Sanford C. Bernstein Inc. relating to the purchase and sale of Limited Partnership Interests of Alliance Capital Management L.P. (hereinafter the "Purchase Agreement"), SCB Inc. (formerly called Sanford C. Bernstein Inc.) and SCB Partners Inc. hereby notify you that they are requiring you to purchase 8.16 million Buyer Units, as defined in the Purchase Agreement, at the price specified therein. SCB Partners Inc., a wholly owned subsidiary of SCB Inc., holds record title to these units. Any notices you give under the Purchase Agreement to the undersigned should be sent to Gerald M. Lieberman, c/o Alliance Capital Management L.P., 1345 Avenue of the Americas, New York, New York 10105; Fax: (212) 969-1193; Telephone (212) 969-6520. SCB Inc. SCB Partners Inc. By: /s/ Lewis A. Sanders By: /s/ Lewis A. Sanders ------------------------------- -------------------------------- Lewis A. Sanders Lewis A. Sanders Chairman and CEO Chairman and CEO cc: Adam Spilka - Fax: 212-969-1334 39 EX-99 11 y122004scbacmchldinglp99w19.txt EXHIBIT 19 11 y122004scbacmchldinglp99w19.txt Page 40 of 45 Pages Exhibit 19 AXA Financial, Inc. AXA Equitable Life Insurance Company 1290 Avenue of the Americas New York, New York 10104 Kathryn E. Schneider Vice President and Counsel Law Department December 16, 2004 Mr. Gerald M. Lieberman c/o Alliance Capital Management L.P. 1345 Avenue of the Americas New York, NY 10105 Dear Mr. Lieberman: Pursuant to Sections 2.1 and 2.4.2 of the Purchase Agreement dated as of June 20, 2000 (the "Purchase Agreement") by and among Alliance Capital Management L.P. ("Alliance"), AXA Financial, Inc. ("AXA Financial") and Sanford C. Bernstein Inc. relating to the purchase and sale of Buyer Units (except as otherwise stated, capitalized terms used herein shall have the same meaning as in the Purchase Agreement), AXA Financial hereby specifies Tuesday, December 21, 2004 as the Settlement Date for the purchase of the Buyer Units subject to the Exercise Notice to AXA Financial and Alliance from SCB Inc. and SCB Partners Inc., dated December 7, 2004, and hereby designates AXA Financial and AXA Equitable Life Insurance Company as the Designated Entities to purchase 5,614,192 and 2,545,808 Buyer Units respectively subject to such Exercise Notice. In addition, please note that any notice you give under the Purchase Agreement to AXA Financial should be given to: Stanley B. Tulin Vice Chairman and Chief Financial Officer 1290 Avenue of the Americas New York, NY 10104 Fax: (212) 707-1920 Tel: (212) 314-4515 with copies to: Kevin R. Byrne Senior Vice President, Chief Investment Officer and Treasurer 1290 Avenue of the Americas New York, NY 10104 Fax: (212) 707-1504 Tel: (212) 314-4081 and Stuart L. Faust Senior Vice President and Deputy General Counsel 1290 Avenue of the Americas New York, NY 10104 Fax: (212) 707-1900 Tel: (212) 314-3843 Please call me if you have any comments. Sincerely yours, /s/ Kathryn E. Schneider ------------------------------- Kathryn E. Schneider cc: Mark Manley Adam Spilka Kevin Byrne Stuart Faust 40 EX-99 12 y122004scbacmchldinglp99w20.txt EXHIBIT 20 20 y122004scbacmchldinglp99w20.txt Page 41 of 45 Pages Exhibit 20 EXECUTIVE OFFICERS AND DIRECTORS OF MONY LIFE INSURANCE COMPANY The names of the Directors and the names and titles of the Executive Officers of MONY Life Insurance Company ("MONY Life"), and their business addresses and principal occupations are set forth below. If no address is given, the Director's or Executive Officer's business address is that of MONY Life at 1290 Avenue of the Americas, New York, New York 10104. Unless otherwise indicated, each occupation set forth opposite an individual's name refers to MONY Life and each individual is a United States citizen. Name, Business Address Present Principal Occupation - ---------------------- ---------------------------- Leon B. Billis Executive Vice President Jennifer Blevins Executive Vice President * Bruce W. Calvert Chairman of the Board, Alliance Capital Alliance Capital Management Corporation; Executive Officer, AXA Management Corporation 1345 Avenue of the Americas New York, NY 10105 * Henri de Castries (1) Chairman of the Management Board and Chief AXA Executive Officer, AXA; Vice Chairman of 25, avenue Matignon the Board of