0001398344-20-008197.txt : 20200420
0001398344-20-008197.hdr.sgml : 20200420
20200420142308
ACCESSION NUMBER: 0001398344-20-008197
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200420
DATE AS OF CHANGE: 20200420
EFFECTIVENESS DATE: 20200420
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROWLAND CARMICHAEL ADVISORS INC /ADV
CENTRAL INDEX KEY: 0000825052
IRS NUMBER: 860568468
STATE OF INCORPORATION: AZ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19805
FILM NUMBER: 20802268
BUSINESS ADDRESS:
STREET 1: 6720 NORTH SCOTTSDALE ROAD, SUITE 212
CITY: Scottsdale
STATE: AZ
ZIP: 85253-4426
BUSINESS PHONE: 480-421-2660
MAIL ADDRESS:
STREET 1: 6720 NORTH SCOTTSDALE ROAD, SUITE 212
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85253-4426
FORMER COMPANY:
FORMER CONFORMED NAME: ROWLAND CARMICHAEL & LEMON ADVISORS INC /ADV
DATE OF NAME CHANGE: 19990218
FORMER COMPANY:
FORMER CONFORMED NAME: ROWLAND CARMICHAEL & OCONNELL ADVISORS INC /ADV
DATE OF NAME CHANGE: 19960613
FORMER COMPANY:
FORMER CONFORMED NAME: INVESTMENT MANAGEMENT CONSULTANTS INC /ADV
DATE OF NAME CHANGE: 19950725
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000825052
XXXXXXXX
03-31-2020
03-31-2020
false
ROWLAND CARMICHAEL ADVISORS INC /ADV
6720 NORTH SCOTTSDALE ROAD, SUITE 212
SCOTTSDALE
AZ
85253-4426
13F HOLDINGS REPORT
028-19805
N
Janice Lee Orick
Chief Compliance Officer
480-421-2660
/s/ Janice Lee Orick
Scottsdale
AZ
04-17-2020
0
325
196440
INFORMATION TABLE
2
fp0052731_13fhr-table.xml
13F INFORMATION TABLE
AMDOCS LTD
SHS
G02602103
209
3800
SH
SOLE
3800
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
620
3798
SH
SOLE
3798
0
0
CLARIVATE ANALYTICS PLC
COM
G21810109
960
46266
SH
SOLE
46266
0
0
LIVANOVA PLC
SHS
G5509L101
218
4809
SH
SOLE
4809
0
0
MEDTRONIC PLC
SHS
G5960L103
651
7224
SH
SOLE
7224
0
0
APTIV PLC
SHS
G6095L109
551
11180
SH
SOLE
11180
0
0
WHITE MTNS INS GROUP LTD
COM
G9618E107
522
574
SH
SOLE
574
0
0
CHUBB LIMITED
COM
H1467J104
817
7316
SH
SOLE
7316
0
0
AT&T INC
COM
00206R102
240
8243
SH
SOLE
8243
0
0
ABBOTT LABS
COM
002824100
989
12532
SH
SOLE
12532
0
0
ABBVIE INC
COM
00287Y109
281
3685
SH
SOLE
3685
0
0
ABERDEEN ASIA-PACIFIC INCOME
COM
003009107
943
278997
SH
SOLE
278997
0
0
ABERDEEN GLOBAL PREMIER PPTY
COM SH BEN INT
00302L108
293
69000
SH
SOLE
69000
0
0
ALEXANDER & BALDWIN INC NEW
COM
014491104
205
18310
SH
SOLE
18310
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
655
3366
SH
SOLE
3366
0
0
ALLEGHANY CORP DEL
COM
017175100
250
452
SH
SOLE
452
0
0
ALLIANCEBERNSTEIN GLOBAL HIG
COM
01879R106
322
34750
SH
SOLE
34750
0
0
ALPHABET INC
CAP STK CL C
02079K107
234
201
SH
SOLE
201
0
0
ALPHABET INC
CAP STK CL A
02079K305
1549
1333
SH
SOLE
1333
0
0
AMAZON COM INC
COM
023135106
1246
639
SH
SOLE
639
0
0
AMERICAN FIN TR INC
COM CLASS A
02607T109
340
54443
SH
SOLE
54443
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
307
1408
SH
SOLE
1408
0
0
AMPHENOL CORP NEW
CL A
032095101
589
8088
SH
SOLE
8088
0
0
ANALOG DEVICES INC
COM
032654105
264
2947
SH
SOLE
2947
0
0
APPLE INC
COM
037833100
7258
29192
SH
SOLE
29192
0
0
ARBOR RLTY TR INC
COM
038923108
331
67542
SH
SOLE
67542
0
0
ARCONIC INC
COM
03965L100
610
38005
SH
SOLE
38005
