Chief Compliance Officer

0001398344-21-000950.txt : 20210115 0001398344-21-000950.hdr.sgml : 20210115 20210115171008 ACCESSION NUMBER: 0001398344-21-000950 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210115 DATE AS OF CHANGE: 20210115 EFFECTIVENESS DATE: 20210115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROWLAND CARMICHAEL ADVISORS INC /ADV CENTRAL INDEX KEY: 0000825052 IRS NUMBER: 860568468 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19805 FILM NUMBER: 21532928 BUSINESS ADDRESS: STREET 1: 6720 NORTH SCOTTSDALE ROAD, SUITE 212 CITY: Scottsdale STATE: AZ ZIP: 85253-4426 BUSINESS PHONE: 480-421-2660 MAIL ADDRESS: STREET 1: 6720 NORTH SCOTTSDALE ROAD, SUITE 212 CITY: SCOTTSDALE STATE: AZ ZIP: 85253-4426 FORMER COMPANY: FORMER CONFORMED NAME: ROWLAND CARMICHAEL & LEMON ADVISORS INC /ADV DATE OF NAME CHANGE: 19990218 FORMER COMPANY: FORMER CONFORMED NAME: ROWLAND CARMICHAEL & OCONNELL ADVISORS INC /ADV DATE OF NAME CHANGE: 19960613 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT MANAGEMENT CONSULTANTS INC /ADV DATE OF NAME CHANGE: 19950725 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000825052 XXXXXXXX 12-31-2020 12-31-2020 false ROWLAND CARMICHAEL ADVISORS INC /ADV

6720 NORTH SCOTTSDALE ROAD, SUITE 212 SCOTTSDALE AZ 85253-4426

13F HOLDINGS REPORT 028-19805 N Janice Lee Orick Chief Compliance Officer 480-421-2660 /s/ Janice Lee Orick Scottsdale AZ 01-15-2021 0 378 316151 INFORMATION TABLE 2 fp0061197_13fhr-table.xml 13F INFORMATION TABLE 3M CO COM 88579Y101 450 2576 SH SOLE 2576 0 0 ABBOTT LABS COM 002824100 1241 11332 SH SOLE 11332 0 0 ABBVIE INC COM 00287Y109 411 3834 SH SOLE 3834 0 0 ABERDEEN ASIA-PACIFIC INCOME COM 003009107 1304 293097 SH SOLE 293097 0 0 ABERDEEN GLOBAL PREMIER PPTY COM SH BEN INT 00302L108 384 73000 SH SOLE 73000 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 996 3813 SH SOLE 3813 0 0 ACI WORLDWIDE INC COM 004498101 461 12000 SH SOLE 12000 0 0 AERCAP HOLDINGS NV SHS N00985106 622 13646 SH SOLE 13646 0 0 AGNC INVT CORP COM 00123Q104 667 42780 SH SOLE 42780 0 0 ALEXANDER & BALDWIN INC NEW COM 014491104 315 18310 SH SOLE 18310 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 885 3804 SH SOLE 3804 0 0 ALLEGHANY CORP DEL COM 017175100 273 452 SH SOLE 452 0 0 ALLIANCEBERNSTEIN GLOBAL HIG COM 01879R106 356 30210 SH SOLE 30210 0 0 ALLIANCEBERNSTEIN HLDG L P UNIT LTD PARTN 01881G106 540 16000 SH SOLE 16000 0 0 ALPHABET INC CAP STK CL C 02079K107 266 152 SH SOLE 152 0 0 ALPHABET INC CAP STK CL A 02079K305 2345 1338 SH SOLE 1338 0 0 AMAZON COM INC COM 023135106 1970 605 SH SOLE 605 0 0 AMERICAN FIN TR INC COM CLASS A 02607T109 234 31451 SH SOLE 31451 0 0 AMERICAN TOWER CORP NEW COM 03027X100 327 1456 SH SOLE 1456 0 0 AMGEN INC COM 031162100 263 1142 SH SOLE 1142 0 0 AMPHENOL CORP NEW CL A 032095101 246 1883 SH SOLE 1883 0 0 ANALOG DEVICES INC COM 032654105 333 2257 SH SOLE 2257 0 0 ANSYS INC COM 03662Q105 218 599 SH SOLE 599 0 0 APPLE INC COM 037833100 14693 110733 SH SOLE 110733 0 0 APTIV PLC SHS G6095L109 1461 11210 SH SOLE 11210 0 0 ARBOR REALTY TRUST INC COM 038923108 868 61182 SH SOLE 61182 0 0 ARES CAPITAL CORP COM 04010L103 596 35300 SH SOLE 35300 0 0 ARMSTRONG WORLD INDS INC COM 04247X102 386 5195 SH