Directors, Finaxa; Chairman of 75008 Paris, France the Board, AXA Financial, Inc. * Christopher M. Condron Chairman of the Board, President and Chief Executive Officer;AXA Financial, Inc.; Chairman of the Board, President and Chief Executive Officer; AXA Equitable Life Insurance Company and MONY Life Insurance Company of America; Member of the Management Board and Executive Officer, AXA * Claus-Michael Dill (2) Chairman of the Management Board, AXA Konzern AG Colonia0Allee 10-20 Executive Officer, AXA D-51067 Cologne, Germany * Joseph L. Dionne Retired Chairman of the Board and Chief 198 N. Wilton Rd. Executive Officer of The McGraw Hill Companies New Canaan, CT 06840 (publishing) * Denis Duverne (1) Member of the Management Board and Chief AXA Financial Officer, AXA 25, avenue Matignon 75008 Paris, France Richard Dziadzio Executive Vice President Mary Beth Farrell Executive Vice President 41 Page 42 of 45 Pages Name, Business Address Present Principal Occupation - ---------------------- ---------------------------- * John C. Graves President and COO, Graves Ventures LLC Graves Ventures, LLC (publishing holding company) 130 Fifth Avenue New York, NY * Donald J. Greene, Esq. Attorney c/o LeBoeuf, Lamb, Greene & MacRae LLP 125 West 55th Street New York, NY 10019 Jerald E. Hampton Executive Vice President * Nina Henderson Henderson Advisory Consulting (consulting firm) 425 East 86th St. New York, NY 10028 * James F. Higgins Senior Advisor, Morgan Stanley (financial Morgan Stanley services) Harborside Financial Center Plaza Two, Second Floor Jersey City, NJ 07311 * W. Edwin Jarmain (3) President, Jarmain Group Inc. (private Jarmain Group Inc. investment holding company) 77 King Street West Suite 4545 Royal Trust Tower Toronto, Ontario M5K1K2 Canada * Christina Johnson President Christina Johnson and Associates; 200 Railroad Ave Former President and Chief Executive Officer, Greenwich, Connecticut 06830 Saks Fifth Avenue Enterprises (retail) Robert S. Jones, Jr. Executive Vice President William I. Levine Executive Vice President and Chief Information Officer S. Michael McLaughlin Executive Vice President * Scott D. Miller President, Six Sigma Academy; 8876 East Pinnacle Peak Rd Former Vice Chairman, Hyatt Hotels Corporation Suite 100 (hospitality) Scottsdale, Arizona 85255 * Joseph H. Moglia Chief Executive Officer, Ameritrade Holding Ameritrade Holding Corporation (online brokerage) Corporation 4211 South 102nd Street Omaha, Nebraska 68127 Richard V. Silver Executive Vice President and General Counsel; Executive Vice President and General Counsel, AXA Financial, Inc., AXA Equitable Life Insurance Company and MONY Life Insurance Company of America * Peter J. Tobin Special Assistant to the President, St. John's University St. John's University 101 Murray Street New York, NY 10007 * Stanley B. Tulin Vice Chairman of the Board & Chief Financial Officer; Executive Officer, AXA; Vice Chairman of the Board and Chief Financial Officer, AXA Financial, Inc., AXA Equitable Life Insurance Company and MONY Life Insurance Company of America - -------- * Director (1) Citizen of the Republic of France (2) Citizen of Germany (3) Citizen of Canada 42 EX-99 13 y122004scbacmchldinglp99w21.txt EXHIBIT 21 21 y122004scbacmchldinglp99w21.txt Page 43 of 45 Pages Exhibit 21 EXECUTIVE OFFICERS AND DIRECTORS OF MONY LIFE INSURANCE COMPANY OF AMERICA The names of the Directors and the names and titles of the Executive Officers of MONY Life Insurance Company of America ("MLOA"), and their business addresses and principal occupations are set forth below. If no address is given, the Director's or Executive Officer's business address is that of MLOA at 1290 Avenue of the Americas, New York, New York 10104. Unless otherwise indicated, each occupation set forth opposite an individual's name refers to MLOA and each individual is a United States citizen. Name, Business Address Present Principal Occupation - ---------------------- ---------------------------- Leon B. Billis Executive Vice President Jennifer Blevins Executive Vice President * Bruce W. Calvert Chairman of the Board, Alliance Capital Alliance Capital Management Corporation; Executive Officer, AXA Management Corporation 1345 Avenue of the Americas New York, NY 10105 * Henri de Castries (1) Chairman of the