0
0
ARMSTRONG WORLD INDS INC
COM
04247X102
413
5195
SH
SOLE
5195
0
0
ATLANTIC UN BANKSHARES CORP
COM
04911A107
232
10573
SH
SOLE
10573
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
772
5650
SH
SOLE
5650
0
0
BWX TECHNOLOGIES INC
COM
05605H100
339
6955
SH
SOLE
6955
0
0
BALL CORP
COM
058498106
933
14436
SH
SOLE
14436
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1562
8546
SH
SOLE
8546
0
0
BLACKROCK ENERGY & RES TR
COM
09250U101
337
53500
SH
SOLE
53500
0
0
BLACKROCK CORPOR HI YLD FD I
COM
09255P107
229
26000
SH
SOLE
26000
0
0
BLACKROCK RES & COMMODITIES
SHS
09257A108
249
49500
SH
SOLE
49500
0
0
BLACKSTONE MTG TR INC
COM CL A
09257W100
415
22305
SH
SOLE
22305
0
0
BOOZ ALLEN HAMILTON HLDG COR
CL A
099502106
340
4960
SH
SOLE
4960
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
207
6344
SH
SOLE
6344
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
553
9915
SH
SOLE
9915
0
0
BROADRIDGE FINL SOLUTIONS IN
COM
11133T103
302
3180
SH
SOLE
3180
0
0
BRUKER CORP
COM
116794108
204
5686
SH
SOLE
5686
0
0
CDK GLOBAL INC
COM
12508E101
237
7225
SH
SOLE
7225
0
0
CANADIAN NATL RY CO
COM
136375102
746
9606
SH
SOLE
9606
0
0
CASEYS GEN STORES INC
COM
147528103
242
1825
SH
SOLE
1825
0
0
CATALENT INC
COM
148806102
601
11570
SH
SOLE
11570
0
0
CHEVRON CORP NEW
COM
166764100
535
7382
SH
SOLE
7382
0
0
CHIMERA INVT CORP
COM NEW
16934Q208
188
20705
SH
SOLE
20705
0
0
CHURCH & DWIGHT INC
COM
171340102
348
5425
SH
SOLE
5425
0
0
CHURCHILL DOWNS INC
COM
171484108
442
4296
SH
SOLE
4296
0
0
CISCO SYS INC
COM
17275R102
854
21734
SH
SOLE
21734
0
0
CLOROX CO DEL
COM
189054109
612
3531
SH
SOLE
3531
0
0
COGNEX CORP
COM
192422103
312
7384
SH
SOLE
7384
0
0
COHEN & STEERS REIT & PFD &I
COM
19247X100
680
42180
SH
SOLE
42180
0
0
COHEN & STEERS INFRASTRUCTUR
COM
19248A109
457
24250
SH
SOLE
24250
0
0
CROWN HLDGS INC
COM
228368106
570
9827
SH
SOLE
9827
0
0
CUMMINS INC
COM
231021106
712
5262
SH
SOLE
5262
0
0
DANAHER CORPORATION
COM
235851102
1144
8263
SH
SOLE
8263
0
0
DENTSPLY SIRONA INC
COM
24906P109
533
13736
SH
SOLE
13736
0
0
DIAGEO P L C
SPON ADR NEW
25243Q205
518
4071
SH
SOLE
4071
0
0
DOLLAR GEN CORP NEW
COM
256677105
377
2497
SH
SOLE
2497
0
0
DOMINION ENERGY INC
COM
25746U109
765
10599
SH
SOLE
10599
0
0
DORMAN PRODUCTS INC
COM
258278100
221
3995
SH
SOLE
3995
0
0
DOUBLELINE INCOME SOLUTIONS
COM
258622109
342
25662
SH
SOLE
25662
0
0
ETF SER SOLUTIONS
NETLEASE CORP
26922A248
34
1835
SH
SOLE
1835
0
0
ETF SER SOLUTIONS
US GLB JETS
26922A842
138
9355
SH
SOLE
9355
0
0
EATON VANCE CORP
COM NON VTG
278265103
217
6719
SH
SOLE
6719
0
0
EATON VANCE SR INCOME TR
SH BEN INT
27826S103
92
20050
SH
SOLE
20050
0
0
ECOLAB INC
COM
278865100
318
2042
SH
SOLE
2042
0
0
ELANCO ANIMAL HEALTH INC
COM
28414H103
716
31997
SH
SOLE
31997
0
0
ENTEGRIS INC
COM
29362U104
421
9406
SH
SOLE
9406
0
0
ENTERGY CORP NEW
COM
29364G103
290
3084
SH
SOLE
3084
0
0
EPAM SYS INC
COM
29414B104
278
1500
SH
SOLE
1500
0
0
EQUINIX INC
COM
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1217
1948
SH
SOLE
1948
0
0
EXPEDITORS INTL WASH INC
COM
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292
4375
SH
SOLE
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EXXON MOBIL CORP
COM
