Chief Compliance Officer

0001398344-20-002494.txt : 20200210 0001398344-20-002494.hdr.sgml : 20200210 20200210100401 ACCESSION NUMBER: 0001398344-20-002494 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20200210 DATE AS OF CHANGE: 20200210 EFFECTIVENESS DATE: 20200210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROWLAND CARMICHAEL ADVISORS INC /ADV CENTRAL INDEX KEY: 0000825052 IRS NUMBER: 860568468 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19805 FILM NUMBER: 20590039 BUSINESS ADDRESS: STREET 1: 6720 NORTH SCOTTSDALE ROAD, SUITE 212 CITY: Scottsdale STATE: AZ ZIP: 85253-4426 BUSINESS PHONE: 480-421-2660 MAIL ADDRESS: STREET 1: 6720 NORTH SCOTTSDALE ROAD, SUITE 212 CITY: SCOTTSDALE STATE: AZ ZIP: 85253-4426 FORMER COMPANY: FORMER CONFORMED NAME: ROWLAND CARMICHAEL & LEMON ADVISORS INC /ADV DATE OF NAME CHANGE: 19990218 FORMER COMPANY: FORMER CONFORMED NAME: ROWLAND CARMICHAEL & OCONNELL ADVISORS INC /ADV DATE OF NAME CHANGE: 19960613 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT MANAGEMENT CONSULTANTS INC /ADV DATE OF NAME CHANGE: 19950725 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000825052 XXXXXXXX 03-31-2017 03-31-2017 false ROWLAND CARMICHAEL ADVISORS INC /ADV

6720 NORTH SCOTTSDALE ROAD, SUITE 212 SCOTTSDALE AZ 85253-4426

13F HOLDINGS REPORT 028-19805 N Janice Lee Orick Chief Compliance Officer 480-421-2660 /s/ Janice Lee Orick Scottsdale AZ 02-10-2020 0 284 164618 INFORMATION TABLE 2 fp0046448_13fhr-table.xml 13F INFORMATION TABLE 3M CO COM 88579Y101 835 4364 SH SOLE 4364 0 0 ABBOTT LABS COM 002824100 1094 24624 SH SOLE 24624 0 0 ABBVIE INC COM 00287Y109 208 3188 SH SOLE 3188 0 0 ABERDEEN ASIA PACIFIC INCOM COM 003009107 531 106500 SH SOLE 106500 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 960 6477 SH SOLE 6477 0 0 AEGON N V NY REGISTRY SH 007924103 188 36628 SH SOLE 36628 0 0 AERCAP HOLDINGS NV SHS N00985106 240 5217 SH SOLE 5217 0 0 ALEXANDER & BALDWIN INC NEW COM 014491104 518 11632 SH SOLE 11632 0 0 ALLERGAN PLC SHS G0177J108 1022 4279 SH SOLE 4279 0 0 ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 510 40547 SH SOLE 40547 0 0 ALLIANZGI CONV & INCOME FD I COM 018825109 557 92100 SH SOLE 92100 0 0 ALPHABET INC CAP STK CL A 02079K305 1307 1542 SH SOLE 1542 0 0 ALPHABET INC CAP STK CL C 02079K107 114 137 SH SOLE 137 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 4046 318364 SH SOLE 318364 0 0 ALPS ETF TR SECTR DIV DOGS 00162Q858 22 523 SH SOLE 523 0 0 AMBEV SA SPONSORED ADR 02319V103 167 28939 SH SOLE 28939 0 0 AMDOCS LTD SHS G02602103 299 4900 SH SOLE 4900 0 0 AMERICAN ASSETS TR INC COM 024013104 272 6500 SH SOLE 6500 0 0 AMERICAN TOWER CORP NEW COM 03027X100 604 4971 SH SOLE 4971 0 0 ANALOG DEVICES INC COM 032654105 299 3650 SH SOLE 3650 0 0 APACHE CORP COM 037411105 243 4730 SH SOLE 4730 0 0 APPLE HOSPITALITY REIT INC COM NEW 03784Y200 230 12060 SH SOLE 12060 0 0 APPLE INC COM 037833100 3550 24714 SH SOLE 24714 0 0 ARMADA HOFFLER PPTYS INC COM 04208T108 208 15000 SH SOLE 15000 0 0 ARMSTRONG WORLD INDS INC NEW COM 04247X102 331 7180 SH SOLE 7180 0 0 AUTODESK INC COM 052769106 1265 14635 SH SOLE 14635 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 822 8027 SH SOLE 8027 0 0 AVALONBAY CMNTYS INC COM 053484101 441 2400 SH SOLE 2400 0 0 