Management Board and Chief AXA Executive Officer, AXA; Vice Chairman of 25, avenue Matignon the Board of Directors, Finaxa; Chairman of 75008 Paris, France the Board, AXA Financial, Inc. * Christopher M. Condron Chairman of the Board, President and Chief Executive Officer;AXA Financial, Inc.; Chairman of the Board, President and Chief Executive Officer; AXA Equitable Life Insurance Company and MONY Life Insurance Company of America; Member of the Management Board and Executive Officer, AXA * Claus-Michael Dill (2) Chairman of the Management Board, AXA Konzern AG Colonia0Allee 10-20 Executive Officer, AXA D-51067 Cologne, Germany * Joseph L. Dionne Retired Chairman of the Board and Chief 198 N. Wilton Rd. Executive Officer of The McGraw Hill Companies New Canaan, CT 06840 (publishing) * Denis Duverne (1) Member of the Management Board and Chief AXA Financial Officer, AXA 25, avenue Matignon 75008 Paris, France Richard Dziadzio Executive Vice President Mary Beth Farrell Executive Vice President 43 Page 44 of 45 Pages Name, Business Address Present Principal Occupation - ---------------------- ---------------------------- * John C. Graves President and COO, Graves Ventures LLC Graves Ventures, LLC (publishing holding company) 130 Fifth Avenue New York, NY * Donald J. Greene, Esq. Attorney c/o LeBoeuf, Lamb, Greene & MacRae LLP 125 West 55th Street New York, NY 10019 Jerald E. Hampton Executive Vice President * Nina Henderson Henderson Advisory Consulting (consulting firm) 425 East 86th St. New York, NY 10028 * James F. Higgins Senior Advisor, Morgan Stanley (financial Morgan Stanley services) Harborside Financial Center Plaza Two, Second Floor Jersey City, NJ 07311 * W. Edwin Jarmain (3) President, Jarmain Group Inc. (private Jarmain Group Inc. investment holding company) 77 King Street West Suite 4545 Royal Trust Tower Toronto, Ontario M5K1K2 Canada * Christina Johnson President Christina Johnson and Associates; 200 Railroad Ave Former President and Chief Executive Officer, Greenwich, Connecticut 06830 Saks Fifth Avenue Enterprises (retail) Robert S. Jones, Jr. Executive Vice President William I. Levine Executive Vice President and Chief Information Officer S. Michael McLaughlin Executive Vice President * Scott D. Miller President, Six Sigma Academy; 8876 East Pinnacle Peak Rd Former Vice Chairman, Hyatt Hotels Corporation Suite 100 (hospitality) Scottsdale, Arizona 85255 * Joseph H. Moglia Chief Executive Officer, Ameritrade Holding Ameritrade Holding Corporation (online brokerage) Corporation 4211 South 102nd Street Omaha, Nebraska 68127 Richard V. Silver Executive Vice President and General Counsel; Executive Vice President and General Counsel, AXA Financial, Inc., AXA Equitable Life Insurance Company and MONY Life Insurance Company of America * Peter J. Tobin Special Assistant to the President, St. John's University St. John's University 101 Murray Street New York, NY 10007 * Stanley B. Tulin Vice Chairman of the Board & Chief Financial Officer; Executive Officer, AXA; Vice Chairman of the Board and Chief Financial Officer, AXA Financial, Inc., AXA Equitable Life Insurance Company and MONY Life Insurance Company of America - -------- * Director (1) Citizen of the Republic of France (2) Citizen of Germany (3) Citizen of Canada 44 EX-99 14 y122004scbacmchldinglp99w22.txt EXHIBIT 22 22 y122004scbacmchldinglp99w22.txt Page 45 of 45 Pages Exhibit 22 EXECUTIVE OFFICERS AND DIRECTORS OF MONY HOLDINGS, LLC The names and titles of the Executive Officers of MONY Holdings,LLC ("MONY Holdings") and their business addresses and principal occupations are set forth below. If no address is given, the Executive Officer's business address is that of MONY Holdings at 1290 Avenue of the Americas, New York, New York 10104. Unless otherwise indicated, each occupation set forth opposite an individual's name refers to MONY Holdings and each individual is a United States citizen. Name, Business Address Present Principal Occupation - ---------------------- ---------------------------- Christopher M. Condron Chairman of the Board, President and Chief Executive Officer Stanley B. Tulin Vice Chairman of the Board & Chief Financial Officer Richard V. Silver Executive Vice President and General Counsel 45 -----END PRIVACY-ENHANCED MESSAGE-----