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272
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SH
SOLE
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0
0
FS KKR CAPITAL CORP
COM
302635107
249
82904
SH
SOLE
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FACEBOOK INC
CL A
30303M102
629
3773
SH
SOLE
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0
0
FASTENAL CO
COM
311900104
413
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SH
SOLE
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FIDELITY COVINGTON TR
MSCI INFO TECH I
316092808
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11920
SH
SOLE
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FIDUCIARY CLAYMORE ENGRY INF
COM
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66
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SH
SOLE
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0
FIRST AMERN FINL CORP
COM
31847R102
322
7600
SH
SOLE
7600
0
0
FIRST INDL RLTY TR INC
COM
32054K103
474
14270
SH
SOLE
14270
0
0
FIRST REP BK SAN FRANCISCO C
COM
33616C100
312
3788
SH
SOLE
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0
0
FIRST TR INTER DUR PFD & IN
COM
33718W103
181
10151
SH
SOLE
10151
0
0
FISERV INC
COM
337738108
781
8219
SH
SOLE
8219
0
0
GATX CORP
COM
361448103
359
5743
SH
SOLE
5743
0
0
GCP APPLIED TECHNOLOGIES INC
COM
36164Y101
264
14812
SH
SOLE
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0
0
GAMCO GLOBAL GOLD NAT RES &
COM SH BEN INT
36465A109
170
62391
SH
SOLE
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0
0
GAMCO NAT RES GOLD & INCOME
SH BEN INT
36465E101
413
106561
SH
SOLE
106561
0
0
GILEAD SCIENCES INC
COM
375558103
1029
13762
SH
SOLE
13762
0
0
GLOBE LIFE INC
COM
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253
3520
SH
SOLE
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0
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GOLDMAN SACHS MLP ENERGY REN
COM
38148G107
22
30500
SH
SOLE
30500
0
0
GUIDEWIRE SOFTWARE INC
COM
40171V100
488
6151
SH
SOLE
6151
0
0
HASBRO INC
COM
418056107
229
3206
SH
SOLE
3206
0
0
HOME DEPOT INC
COM
437076102
645
3452
SH
SOLE
3452
0
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HUBBELL INC
COM
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218
1900
SH
SOLE
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0
0
HUNTSMAN CORP
COM
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13840
SH
SOLE
13840
0
0
ILLINOIS TOOL WKS INC
COM
452308109
499
3514
SH
SOLE
3514
0
0
INDEXIQ ETF TR
IQ MRGR ARB ETF
45409B800
467
15483
SH
SOLE
15483
0
0
INGEVITY CORP
COM
45688C107
284
8058
SH
SOLE
8058
0
0
INTEL CORP
COM
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1094
20222
SH
SOLE
20222
0
0
INTERNATIONAL BUSINESS MACHS
COM
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218
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SH
SOLE
1965
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INVESCO QQQ TR
UNIT SER 1
46090E103
496
2604
SH
SOLE
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0
INVESCO EXCHANGE TRADED FD T
S&P SPIN OFF
46137V159
38
1335
SH
SOLE
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0
INVESCO EXCHANGE TRADED FD T