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 194 25443 SH SOLE 25443 0 0 BAXTER INTL INC COM 071813109 340 6555 SH SOLE 6555 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1657 9942 SH SOLE 9942 0 0 BHP BILLITON PLC SPONSORED ADR 05545E209 205 6573 SH SOLE 6573 0 0 BIO PATH HOLDINGS INC COM 09057N102 365 441259 SH SOLE 441259 0 0 BLACKROCK CORPOR HI YLD FD I COM 09255P107 616 56400 SH SOLE 56400 0 0 BLACKROCK MUNIYIELD QLTY FD COM 09254E103 200 14357 SH SOLE 14357 0 0 BOSTON PROPERTIES INC COM 101121101 530 4000 SH SOLE 4000 0 0 BOSTON SCIENTIFIC CORP COM 101137107 262 10515 SH SOLE 10515 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 484 7120 SH SOLE 7120 0 0 BWX TECHNOLOGIES INC COM 05605H100 286 6015 SH SOLE 6015 0 0 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 717 9271 SH SOLE 9271 0 0 CAMDEN PPTY TR SH BEN INT 133131102 322 4000 SH SOLE 4000 0 0 CANADIAN NATL RY CO COM 136375102 826 11175 SH SOLE 11175 0 0 CANADIAN PAC RY LTD COM 13645T100 603 4106 SH SOLE 4106 0 0 CELGENE CORP COM 151020104 1091 8772 SH SOLE 8772 0 0 CHATHAM LODGING TR COM 16208T102 500 25292 SH SOLE 25292 0 0 CHEVRON CORP NEW COM 166764100 1684 15688 SH SOLE 15687 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 230 4170 SH SOLE 4170 0 0 CHUBB LIMITED COM H1467J104 726 5327 SH SOLE 5327 0 0 CINEMARK HOLDINGS INC COM 17243V102 223 5020 SH SOLE 5020 0 0 CISCO SYS INC COM 17275R102 947 28010 SH SOLE 28010 0 0 CITY OFFICE REIT INC COM 178587101 203 16715 SH SOLE 16715 0 0 CLOROX CO DEL COM 189054109 516 3830 SH SOLE 3830 0 0 COCA COLA CO COM 191216100 1078 25397 SH SOLE 25397 0 0 CORECIVIC INC COM 21871N101 313 9960 SH SOLE 9960 0 0 COUSINS PPTYS INC COM 222795106 141 17000 SH SOLE 17000 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 349 3700 SH SOLE 3700 0 0 CUMMINS INC COM 231021106 960 6347 SH SOLE 6347 0 0 CYRUSONE INC COM 23283R100 340 6600 SH SOLE 6600 0 0 DANAHER CORP DEL COM 235851102 1065 12447 SH SOLE 12447 0 0 DECKERS OUTDOOR CORP COM 243537107 244 4087 SH SOLE 4087 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 1045 9041 SH SOLE 9041 0 0 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 208 7350 SH SOLE 7350 0 0 DOLLAR GEN CORP NEW COM 256677105 1240 17780 SH SOLE 17780 0 0 DRIL-QUIP INC COM 262037104 338 6192 SH SOLE 6192 0 0 EASTGROUP PPTY INC COM 277276101 257 3500 SH SOLE 3500 0 0 EATON VANCE CORP COM NON VTG 278265103 245 5446 SH SOLE 5446 0 0 EMERSON ELEC CO COM 291011104 820 13692 SH SOLE 13692 0 0 EMPIRE ST RLTY TR INC CL A 292104106 227 11000 SH SOLE 11000 0 0 ENERGIZER HLDGS INC NEW COM 29272W109 458 8208 SH SOLE 8208 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 261 9435 SH SOLE 9435 0 0 ESSEX PPTY TR INC COM 297178105 417 1800 SH SOLE 1800 0 0 EXXON MOBIL CORP COM 30231G102 1016 12384 SH SOLE 12384 0 0 FACEBOOK INC CL A 30303M102 1757 12366 SH SOLE 12366 0 0 FASTENAL CO COM 311900104 663 12865 SH SOLE 12865 0 0 FIDELITY MSCI FINLS IDX 316092501 487 13864 SH SOLE 13864 0 0 FIRST AMERN FINL CORP COM 31847R102 371 9440 SH SOLE 9440 0 0 FIRST INDUSTRIAL REALTY TRUS COM 32054K103 374 14060 SH SOLE 14060 0 0 FRANKLIN RES INC COM 354613101 385 9135 SH SOLE 9135 0 0 FRANKS INTL N V COM N33462107 353 33359 SH SOLE 33359 0 0 FS INVT CORP COM 302635107 263 26846 SH SOLE 26846 0 0 GATX CORP COM 361448103 