SOLE 5195 0 0 ATLANTIC UN BANKSHARES CORP COM 04911A107 348 10573 SH SOLE 10573 0 0 ATLASSIAN CORP PLC CL A G06242104 226 968 SH SOLE 968 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 398 2256 SH SOLE 2256 0 0 AVERY DENNISON CORP COM 053611109 279 1800 SH SOLE 1800 0 0 BALL CORP COM 058498106 791 8487 SH SOLE 8487 0 0 BANK HAWAII CORP COM 062540109 336 4390 SH SOLE 4390 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2656 11455 SH SOLE 11455 0 0 BLACKROCK CORPOR HI YLD FD I COM 09255P107 297 26000 SH SOLE 26000 0 0 BLACKROCK ENERGY & RES TR COM 09250U101 504 71000 SH SOLE 71000 0 0 BLACKROCK RES & COMMODITIES SHS 09257A108 710 95780 SH SOLE 95780 0 0 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 432 4960 SH SOLE 4960 0 0 BOSTON SCIENTIFIC CORP COM 101137107 237 6586 SH SOLE 6586 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 600 9667 SH SOLE 9667 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 487 3180 SH SOLE 3180 0 0 BRUKER CORP COM 116794108 308 5686 SH SOLE 5686 0 0 BURLINGTON STORES INC COM 122017106 328 1255 SH SOLE 1255 0 0 BWX TECHNOLOGIES INC COM 05605H100 419 6955 SH SOLE 6955 0 0 CALAMOS DYNAMIC CONV & INCOM COM 12811V105 795 28226 SH SOLE 28226 0 0 CANADIAN NATL RY CO COM 136375102 316 2878 SH SOLE 2878 0 0 CANNAE HLDGS INC COM 13765N107 341 7698 SH SOLE 7698 0 0 CASEYS GEN STORES INC COM 147528103 326 1825 SH SOLE 1825 0 0 CATALENT INC COM 148806102 1204 11570 SH SOLE 11570 0 0 CDK GLOBAL INC COM 12508E101 314 6060 SH SOLE 6060 0 0 CHARLES RIV LABS INTL INC COM 159864107 203 813 SH SOLE 813 0 0 CHEVRON CORP NEW COM 166764100 471 5577 SH SOLE 5576 0 0 CHUBB LIMITED COM H1467J104 1154 7499 SH SOLE 7499 0 0 CHURCH & DWIGHT INC COM 171340102 896 10269 SH SOLE 10269 0 0 CHURCHILL DOWNS INC COM 171484108 640 3285 SH SOLE 3285 0 0 CISCO SYS INC COM 17275R102 1178 26325 SH SOLE 26325 0 0 CLARIVATE PLC ORD SHS G21810109 1375 46266 SH SOLE 46266 0 0 CLOROX CO DEL COM 189054109 667 3301 SH SOLE 3301 0 0 COCA COLA CO COM 191216100 220 4008 SH SOLE 4008 0 0 COGNEX CORP COM 192422103 262 3264 SH SOLE 3264 0 0 COHEN & STEERS INFRASTRUCTUR COM 19248A109 473 18312 SH SOLE 18312 0 0 COHEN & STEERS REIT & PFD &I COM 19247X100 916 40104 SH SOLE 40104 0 0 COSTCO WHSL CORP NEW COM 22160K105 402 1068 SH SOLE 1068 0 0 CUMMINS INC COM 231021106 356 1568 SH SOLE 1568 0 0 DANAHER CORPORATION COM 235851102 1832 8246 SH SOLE 8246 0 0 DBX ETF TR XTRACKERS MSCI 233051218 8 260 SH SOLE 260 0 0 DBX ETF TR XTRACKERS SHRT 233051283 249 5238 SH SOLE 5238 0 0 DENTSPLY SIRONA INC COM 24906P109 615 11743 SH SOLE 11743 0 0 DIAGEO PLC SPON ADR NEW 25243Q205 1188 7482 SH SOLE 7482 0 0 DOLLAR GEN CORP NEW COM 256677105 406 1930 SH SOLE 1930 0 0 DOMINION ENERGY INC COM 25746U109 1110 14756 SH SOLE 14756 0 0 DOUBLELINE INCOME SOLUTIONS COM 258622109 365 21990 SH SOLE 21990 0 0 EATON VANCE CORP COM NON VTG 278265103 456 6719 SH SOLE 6719 0 0 EATON VANCE TAX-MANAGED GLOB COM 27829F108 638 72765 SH SOLE 72765 0 0 ECOLAB INC COM 278865100 719 3321 SH SOLE 3321 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 224 2458 SH SOLE 2458 0 0 ENERGIZER HLDGS INC NEW COM 29272W109 216 5118 SH SOLE 5118 0 0 ENTERGY CORP NEW COM 29364G103 304 3045 SH SOLE 3045 0 0 EPAM SYS INC COM 