S&P500 PUR VAL
46137V258
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97
SH
SOLE
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0
INVESCO EXCHANGE TRADED FD T
BUYBACK ACHIEV
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313
6463
SH
SOLE
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0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL STP
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31
252
SH
SOLE
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INVESCO EXCHANGE TRADED FD T
FTSE RAFI 1500
46137V597
2013
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INVESCO EXCHANGE TRADED FD T
FTSE RAFI 1000
46137V613
2689
29094
SH
SOLE
29094
0
0
INVESCO EXCHANGE TRADED FD T
FINL PFD ETF
46137V621
88
5238
SH
SOLE
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INVESCO EXCHANGE TRADED FD T
DYNMC LRG VALU
46137V738
72
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SH
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INVESCO EXCHANGE-TRADED FD T
S&P500 LOW VOL
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INVESCO EXCHANGE-TRADED FD T
FTSE RAFI DEV
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SH
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INVESCO EXCHANGE-TRADED FD T
S&P SMLCP LOW
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6
190
SH
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0
0
INVESCO EXCHANGE-TRADED FD T
SR LN ETF
46138G508
259
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SH
SOLE
12665
0
0
IQVIA HLDGS INC
COM
46266C105
1190
11037
SH
SOLE
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0
0
IRON MTN INC NEW
COM
46284V101
771
32410
SH
SOLE
32410
0
0
ISHARES GOLD TRUST
ISHARES
464285105
221
14634
SH
SOLE
14634
0
0
ISHARES TR
TIPS BD ETF
464287176
42
354
SH
SOLE
354
0
0
ISHARES TR
CORE S&P500 ETF
464287200
569
2203
SH
SOLE
2203
0
0
ISHARES TR
CORE US AGGBD ET
464287226
46
397
SH
SOLE
397
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
7
200
SH
SOLE
200
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
11
90
SH
SOLE
90
0
0
ISHARES TR
S&P 500 GRWT ETF
464287309
12
74
SH
SOLE
74
0
0
ISHARES TR
S&P 500 VAL ETF
464287408
11
110
SH
SOLE
110
0
0
ISHARES TR
20 YR TR BD ETF
464287432
6
36
SH
SOLE
36
0
0
ISHARES TR
BARCLAYS 7 10 YR
464287440
19
155
SH
SOLE
155
0
0
ISHARES TR
1 3 YR TREAS BD
464287457
219
2525
SH
SOLE
2525
0
0
ISHARES TR
MSCI EAFE ETF
464287465
26
483
SH
SOLE
483
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
252
1750
SH
SOLE
1750
0
0
ISHARES TR
NASDAQ BIOTECH
464287556
2
21
SH
SOLE
21
0
0
ISHARES TR
U.S. CNSM SV ETF
464287580
94
530
SH
SOLE
530
0
0
ISHARES TR
S&P MC 400GR ETF
464287606
4
23
SH
SOLE
23
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
114
997
SH
SOLE
997
0
0
ISHARES TR
S&P MC 400VL ETF
464287705
3
31
SH
SOLE
31
0
0
ISHARES TR
U.S. TECH ETF
464287721
22
110
SH
SOLE
110
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
312
5555
SH
SOLE
5555
0
0
ISHARES TR
SP SMCP600VL ETF
464287879
32
316
SH
SOLE
316
0
0
ISHARES TR
S&P SML 600 GWT
464287887
3
22
SH
SOLE
22
0
0
ISHARES TR
AGENCY BOND ETF
464288166
680
5642
SH
SOLE
5642
0
0
ISHARES TR
MSCI ACWI ETF
464288257
4600
73510
SH