497 8151 SH SOLE 8151 0 0 GENERAL ELECTRIC CO COM 369604103 1219 40890 SH SOLE 40890 0 0 GENERAL MLS INC COM 370334104 687 11649 SH SOLE 11649 0 0 GENUINE PARTS CO COM 372460105 246 2660 SH SOLE 2660 0 0 GILEAD SCIENCES INC COM 375558103 927 13650 SH SOLE 13650 0 0 GLADSTONE INVT CORP COM 376546107 142 15695 SH SOLE 15695 0 0 GLOBAL NET LEASE INC COM NEW 379378201 795 33023 SH SOLE 33023 0 0 GLOBUS MED INC CL A 379577208 274 9255 SH SOLE 9255 0 0 HAIN CELESTIAL GROUP INC COM 405217100 277 7440 SH SOLE 7440 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 200 4160 SH SOLE 4160 0 0 HASBRO INC COM 418056107 546 5465 SH SOLE 5465 0 0 HEARTLAND EXPRESS INC COM 422347104 253 12635 SH SOLE 12635 0 0 HESS CORP COM 42809H107 221 4580 SH SOLE 4580 0 0 HOLOGIC INC COM 436440101 850 19974 SH SOLE 19974 0 0 HOME DEPOT INC COM 437076102 901 6137 SH SOLE 6137 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 254 6219 SH SOLE 6219 0 0 HUNTINGTON BANCSHARES INC COM 446150104 359 26805 SH SOLE 26805 0 0 ILLINOIS TOOL WKS INC COM 452308109 814 6147 SH SOLE 6147 0 0 INDEPENDENCE RLTY TR INC COM 45378A106 192 20500 SH SOLE 20500 0 0 INGEVITY CORP COM 45688C107 350 5748 SH SOLE 5748 0 0 INTEL CORP COM 458140100 1010 27999 SH SOLE 27999 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 879 5045 SH SOLE 5045 0 0 INVESCO LTD SHS G491BT108 231 7540 SH SOLE 7540 0 0 ISHARES AGGRES ALLOC ETF 464289859 19 385 SH SOLE 385 0 0 ISHARES CONSER ALLOC ETF 464289883 80 2405 SH SOLE 2405 0 0 ISHARES GRWT ALLOCAT ETF 464289867 119 2803 SH SOLE 2803 0 0 ISHARES MODERT ALLOC ETF 464289875 120 3308 SH SOLE 3308 0 0 ISHARES INC CORE MSCI EMKT 46434G103 210 4395 SH SOLE 4395 0 0 ISHARES TR 1-3 YR CR BD ETF 464288646 3995 37965 SH SOLE 37965 0 0 ISHARES TR 1-3 YR TR BD ETF 464287457 69 818 SH SOLE 818 0 0 ISHARES TR 20 YR TR BD ETF 464287432 2 16 SH SOLE 16 0 0 ISHARES TR 7-10YR TR BD ETF 464287440 140 1330 SH SOLE 1330 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 33 396 SH SOLE 396 0 0 ISHARES TR CORE MSCI EAFE 46432F842 237 4087 SH SOLE 4087 0 0 ISHARES TR CORE S&P MCP ETF 464287507 1196 6983 SH SOLE 6983 0 0 ISHARES TR CORE S&P SCP ETF 464287804 831 12015 SH SOLE 12015 0 0 ISHARES TR CORE S&P TTL STK 464287150 133 2467 SH SOLE 2467 0 0 ISHARES TR CORE S&P500 ETF 464287200 156 656 SH SOLE 656 0 0 ISHARES TR CORE US AGGBD ET 464287226 1075 9905 SH SOLE 9905 0 0 ISHARES TR FLTG RATE BD ETF 46429B655 2626 51630 SH SOLE 51630 0 0 ISHARES TR IBOXX HI YD ETF 464288513 661 7531 SH SOLE 7531 0 0 ISHARES TR IBOXX INV CP ETF 464287242 705 5979 SH SOLE 5979 0 0 ISHARES TR INTL DEV RE ETF 464288489 1314 47852 SH SOLE 47852 0 0 ISHARES TR INTRM GOV/CR ETF 464288612 38 345 SH SOLE 345 0 0 ISHARES TR JP MOR EM MK ETF 464288281 34 301 SH SOLE 301 0 0 ISHARES TR MBS ETF 464288588 124 1161 SH SOLE 1161 0 0 ISHARES TR MIN VOL EAFE ETF 46429B689 18 272 SH SOLE 272 0 0 ISHARES TR MSCI ACWI ETF 464288257 63 997 SH SOLE 997 0 0 ISHARES TR MSCI EAFE ETF 464287465 79 1267 SH SOLE 1267 0 0 ISHARES TR NASDQ BIOTEC ETF 464287556 48 162 SH SOLE 162 0 0 ISHARES TR RUS 1000 ETF 464287622 7 55 SH SOLE 55 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 2 13 SH SOLE 13 0 0 ISHARES TR RUS MD CP GR ETF 464287481 6 59 SH SOLE 59 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 