29414B104 401 1120 SH SOLE 1120 0 0 EQUINIX INC COM 29444U700 652 913 SH SOLE 913 0 0 EQUITY COMWLTH COM SH BEN INT 294628102 253 9276 SH SOLE 9276 0 0 EXPEDITORS INTL WASH INC COM 302130109 416 4375 SH SOLE 4375 0 0 FACEBOOK INC CL A 30303M102 1903 6968 SH SOLE 6968 0 0 FASTENAL CO COM 311900104 252 5157 SH SOLE 5157 0 0 FIDELITY COVINGTON TRUST MSCI INFO TECH I 316092808 1145 10958 SH SOLE 10958 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 225 1589 SH SOLE 1589 0 0 FIRST AMERN FINL CORP COM 31847R102 392 7600 SH SOLE 7600 0 0 FIRST INDL RLTY TR INC COM 32054K103 430 10212 SH SOLE 10212 0 0 FIRST REP BK SAN FRANCISCO C COM 33616C100 557 3788 SH SOLE 3788 0 0 FIRST TR INTER DUR PFD & IN COM 33718W103 206 8561 SH SOLE 8561 0 0 FISERV INC COM 337738108 1129 9916 SH SOLE 9916 0 0 FLAHERTY & CRUMRINE DYN PFD SHS 33848W106 249 8558 SH SOLE 8558 0 0 FLEXSHARES TR M STAR DEV MKT 33939L803 128 1940 SH SOLE 1940 0 0 FLEXSHARES TR MORNSTAR UPSTR 33939L407 144 4429 SH SOLE 4429 0 0 FLUOR CORP NEW COM 343412102 298 18630 SH SOLE 18630 0 0 FS KKR CAP CORP COM 302635206 447 26986 SH SOLE 26986 0 0 GABELLI DIVID & INCOME TR COM 36242H104 767 35724 SH SOLE 35724 0 0 GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 940 267839 SH SOLE 267839 0 0 GAMCO NAT RES GOLD & INCOME SH BEN INT 36465E101 800 156561 SH SOLE 156561 0 0 GARTNER INC COM 366651107 315 1965 SH SOLE 1965 0 0 GATX CORP COM 361448103 264 3175 SH SOLE 3175 0 0 GCP APPLIED TECHNOLOGIES INC COM 36164Y101 350 14812 SH SOLE 14812 0 0 GENUINE PARTS CO COM 372460105 215 2136 SH SOLE 2136 0 0 GILEAD SCIENCES INC COM 375558103 797 13680 SH SOLE 13680 0 0 GLOBAL PMTS INC COM 37940X102 267 1240 SH SOLE 1240 0 0 GLOBE LIFE INC COM 37959E102 334 3520 SH SOLE 3520 0 0 GOLDMAN SACHS BDC INC SHS 38147U107 407 21265 SH SOLE 21265 0 0 GRAHAM HLDGS CO COM CL B 384637104 299 561 SH SOLE 561 0 0 HAEMONETICS CORP COM 405024100 703 5917 SH SOLE 5917 0 0 HALOZYME THERAPEUTICS INC COM 40637H109 1138 26652 SH SOLE 26652 0 0 HASBRO INC COM 418056107 300 3206 SH SOLE 3206 0 0 HELEN OF TROY LTD COM G4388N106 211 950 SH SOLE 950 0 0 HERSHEY CO COM 427866108 206 1352 SH SOLE 1352 0 0 HEXCEL CORP NEW COM 428291108 256 5280 SH SOLE 5280 0 0 HOME DEPOT INC COM 437076102 683 2573 SH SOLE 2573 0 0 HOST HOTELS & RESORTS INC COM 44107P104 195 13306 SH SOLE 13306 0 0 HUBBELL INC COM 443510607 298 1900 SH SOLE 1900 0 0 HUNTSMAN CORP COM 447011107 348 13840 SH SOLE 13840 0 0 IAA INC COM 449253103 341 5250 SH SOLE 5250 0 0 ILLINOIS TOOL WKS INC COM 452308109 309 1515 SH SOLE 1515 0 0 INDEXIQ ETF TR IQ MRGR ARB ETF 45409B800 473 14199 SH SOLE 14199 0 0 INGEVITY CORP COM 45688C107 610 8058 SH SOLE 8058 0 0 INSPERITY INC COM 45778Q107 331 4070 SH SOLE 4070 0 0 INTEL CORP COM 458140100 1871 37565 SH SOLE 37565 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 302 2401 SH SOLE 2401 0 0 INTUIT COM 461202103 699 1841 SH SOLE 1841 0 0 INVESCO ACTIVLY MANGD ETC FD OPTIMUM YIELD 46090F100 256 16746 SH SOLE 16746 0 0 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 278 4949 SH SOLE 4949 0 0 INVESCO EXCH TRADED FD TR II S&P SMLCP LOW 46138G102 8 190 SH SOLE 190 0 0 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 282 12665 SH SOLE 12665 