SOLE
73510
0
0
ISHARES TR
JPMORGAN USD EMG
464288281
199
2059
SH
SOLE
2059
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
48
629
SH
SOLE
629
0
0
ISHARES TR
MSCI KLD400 SOC
464288570
20
204
SH
SOLE
204
0
0
ISHARES TR
SH TR CRPORT ETF
464288646
408
7795
SH
SOLE
7795
0
0
ISHARES TR
3 7 YR TREAS BD
464288661
2
14
SH
SOLE
14
0
0
ISHARES TR
SHORT TREAS BD
464288679
1247
11228
SH
SOLE
11228
0
0
ISHARES TR
AGGRES ALLOC ETF
464289859
954
20107
SH
SOLE
20107
0
0
ISHARES TR
GRWT ALLOCAT ETF
464289867
1016
24546
SH
SOLE
24546
0
0
ISHARES TR
MODERT ALLOC ETF
464289875
2031
55289
SH
SOLE
55289
0
0
ISHARES TR
CONSER ALLOC ETF
464289883
1293
38281
SH
SOLE
38281
0
0
ISHARES TR
US TREAS BD ETF
46429B267
7707
275145
SH
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0
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ISHARES TR
FLTG RATE NT ETF
46429B655
1079
22144
SH
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22144
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ISHARES TR
CORE HIGH DV ETF
46429B663
18
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SH
SOLE
250
0
0
ISHARES TR
MIN VOL EAFE ETF
46429B689
5
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SH
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ISHARES U S ETF TR
SHT MAT BD ETF
46431W507
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ISHARES TR
USA QUALITY FCTR
46432F339
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USA SIZE FACTOR
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280
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ISHARES INC
CORE MSCI EMKT
46434G103
111
2755
SH
SOLE
2755
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ISHARES INC
ESG MSCI EM ETF
46434G863
1102
40246
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0
0
ISHARES TR
0-5YR HI YL CP
46434V407
1566
38311
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ISHARES TR
CORE DIV GRWTH
46434V621
2
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ISHARES TR
CORE MSCI PAC
46434V696
56
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CORE MSCI EURO
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651
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ESG USD CORPT
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ISHARES TR
ESG 1 5 YR USD
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CORE MSCI INTL
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160
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MORTGE REL ETF
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199
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ESG MSCI USA ETF
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ESG MSCI EAFE
46435G516
10
184
SH
SOLE
184
0
0
ISHARES TR
ESG US AGR BD
46435U549
23
424
SH
SOLE
424
0
0
ISHARES TR
ROBOTICS ARTIF
46435U556
9
400
SH
SOLE
400
0
0
ISHARES TR
ESG MSCI USA SML
46435U663
7
368
SH
SOLE
368
0
0
ISHARES TR
BROAD USD HIGH
46435U853
433
12204
SH
SOLE
12204
0
0
JPMORGAN CHASE & CO
COM
46625H100
638
7087
SH
SOLE
7087
0
0
J P MORGAN EXCHANGE-TRADED F
BETABULDR DEVE
46641Q688
1
66
SH
SOLE
66
0
0
J P MORGAN EXCHANGE-TRADED F
ULTRA SHRT INC
46641Q837
5297
106636
SH
SOLE
106636
0
0
JERNIGAN CAP INC