360 2621 SH SOLE 2621 0 0 ISHARES TR SHRT TRS BD ETF 464288679 196 1773 SH SOLE 1773 0 0 ISHARES TR SP SMCP600VL ETF 464287879 40 289 SH SOLE 289 0 0 ISHARES TR TIPS BD ETF 464287176 421 3673 SH SOLE 3673 0 0 ISHARES TR U.S. CNSM SV ETF 464287580 85 530 SH SOLE 530 0 0 ISHARES TR U.S. PFD STK ETF 464288687 244 6313 SH SOLE 6313 0 0 ISHARES TR U.S. REAL ES ETF 464287739 30 380 SH SOLE 380 0 0 ISHARES TR U.S. TECH ETF 464287721 20 149 SH SOLE 149 0 0 ISHARES TR US REGNL BKS ETF 464288778 18 400 SH SOLE 400 0 0 JOHNSON & JOHNSON COM 478160104 1786 14342 SH SOLE 14342 0 0 KAMAN CORP COM 483548103 353 7329 SH SOLE 7329 0 0 KILROY RLTY CORP COM 49427F108 259 3600 SH SOLE 3600 0 0 KITE RLTY GROUP TR COM NEW 49803T300 237 11000 SH SOLE 11000 0 0 LANDSTAR SYS INC COM 515098101 507 5921 SH SOLE 5921 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 343 3974 SH SOLE 3974 0 0 LIBERTY MEDIA CORP DELAWARE COM C SIRIUSXM 531229607 387 9990 SH SOLE 9990 0 0 LIFE STORAGE INC COM 53223X107 485 5900 SH SOLE 5900 0 0 M & T BK CORP COM 55261F104 322 2080 SH SOLE 2080 0 0 MACQUARIE INFRASTRUCTURE COR COM 55608B105 294 3644 SH SOLE 3644 0 0 MARKEL CORP COM 570535104 293 300 SH SOLE 300 0 0 MATSON INC COM 57686G105 224 7054 SH SOLE 7054 0 0 MATTEL INC COM 577081102 246 9590 SH SOLE 9590 0 0 MBIA INC COM 55262C100 181 21361 SH SOLE 21361 0 0 MCCORMICK & CO INC COM NON VTG 579780206 733 7517 SH SOLE 7517 0 0 MCDONALDS CORP COM 580135101 910 7020 SH SOLE 7020 0 0 MCKESSON CORP COM 58155Q103 358 2415 SH SOLE 2415 0 0 MEDICAL PPTYS TRUST INC COM 58463J304 154 11982 SH SOLE 11982 0 0 MEDTRONIC PLC SHS G5960L103 760 9431 SH SOLE 9431 0 0 MERCK & CO INC COM 58933Y105 919 14458 SH SOLE 14458 0 0 MICROSOFT CORP COM 594918104 1035 15711 SH SOLE 15711 0 0 MORGAN STANLEY EM MKTS DM DE COM 617477104 554 73123 SH SOLE 73123 0 0 NATIONAL FUEL GAS CO N J COM 636180101 379 6350 SH SOLE 6350 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 289 20690 SH SOLE 20690 0 0 NEWELL BRANDS INC COM 651229106 970 20571 SH SOLE 20571 0 0 NEWMARKET CORP COM 651587107 683 1507 SH SOLE 1507 0 0 NEXTERA ENERGY INC COM 65339F101 347 2700 SH SOLE 2700 0 0 NIELSEN HLDGS PLC SHS EUR G6518L108 916 22165 SH SOLE 22165 0 0 NISOURCE INC COM 65473P105 256 10775 SH SOLE 10775 0 0 NORTHERN TR CORP COM 665859104 1158 13375 SH SOLE 13375 0 0 OLIN CORP COM PAR $1 680665205 533 16201 SH SOLE 16201 0 0 OMEGA HEALTHCARE INVS INC COM 681936100 629 19079 SH SOLE 19079 0 0 OMNICOM GROUP INC COM 681919106 365 4235 SH SOLE 4235 0 0 PATTERSON COMPANIES INC COM 703395103 206 4546 SH SOLE 4546 0 0 PENSKE AUTOMOTIVE GRP INC COM 70959W103 432 9232 SH SOLE 9232 0 0 PEPSICO INC COM 713448108 964 8620 SH SOLE 8620 0 0 PFIZER INC COM 717081103 268 7846 SH SOLE 7846 0 0 PHILIP MORRIS INTL INC COM 718172109 711 6294 SH SOLE 6294 0 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 330 3263 SH SOLE 3263 0 0 PIMCO ETF TR 15+ YR US TIPS 72201R304 80 1200 SH SOLE 1200 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 290 2853 SH SOLE 2853 0 0 PIMCO ETF TR TTL RTN ACTV ETF 72201R775 4 40 SH SOLE 40 0 0 POLARIS INDS INC COM 731068102 715 8535 SH SOLE 8535 0 0 PPL CORP COM 69351T106 258 6900 SH SOLE 6900 0 0 PRICESMART INC COM 741511109 408 4421 SH SOLE 4421 0 0 PROCTER AND GAMBLE CO COM 742718109 1554 17291 