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 3346 22170 SH SOLE 22170 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 3590 26954 SH SOLE 26954 0 0 INVESCO EXCHANGE TRADED FD T S&P SPIN OFF 46137V159 43 775 SH SOLE 775 0 0 INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 46137V258 5 74 SH SOLE 74 0 0 INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 46137V308 449 6123 SH SOLE 6123 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL STP 46137V373 38 252 SH SOLE 252 0 0 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 101 5238 SH SOLE 5238 0 0 INVESCO EXCHANGE TRADED FD T DYNMC LRG VALU 46137V738 92 2386 SH SOLE 2386 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 6733 21459 SH SOLE 21459 0 0 IQVIA HLDGS INC COM 46266C105 1388 7748 SH SOLE 7748 0 0 IRON MTN INC NEW COM 46284V101 449 15217 SH SOLE 15217 0 0 ISHARES GOLD TRUST ISHARES 464285105 248 13668 SH SOLE 13668 0 0 ISHARES INC CORE MSCI EMKT 46434G103 6334 102089 SH SOLE 102088 0 0 ISHARES INC MSCI JPN ETF NEW 46434G822 11207 165882 SH SOLE 165882 0 0 ISHARES INC ESG AWR MSCI EM 46434G863 15 364 SH SOLE 364 0 0 ISHARES SILVER TR ISHARES 46428Q109 597 24295 SH SOLE 24295 0 0 ISHARES TR MBS ETF 464288588 1860 16885 SH SOLE 16885 0 0 ISHARES TR TIPS BD ETF 464287176 45 354 SH SOLE 354 0 0 ISHARES TR CORE S&P500 ETF 464287200 4553 12130 SH SOLE 12129 0 0 ISHARES TR CORE US AGGBD ET 464287226 184 1560 SH SOLE 1559 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 10 200 SH SOLE 200 0 0 ISHARES TR IBOXX INV CP ETF 464287242 12 90 SH SOLE 90 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 19 296 SH SOLE 296 0 0 ISHARES TR S&P 500 VAL ETF 464287408 14 110 SH SOLE 110 0 0 ISHARES TR 20 YR TR BD ETF 464287432 6 36 SH SOLE 36 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 3079 25667 SH SOLE 25667 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 263 3047 SH SOLE 3047 0 0 ISHARES TR MSCI EAFE ETF 464287465 35 483 SH SOLE 483 0 0 ISHARES TR CORE S&P MCP ETF 464287507 351 1528 SH SOLE 1527 0 0 ISHARES TR NASDAQ BIOTECH 464287556 23 153 SH SOLE 153 0 0 ISHARES TR U.S. CNSM SV ETF 464287580 149 2120 SH SOLE 2120 0 0 ISHARES TR S&P MC 400GR ETF 464287606 7 92 SH SOLE 92 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 1 5 SH SOLE 5 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 200 1021 SH SOLE 1021 0 0 ISHARES TR CORE S&P US VLU 464287663 31 502 SH SOLE 501 0 0 ISHARES TR S&P MC 400VL ETF 464287705 5 62 SH SOLE 62 0 0 ISHARES TR U.S. TECH ETF 464287721 37 440 SH SOLE 440 0 0 ISHARES TR U.S. FIN SVC ETF 464287770 14 92 SH SOLE 92 0 0 ISHARES TR CORE S&P SCP ETF 464287804 476 5178 SH SOLE 5177 0 0 ISHARES TR SP SMCP600VL ETF 464287879 4 54 SH SOLE 54 0 0 ISHARES TR S&P SML 600 GWT 464287887 5 44 SH SOLE 44 0 0 ISHARES TR MSCI ACWI ETF 464288257 18 200 SH SOLE 200 0 0 ISHARES TR JPMORGAN USD EMG 464288281 45 388 SH SOLE 388 0 0 ISHARES TR DEVSMCP EXNA ETF 464288497 6 100 SH SOLE 100 0 0 ISHARES TR IBOXX HI YD ETF 464288513 71 810 SH SOLE 810 0 0 ISHARES TR MSCI KLD400 SOC 464288570 14 198 SH SOLE 198 0 0 ISHARES TR ISHS 1-5YR INVS 464288646 3478 63050 SH SOLE 63050 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 294 2212 SH SOLE 2212 0 0 ISHARES TR SHORT TREAS BD 464288679 