COM
476405105
169
15440
SH
SOLE
15440
0
0
JOHNSON & JOHNSON
COM
478160104
1586
12095
SH
SOLE
12095
0
0
KAMAN CORP
COM
483548103
284
7379
SH
SOLE
7379
0
0
KEYSIGHT TECHNOLOGIES INC
COM
49338L103
587
7016
SH
SOLE
7016
0
0
LADDER CAP CORP
CL A
505743104
360
75942
SH
SOLE
75942
0
0
LANDSTAR SYS INC
COM
515098101
562
5860
SH
SOLE
5860
0
0
LIBERTY BROADBAND CORP
COM SER C
530307305
341
3080
SH
SOLE
3080
0
0
LILLY ELI & CO
COM
532457108
265
1908
SH
SOLE
1908
0
0
LITTELFUSE INC
COM
537008104
282
2117
SH
SOLE
2117
0
0
LOCKHEED MARTIN CORP
COM
539830109
510
1505
SH
SOLE
1505
0
0
MBIA INC
COM
55262C100
153
21361
SH
SOLE
21361
0
0
MARKEL CORP
COM
570535104
239
258
SH
SOLE
258
0
0
MARTIN MARIETTA MATLS INC
COM
573284106
787
4160
SH
SOLE
4160
0
0
MASONITE INTL CORP NEW
COM
575385109
241
5089
SH
SOLE
5089
0
0
MATSON INC
COM
57686G105
216
7054
SH
SOLE
7054
0
0
MCCORMICK & CO INC
COM NON VTG
579780206
709
5022
SH
SOLE
5022
0
0
MCDONALDS CORP
COM
580135101
622
3761
SH
SOLE
3761
0
0
MICROSOFT CORP
COM
594918104
2142
13585
SH
SOLE
13585
0
0
MOELIS & CO
CL A
60786M105
350
12460
SH
SOLE
12460
0
0
MONMOUTH REAL ESTATE INVT CO
CL A
609720107
133
11047
SH
SOLE
11047
0
0
MORGAN STANLEY EMER MKTS DEB
COM
61744H105
101
13200
SH
SOLE
13200
0
0
MORGAN STANLEY EMERGING MKTS
COM
617477104
884
169723
SH
SOLE
169723
0
0
NEW YORK TIMES CO
CL A
650111107
722
23503
SH
SOLE
23503
0
0
NEWMARKET CORP
COM
651587107
577
1507
SH
SOLE
1507
0
0
NEXTERA ENERGY INC
COM
65339F101
724
3010
SH
SOLE
3010
0
0
NISOURCE INC
COM
65473P105
309
12390
SH
SOLE
12390
0
0
NVIDIA CORP
COM
67066G104
453
1719
SH
SOLE
1719
0
0
NUVASIVE INC
COM
670704105
322
6360
SH
SOLE
6360
0
0
NUVEEN PFD & INCM SECURTIES
COM
67072C105
222
30574
SH
SOLE
30574
0
0
NUVEEN ENERGY MLP TOTL RTRNF
COM
67074U103
35
24100
SH
SOLE
24100
0
0
PTC INC
COM
69370C100
938
15328
SH
SOLE
15328
0
0
PALO ALTO NETWORKS INC
COM
697435105
475
2898
SH
SOLE
2898
0
0
PAYPAL HLDGS INC
COM
70450Y103
397
4151
SH
SOLE
4151
0
0
PENNYMAC MTG INVT TR
COM
70931T103
468
44074
SH
SOLE
44074
0
0
PENSKE AUTOMOTIVE GRP INC
COM
70959W103
260
9297
SH
SOLE
9297
0
0
PEPSICO INC
COM
713448108
244
2035
SH
SOLE
2035
0
0
PFIZER INC
COM
717081103
329
10085
SH
SOLE
10085
0
0
PHILLIPS 66
COM
718546104
266
4959
SH
SOLE
4959
0
0
PHYSICIANS RLTY TR
COM
71943U104
219
15725
SH
SOLE
15725
0
0
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
9
106
SH
SOLE
106
0
0
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
693
7000
SH
SOLE
7000
0
0
PRICESMART INC
COM
741511109
232
4421
SH
SOLE
4421
0
0
PROCTER & GAMBLE CO
COM
742718109
663
6031
SH
SOLE
6031
0
0
PROGRESSIVE CORP OHIO
COM
743315103
874
11838
SH
SOLE
11838
0
0
PROSPECT CAPITAL CORPORATION
COM
74348T102
247
58010
SH
SOLE
58010
0
0
PUBLIC STORAGE
COM
74460D109
317
1598
SH
SOLE
1598
0
0
QUEST DIAGNOSTICS INC
COM
74834L100
323
4018
SH
SOLE
4018
0
0
REALTY INCOME CORP
COM
756109104
605
12135
SH
SOLE
12135
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1642
6369
SH
SOLE
6369
0
0
SPDR INDEX SHS FDS
PORTFOLIO EMG MK
78463X509
19
662
SH
SOLE
662
0
0
SPDR INDEX SHS FDS
GLB NAT RESRCE
78463X541
1
33
SH
SOLE
33
0
0
SPDR INDEX SHS FDS
MSCI ACWI EXUS
78463X848
242
12254
SH
SOLE
12254
0
0