SH SOLE 17291 0 0 PROGRESSIVE CORP OHIO COM 743315103 433 11057 SH SOLE 11057 0 0 PROSHARES TR HGH YLD INT RATE 74348A541 20 292 SH SOLE 292 0 0 PROSHARES TR INFLATN EXPECTNS 74348A814 861 29887 SH SOLE 29887 0 0 PROSHARES TR S&P 500 DV ARIST 74348A467 124 2212 SH SOLE 2212 0 0 PROSPECT CAPITAL CORPORATION COM 74348T102 205 22710 SH SOLE 22710 0 0 PUBLIC STORAGE COM 74460D109 742 3391 SH SOLE 3391 0 0 QUALCOMM INC COM 747525103 735 12824 SH SOLE 12824 0 0 QUEST DIAGNOSTICS INC COM 74834L100 393 4000 SH SOLE 4000 0 0 RAYMOND JAMES FINANCIAL INC COM 754730109 514 6744 SH SOLE 6744 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 230 4357 SH SOLE 4357 0 0 SABRE CORP COM 78573M104 497 23459 SH SOLE 23459 0 0 SCHLUMBERGER LTD COM 806857108 1565 20033 SH SOLE 20033 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 1 32 SH SOLE 32 0 0 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 1 25 SH SOLE 25 0 0 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 231 4313 SH SOLE 4313 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 412 11875 SH SOLE 11875 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 559 11072 SH SOLE 11072 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 254 4895 SH SOLE 4895 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 482 8454 SH SOLE 8454 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 23 514 SH SOLE 514 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 32 568 SH SOLE 568 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 102 2161 SH SOLE 2161 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 188 4621 SH SOLE 4621 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 599 9508 SH SOLE 9508 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 339 3859 SH SOLE 3859 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 23 310 SH SOLE 310 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 244 3758 SH SOLE 3758 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 240 4585 SH SOLE 4585 0 0 SERVICE CORP INTL COM 817565104 500 16180 SH SOLE 16180 0 0 SIMON PPTY GROUP INC NEW COM 828806109 757 4400 SH SOLE 4400 0 0 SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 369 11915 SH SOLE 11915 0 0 SONOCO PRODS CO COM 835495102 246 4640 SH SOLE 4640 0 0 SOUTHERN CO COM 842587107 821 16496 SH SOLE 16496 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1386 5878 SH SOLE 5878 0 0 SPDR SER TR BLOOMBERG SRT TR 78468R408 745 26662 SH SOLE 26662 0 0 SPDR SERIES TRUST BLOMBERG BRC SRT 78464A474 143 4659 SH SOLE 4659 0 0 SPDR SERIES TRUST BLOMBRG BRC AGRT 78464A649 20 343 SH SOLE 343 0 0 SPDR SERIES TRUST S&P 600 SML CAP 78464A813 50 415 SH SOLE 415 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 59 672 SH SOLE 672 0 0 SPDR SERIES TRUST S&P PHARMAC 78464A722 31 752 SH SOLE 752 0 0 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 18 420 SH SOLE 420 0 0 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 203 4273 SH SOLE 4273 0 0 SSGA ACTIVE ETF TR GLOBL ALLO ETF 78467V400 4 119 SH SOLE 119 0 0 STAG INDL INC COM 85254J102 550 21999 SH SOLE 21999 0 0 STURM RUGER & CO INC COM 864159108 279 5202 SH SOLE 5202 0 0 SUN CMNTYS INC COM 866674104 634 7890 SH SOLE 7890 0 0 SUNTRUST BKS INC COM 867914103 405 7320 SH SOLE 7320 0 0 SUPERIOR ENERGY SVCS INC COM 868157108 241 16872 