455 4113 SH SOLE 4113 0 0 ISHARES TR US HOME CONS ETF 464288752 7 120 SH SOLE 120 0 0 ISHARES TR U.S. MED DVC ETF 464288810 968 2958 SH SOLE 2958 0 0 ISHARES TR EAFE GRWTH ETF 464288885 2495 24723 SH SOLE 24723 0 0 ISHARES TR CORE LT USDB ETF 464289479 22 290 SH SOLE 290 0 0 ISHARES TR AGGRES ALLOC ETF 464289859 1196 18642 SH SOLE 18642 0 0 ISHARES TR GRWT ALLOCAT ETF 464289867 1599 30639 SH SOLE 30639 0 0 ISHARES TR MODERT ALLOC ETF 464289875 2346 54308 SH SOLE 54308 0 0 ISHARES TR CONSER ALLOC ETF 464289883 1849 47718 SH SOLE 47718 0 0 ISHARES TR US TREAS BD ETF 46429B267 6422 235747 SH SOLE 235747 0 0 ISHARES TR FLTG RATE NT ETF 46429B655 437 8613 SH SOLE 8613 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 22 250 SH SOLE 250 0 0 ISHARES TR MSCI EAFE MIN VL 46429B689 6 86 SH SOLE 86 0 0 ISHARES TR MSCI USA MIN VOL 46429B697 940 13851 SH SOLE 13851 0 0 ISHARES TR MSCI USA QLT FCT 46432F339 12 102 SH SOLE 102 0 0 ISHARES TR MSCI USA SZE FT 46432F370 637 5726 SH SOLE 5726 0 0 ISHARES TR MSCI USA VALUE 46432F388 1805 20763 SH SOLE 20763 0 0 ISHARES TR CORE MSCI EAFE 46432F842 126 1828 SH SOLE 1828 0 0 ISHARES TR CORE 1 5 YR USD 46432F859 806 15604 SH SOLE 15604 0 0 ISHARES TR 0-5YR HI YL CP 46434V407 2192 48236 SH SOLE 48236 0 0 ISHARES TR CORE TOTAL USD 46434V613 27 500 SH SOLE 500 0 0 ISHARES TR CORE DIV GRWTH 46434V621 3 60 SH SOLE 60 0 0 ISHARES TR ESG AWRE USD ETF 46435G193 29 1026 SH SOLE 1026 0 0 ISHARES TR ESG AWRE 1 5 YR 46435G243 24 918 SH SOLE 918 0 0 ISHARES TR CORE MSCI INTL 46435G326 181 2932 SH SOLE 2932 0 0 ISHARES TR MORTGE REL ETF 46435G342 185 5800 SH SOLE 5800 0 0 ISHARES TR ESG AWR MSCI USA 46435G425 7493 87093 SH SOLE 87093 0 0 ISHARES TR ESG AW MSCI EAFE 46435G516 4 48 SH SOLE 48 0 0 ISTAR INC COM 45031U101 315 21234 SH SOLE 21234 0 0 J P MORGAN EXCHANGE-TRADED F BETABULDR DEVE 46641Q688 2 66 SH SOLE 66 0 0 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 1940 38189 SH SOLE 38189 0 0 JOHNSON & JOHNSON COM 478160104 2183 13868 SH SOLE 13868 0 0 JPMORGAN CHASE & CO COM 46625H100 600 4723 SH SOLE 4723 0 0 KAMAN CORP COM 483548103 422 7379 SH SOLE 7379 0 0 LADDER CAP CORP CL A 505743104 182 18621 SH SOLE 18621 0 0 LANDSTAR SYS INC COM 515098101 789 5860 SH SOLE 5860 0 0 LATTICE STRATEGIES TR HARTFORD MLT ETF 518416102 1039 36711 SH SOLE 36711 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 488 3080 SH SOLE 3080 0 0 LIBERTY MEDIA CORP DEL COM C SIRIUSXM 531229607 259 5963 SH SOLE 5963 0 0 LILLY ELI & CO COM 532457108 322 1908 SH SOLE 1908 0 0 LITTELFUSE INC COM 537008104 262 1030 SH SOLE 1030 0 0 LIVANOVA PLC SHS G5509L101 318 4809 SH SOLE 4809 0 0 LOCKHEED MARTIN CORP COM 539830109 259 730 SH SOLE 730 0 0 M & T BK CORP COM 55261F104 210 1646 SH SOLE 1646 0 0 MANTECH INTL CORP CL A 564563104 373 4199 SH SOLE 4199 0 0 MARKEL CORP COM 570535104 267 258 SH SOLE 258 0 0 MARTIN MARIETTA MATLS INC COM 573284106 420 1478 SH SOLE 1478 0 0 MASONITE INTL CORP COM 575385109 500 5089 SH SOLE 5089 0 0 MASTERCARD INCORPORATED CL A 57636Q104 404 1132 SH SOLE 1132 0 0 MATSON INC COM 57686G105 402 7054 SH SOLE 7054 0 0 MCCORMICK & CO INC COM NON VTG 579780206 957 10013 SH SOLE 10013 0 0 MCDONALDS CORP COM 580135101 511 2383 SH SOLE 2383 0 0 MEDICAL PPTYS