SPDR SER TR
NYSE TECH ETF
78464A102
12
170
SH
SOLE
170
0
0
SPDR SER TR
PORTFOLIO INTRMD
78464A375
2889
84947
SH
SOLE
84947
0
0
SPDR SER TR
PRTFLO S&P500 GW
78464A409
990
27691
SH
SOLE
27691
0
0
SPDR SER TR
PORTFOLIO SHORT
78464A474
37
1220
SH
SOLE
1220
0
0
SPDR SER TR
PRTFLO S&P500 VL
78464A508
853
33015
SH
SOLE
33015
0
0
SPDR SER TR
PORTFOLIO AGRGTE
78464A649
21
686
SH
SOLE
686
0
0
SPDR SER TR
PORTFOLIO LN TSR
78464A664
976
20657
SH
SOLE
20657
0
0
SPDR SER TR
S&P DIVID ETF
78464A763
91
1140
SH
SOLE
1140
0
0
SPDR SER TR
PORTFOLIO S&P400
78464A847
6
227
SH
SOLE
227
0
0
SPDR SER TR
PORTFOLIO S&P500
78464A854
3647
120555
SH
SOLE
120555
0
0
SS&C TECHNOLOGIES HLDGS INC
COM
78467J100
264
6015
SH
SOLE
6015
0
0
SPDR SER TR
BLOMBERG BRC INV
78468R200
2123
72196
SH
SOLE
72196
0
0
SPDR SER TR
BLOOMBERG SRT TR
78468R408
195
8267
SH
SOLE
8267
0
0
SPDR SER TR
BLOOMBERG BRCLYS
78468R622
3
30
SH
SOLE
30
0
0
SPDR SER TR
SSGA US LRG ETF
78468R804
1033
11406
SH
SOLE
11406
0
0
SVB FINANCIAL GROUP
COM
78486Q101
537
3552
SH
SOLE
3552
0
0
SALESFORCE COM INC
COM
79466L302
291
2020
SH
SOLE
2020
0
0
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
398
6589
SH
SOLE
6589
0
0
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
99
1620
SH
SOLE
1620
0
0
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
13
285
SH
SOLE
285
0
0
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
48
1129
SH
SOLE
1129
0
0
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
186
3606
SH
SOLE
3606
0
0
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
1
51
SH
SOLE
51
0
0
SCHWAB STRATEGIC TR
SCHWAB FDT US SC
808524763
32
1239
SH
SOLE
1239
0
0
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
18
391
SH
SOLE
391
0
0
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
12190
471760
SH
SOLE
471760
0
0
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
59
1078
SH
SOLE
1078
0
0
SCHWAB STRATEGIC TR
US REIT ETF
808524847
18
554
SH
SOLE
554
0
0
SCHWAB STRATEGIC TR
SHT TM US TRES
808524862
310
5988
SH
SOLE
5988
0
0
SCHWAB STRATEGIC TR
US TIPS ETF
808524870
2
43
SH
SOLE
43
0
0
SCHWAB STRATEGIC TR
INTL SCEQT ETF
808524888
1
25
SH
SOLE
25
0
0
SERVICENOW INC
COM
81762P102
330
1150
SH
SOLE
1150
0
0
SILICON MOTION TECHNOLOGY CO
SPONSORED ADR
82706C108
422
11500
SH
SOLE
11500
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
269
3015
SH
SOLE
3015
0
0
SMITH A O CORP
COM
831865209
587
15523
SH
SOLE
15523
0
0
SOUTHERN CO
COM
842587107
773
14285
SH
SOLE
14285
0
0
STAG INDL INC
COM
85254J102
387
17197
SH
SOLE
17197
0
0
STARBUCKS CORP
COM
855244109
925
14067
SH
SOLE
14067
0
0
STARWOOD PPTY TR INC
COM
85571B105
254
24746
SH
SOLE
24746
0
0
STORE CAP CORP
COM
862121100
303
16744
SH
SOLE
16744
0
0
STRYKER CORP
COM
863667101
616
3701
SH
SOLE
3701
0
0
SUN CMNTYS INC
COM
866674104
433
3470
SH
SOLE
3470
0
0
TEMPLETON EMERGING MKTS INCO
COM
880192109
740
98866
SH
SOLE
98866
0
0
TEMPLETON GLOBAL INCOME FD
COM
880198106
626
117000
SH
SOLE
117000
0
0
TEMPUR SEALY INTL INC
COM
88023U101
330
7546
SH
SOLE
7546
0
0
TEXAS INSTRS INC
COM
882508104
731
7314
SH
SOLE
7314
0
0
3M CO
COM
88579Y101
555
4068
SH
SOLE
4068
0
0
TRAVELERS COMPANIES INC
COM
89417E109
341
3435
SH
SOLE
3435
0
0