SH SOLE 16872 0 0 SYNCHRONY FINL COM 87165B103 250 7300 SH SOLE 7300 0 0 SYSCO CORP COM 871829107 358 6890 SH SOLE 6890 0 0 TEMPLETON EMERG MKTS INCOME COM 880192109 590 52500 SH SOLE 52500 0 0 UNILEVER N V N Y SHS NEW 904784709 212 4265 SH SOLE 4265 0 0 UNITED PARCEL SERVICE INC CL B 911312106 202 1887 SH SOLE 1887 0 0 UNITED TECHNOLOGIES CORP COM 913017109 765 6814 SH SOLE 6814 0 0 V F CORP COM 918204108 791 14389 SH SOLE 14389 0 0 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 44 522 SH SOLE 522 0 0 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 4 41 SH SOLE 41 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 15 185 SH SOLE 185 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 432 5334 SH SOLE 5334 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 52 425 SH SOLE 425 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 115 1061 SH SOLE 1061 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 9 84 SH SOLE 84 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 68 487 SH SOLE 487 0 0 VANGUARD INDEX FDS REIT ETF 922908553 2132 25813 SH SOLE 25813 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2075 9592 SH SOLE 9592 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 75 611 SH SOLE 611 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 83 622 SH SOLE 622 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 11372 93732 SH SOLE 93732 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 26 272 SH SOLE 272 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 869 18159 SH SOLE 18159 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 870 21913 SH SOLE 21913 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 47 905 SH SOLE 905 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 2 18 SH SOLE 18 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 7 132 SH SOLE 132 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1963 22725 SH SOLE 22725 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 1512 16816 SH SOLE 16816 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 1778 45239 SH SOLE 45239 0 0 VEREIT INC COM 92339V100 1149 135334 SH SOLE 135334 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 851 17447 SH SOLE 17446 0 0 VISA INC COM CL A 92826C839 1457 16393 SH SOLE 16393 0 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 762 28812 SH SOLE 28812 0 0 VORNADO RLTY TR SH BEN INT 929042109 351 3500 SH SOLE 3500 0 0 W P CAREY INC COM 92936U109 1491 23971 SH SOLE 23971 0 0 WAL-MART STORES INC COM 931142103 1015 14083 SH SOLE 14083 0 0 WEINGARTEN RLTY INVS SH BEN INT 948741103 234 7000 SH SOLE 7000 0 0 WELLS FARGO & CO NEW COM 949746101 6153 110540 SH SOLE 110540 0 0 WELLTOWER INC COM 95040Q104 464 6556 SH SOLE 6556 0 0 WESTERN ALLIANCE BANCORP COM 957638109 595 12119 SH SOLE 12119 0 0 WESTERN ASSET GLB HI INCOME COM 95766B109 614 60819 SH SOLE 60819 0 0 WESTERN ASSET HIGH INCM OPP COM 95766K109 476 94500 SH SOLE 94500 0 0 WESTERN UN CO COM 959802109 246 12070 SH SOLE 12070 0 0 WHITE MTNS INS GROUP LTD COM G9618E107 379 431 SH SOLE 431 0 0 WILLIS TOWERS WATSON PUB LTD SHS G96629103 860 6570 SH SOLE 6570 0 0 XCEL ENERGY INC COM 98389B100 209 4704 SH SOLE 4704 0 0 XILINX INC COM 983919101 774 13368 SH SOLE 13368 0 0 ZIMMER BIOMET HLDGS INC COM 98956P102 270 2210 SH SOLE 2210 0 0