TRUST INC COM 58463J304 349 16020 SH SOLE 16020 0 0 MEDTRONIC PLC SHS G5960L103 1306 11147 SH SOLE 11147 0 0 MICROSOFT CORP COM 594918104 3741 16820 SH SOLE 16820 0 0 MOELIS & CO CL A 60786M105 583 12460 SH SOLE 12460 0 0 MONMOUTH REAL ESTATE INVT CO CL A 609720107 229 13225 SH SOLE 13225 0 0 MORGAN STANLEY EMER MKTS DEB COM 61744H105 104 11200 SH SOLE 11200 0 0 MORGAN STANLEY EMERGING MKTS COM 617477104 1068 169723 SH SOLE 169723 0 0 MSCI INC COM 55354G100 262 587 SH SOLE 587 0 0 NEW YORK TIMES CO CL A 650111107 1217 23503 SH SOLE 23503 0 0 NEWMARKET CORP COM 651587107 600 1507 SH SOLE 1507 0 0 NEXTERA ENERGY INC COM 65339F101 1144 14828 SH SOLE 14828 0 0 NISOURCE INC COM 65473P105 270 11760 SH SOLE 11760 0 0 NRG ENERGY INC COM NEW 629377508 299 7957 SH SOLE 7957 0 0 NUVASIVE INC COM 670704105 358 6360 SH SOLE 6360 0 0 NUVEEN NASDAQ 100 DYNAMIC OV COM SHS 670699107 1070 41144 SH SOLE 41144 0 0 NUVEEN PFD & INCM SECURTIES COM 67072C105 381 39114 SH SOLE 39114 0 0 NVIDIA CORPORATION COM 67066G104 695 1330 SH SOLE 1330 0 0 OLLIES BARGAIN OUTLET HLDGS COM 681116109 221 2705 SH SOLE 2705 0 0 PALO ALTO NETWORKS INC COM 697435105 1497 4212 SH SOLE 4212 0 0 PAYPAL HLDGS INC COM 70450Y103 2346 10017 SH SOLE 10017 0 0 PENSKE AUTOMOTIVE GRP INC COM 70959W103 552 9297 SH SOLE 9297 0 0 PEPSICO INC COM 713448108 316 2128 SH SOLE 2128 0 0 PFIZER INC COM 717081103 302 8205 SH SOLE 8205 0 0 PHYSICIANS RLTY TR COM 71943U104 223 12504 SH SOLE 12504 0 0 PIMCO DYNAMIC CR INCOME FD COM SHS 72202D106 300 14130 SH SOLE 14130 0 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 14 138 SH SOLE 138 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 631 6184 SH SOLE 6184 0 0 PORTLAND GEN ELEC CO COM NEW 736508847 365 8535 SH SOLE 8535 0 0 PRICESMART INC COM 741511109 403 4421 SH SOLE 4421 0 0 PROCTER AND GAMBLE CO COM 742718109 850 6110 SH SOLE 6110 0 0 PROGRESSIVE CORP COM 743315103 1174 11871 SH SOLE 11871 0 0 PROSPECT CAP CORP COM 74348T102 584 108010 SH SOLE 108010 0 0 PRUDENTIAL FINL INC COM 744320102 202 2593 SH SOLE 2593 0 0 QUEST DIAGNOSTICS INC COM 74834L100 479 4018 SH SOLE 4018 0 0 RITCHIE BROS AUCTIONEERS COM 767744105 240 3444 SH SOLE 3444 0 0 SALESFORCE COM INC COM 79466L302 1555 6989 SH SOLE 6989 0 0 SAPIENS INTL CORP N V SHS G7T16G103 132 4307 SH SOLE 4307 0 0 SAPIENS INTL CORP N V SHS G7T16G103 102 3324 SH SOLE 3324 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 16989 471791 SH SOLE 471791 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 64 1140 SH SOLE 1140 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 2 45 SH SOLE 45 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 252 4907 SH SOLE 4907 0 0 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 1 25 SH SOLE 25 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 717 7877 SH SOLE 7877 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 376 4131 SH SOLE 4131 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 17 285 SH SOLE 285 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 111 1624 SH SOLE 1624 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 329 3696 SH SOLE 3696 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 2 51 SH SOLE 51 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 