TWITTER INC
COM
90184L102
518
21108
SH
SOLE
21108
0
0
TYLER TECHNOLOGIES INC
COM
902252105
331
1115
SH
SOLE
1115
0
0
UMH PPTYS INC
COM
903002103
184
16979
SH
SOLE
16979
0
0
ULTA BEAUTY INC
COM
90384S303
200
1137
SH
SOLE
1137
0
0
UNIFIRST CORP MASS
COM
904708104
277
1831
SH
SOLE
1831
0
0
V F CORP
COM
918204108
362
6689
SH
SOLE
6689
0
0
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
5
200
SH
SOLE
200
0
0
VANECK VECTORS ETF TR
INVT GRADE FLTG
92189F486
567
24018
SH
SOLE
24018
0
0
VANECK VECTORS ETF TR
MORNINGSTAR WIDE
92189F643
125
2860
SH
SOLE
2860
0
0
VANECK VECTORS ETF TR
AMT FREE INT ETF
92189H201
26
530
SH
SOLE
530
0
0
VANECK VECTORS ETF TR
JP MORGAN MKTS
92189H300
316
11092
SH
SOLE
11092
0
0
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
825
7976
SH
SOLE
7976
0
0
VANGUARD BD INDEX FDS
SHORT TRM BOND
921937827
26
320
SH
SOLE
320
0
0
VANGUARD BD INDEX FDS
TOTAL BND MRKT
921937835
281
3298
SH
SOLE
3298
0
0
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
672
20147
SH
SOLE
20147
0
0
VANGUARD INTL EQUITY INDEX F
GLB EX US ETF
922042676
14
330
SH
SOLE
330
0
0
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
154
2452
SH
SOLE
2452
0
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
129
3138
SH
SOLE
3138
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
548
16323
SH
SOLE
16323
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
24
300
SH
SOLE
300
0
0
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206C771
711
13037
SH
SOLE
13037
0
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
15
177
SH
SOLE
177
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
1981
8363
SH
SOLE
8363
0
0
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
8883
127179
SH
SOLE
127179
0
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
19
146
SH
SOLE
146
0
0
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
118
1000
SH
SOLE
1000
0
0
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
12
138
SH
SOLE
138
0
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
29
253
SH
SOLE
253
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
3347
25964
SH
SOLE
25964
0
0
VEREIT INC
COM
92339V100
475
97212
SH
SOLE
97212
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
1012
18837
SH
SOLE
18837
0
0
VISA INC
COM CL A
92826C839
2003
12434
SH
SOLE
12434
0
0
WABCO HLDGS INC
COM
92927K102
298
2208
SH
SOLE
2208
0
0
WP CAREY INC
COM
92936U109
676
11638
SH
SOLE
11638
0
0
WALMART INC
COM
931142103
205
1802
SH
SOLE
1802
0
0
WATERS CORP
COM
941848103
223
1225
SH
SOLE
1225
0
0
WATSCO INC
COM
942622200
635
4016
SH
SOLE
4016
0
0
WELLS FARGO CO NEW
COM
949746101
1872
65221
SH
SOLE
65221
0
0
WELLS FARGO CO NEW
PERP PFD CNV A
949746804
45
35
SH
SOLE
35
0
0
WESTERN ASSET HIGH INCM OPP
COM
95766K109
349
83000
SH
SOLE
83000
0
0
WOODWARD INC
COM
980745103
875
14715
SH
SOLE
14715
0
0
WORKDAY INC
CL A
98138H101
240
1845
SH
SOLE
1845
0
0
WORLD GOLD TR
SPDR GLD MINIS
98149E204
440
27967
SH
SOLE
27967
0
0
WRAP TECHNOLOGIES INC
COM
98212N107
107
25000
SH
SOLE
25000
0
0
XCEL ENERGY INC
COM
98389B100
228
3778
SH
SOLE
3778
0
0
XILINX INC
COM
983919101
723
9272
SH
SOLE
9272
0
0
ZIONS BANCORPORATION N A
COM
989701107
807
30160
SH
SOLE
30160
0
0