16 256 SH SOLE 256 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 3 43 SH SOLE 43 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 490 6768 SH SOLE 6768 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 493 3064 SH SOLE 3064 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 12 400 SH SOLE 400 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 508 5738 SH SOLE 5738 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 2 55 SH SOLE 55 0 0 SERVICENOW INC COM 81762P102 709 1288 SH SOLE 1288 0 0 SHERWIN WILLIAMS CO COM 824348106 1055 1435 SH SOLE 1435 0 0 SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 285 6761 SH SOLE 6761 0 0 SMITH A O CORP COM 831865209 612 11169 SH SOLE 11169 0 0 SOLAREDGE TECHNOLOGIES INC COM 83417M104 558 1750 SH SOLE 1750 0 0 SONOCO PRODS CO COM 835495102 207 3500 SH SOLE 3500 0 0 SOUTHERN CO COM 842587107 1254 20413 SH SOLE 20413 0 0 SOUTHWEST AIRLS CO COM 844741108 1155 24785 SH SOLE 24785 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2317 6197 SH SOLE 6197 0 0 SPDR SER TR PORTFOLIO LN COR 78464A367 2625 79318 SH SOLE 79318 0 0 SPDR SER TR PORTFOLIO INTRMD 78464A375 4228 113713 SH SOLE 113712 0 0 SPDR SER TR PRTFLO S&P500 GW 78464A409 1380 24967 SH SOLE 24967 0 0 SPDR SER TR PORTFOLIO SHORT 78464A474 38 1220 SH SOLE 1220 0 0 SPDR SER TR PRTFLO S&P500 VL 78464A508 1360 39533 SH SOLE 39533 0 0 SPDR SER TR PORTFOLIO AGRGTE 78464A649 21 686 SH SOLE 686 0 0 SPDR SER TR PORTFOLIO LN TSR 78464A664 428 9479 SH SOLE 9479 0 0 SPDR SER TR PORTFOLIO S&P500 78464A854 5531 125815 SH SOLE 125815 0 0 SPDR SER TR BLOMBERG BRC INV 78468R200 919 30038 SH SOLE 30038 0 0 SPDR SER TR BLOOMBERG SRT TR 78468R408 338 12557 SH SOLE 12557 0 0 SPDR SER TR BLOOMBERG BRCLYS 78468R622 3 30 SH SOLE 30 0 0 SS&C TECHNOLOGIES HLDGS INC COM 78467J100 438 6015 SH SOLE 6015 0 0 STAG INDL INC COM 85254J102 523 16701 SH SOLE 16701 0 0 STARBUCKS CORP COM 855244109 1803 16849 SH SOLE 16849 0 0 STARWOOD PPTY TR INC COM 85571B105 242 12561 SH SOLE 12561 0 0 STORE CAP CORP COM 862121100 337 9914 SH SOLE 9914 0 0 STRYKER CORPORATION COM 863667101 994 4056 SH SOLE 4056 0 0 SUN CMNTYS INC COM 866674104 527 3470 SH SOLE 3470 0 0 SVB FINANCIAL GROUP COM 78486Q101 882 2275 SH SOLE 2275 0 0 TEKLA HEALTHCARE INVS SH BEN INT 87911J103 343 14380 SH SOLE 14380 0 0 TEMPLETON EMERGING MKTS INCO COM 880192109 144 18500 SH SOLE 18500 0 0 TEMPLETON GLOBAL INCOME FD COM 880198106 94 17000 SH SOLE 17000 0 0 TEMPUR SEALY INTL INC COM 88023U101 815 30184 SH SOLE 30184 0 0 TEXAS INSTRS INC COM 882508104 1109 6756 SH SOLE 6756 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 311 668 SH SOLE 668 0 0 TRAVELERS COMPANIES INC COM 89417E109 427 3043 SH SOLE 3043 0 0 TWITTER INC COM 90184L102 668 12331 SH SOLE 12331 0 0 TYLER TECHNOLOGIES INC COM 902252105 619 1418 SH SOLE 1418 0 0 UBIQUITI INC COM 90353W103 255 915 SH SOLE 915 0 0 ULTA BEAUTY INC COM 90384S303 324 1128 SH SOLE 1128 0 0 UMH PPTYS INC COM 903002103 218 14715 SH SOLE 14715 0 0 UNIFIRST CORP MASS COM 904708104 388 1831 SH SOLE 1831 0 0 V F CORP COM 918204108 363 4252 SH SOLE 4252 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 27 760 SH SOLE 760 0 0 VANECK VECTORS ETF TR FALLEN ANGEL HG 92189F437 28 860 SH SOLE 860 0 0 VANECK VECTORS ETF TR INVT GRADE FLTG 92189F486 354 13979 SH SOLE 13979 0 0 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 177 2860 SH SOLE 2860 0 0 VANECK VECTORS ETF TR BIOTECH ETF 92189F726 10 60 SH SOLE 60 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 293 3328 SH SOLE 3328 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 27 320 SH SOLE 320 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 24 146 SH SOLE 146 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2698 7849 SH SOLE 7849 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 8742 102926 SH SOLE 102926 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 30 146 SH SOLE 146 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 170 968 SH SOLE 968 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 49 253 SH SOLE 253 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 4760 24454 SH SOLE 24454 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 2 28 SH SOLE 28 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 556 11105 SH SOLE 11105 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 227 2447 SH SOLE 2447 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 156 2671 SH SOLE 2671 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 25 300 SH SOLE 300 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 3813 21765 SH SOLE 21765 0 0 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 926 17124 SH SOLE 17124 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 14 142 SH SOLE 142 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1096 7763 SH SOLE 7763 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 654 13843 SH SOLE 13843 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 675 7375 SH SOLE 7375 0 0 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 7 24 SH SOLE 24 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 5 100 SH SOLE 100 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 217 972 SH SOLE 972 0 0 VEREIT INC COM 92339V308 485 12822 SH SOLE 12822 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1215 20675 SH SOLE 20675 0 0 VISA INC COM CL A 92826C839 2859 13072 SH SOLE 13072 0 0 WALMART INC COM 931142103 262 1821 SH SOLE 1821 0 0 WATERS CORP COM 941848103 305 1234 SH SOLE 1234 0 0 WATSCO INC COM 942622200 531 2346 SH SOLE 2346 0 0 WELLS FARGO CO NEW COM 949746101 3458 114586 SH SOLE 114585 0 0 WELLS FARGO CO NEW PERP PFD CNV A 949746804 53 35 SH SOLE 35 0 0 WESTERN ASSET HIGH INCOME OP COM 95766K109 411 83000 SH SOLE 83000 0 0 WHITE MTNS INS GROUP LTD COM G9618E107 574 574 SH SOLE 574 0 0 WILLIAMS COS INC COM 969457100 262 13054 SH SOLE 13054 0 0 WISDOMTREE TR EM EX ST-OWNED 97717X578 2783 70152 SH SOLE 70152 0 0 WOODWARD INC COM 980745103 309 2545 SH SOLE 2545 0 0 WORKDAY INC CL A 98138H101 422 1762 SH SOLE 1762 0 0 WORLD GOLD TR SPDR GLD MINIS 98149E204 5965 314956 SH SOLE 314956 0 0 WP CAREY INC COM 92936U109 757 10725 SH SOLE 10725 0 0 WRAP TECHNOLOGIES INC COM 98212N107 157 32500 SH SOLE 32500 0 0 XCEL ENERGY INC COM 98389B100 252 3781 SH SOLE 3781 0 0 XILINX INC COM 983919101 1090 7685 SH SOLE 7685 0 0 ZIMMER BIOMET HOLDINGS INC COM 98956P102 257 1668 SH SOLE 1668 0 0 ZIONS BANCORPORATION N A COM 989701107 549 12633 SH SOLE 12632 0 0