Chief Compliance Officer

0001398344-20-002488.txt : 20200210 0001398344-20-002488.hdr.sgml : 20200210 20200210094919 ACCESSION NUMBER: 0001398344-20-002488 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20200210 DATE AS OF CHANGE: 20200210 EFFECTIVENESS DATE: 20200210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROWLAND CARMICHAEL ADVISORS INC /ADV CENTRAL INDEX KEY: 0000825052 IRS NUMBER: 860568468 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19805 FILM NUMBER: 20589994 BUSINESS ADDRESS: STREET 1: 6720 NORTH SCOTTSDALE ROAD, SUITE 212 CITY: Scottsdale STATE: AZ ZIP: 85253-4426 BUSINESS PHONE: 480-421-2660 MAIL ADDRESS: STREET 1: 6720 NORTH SCOTTSDALE ROAD, SUITE 212 CITY: SCOTTSDALE STATE: AZ ZIP: 85253-4426 FORMER COMPANY: FORMER CONFORMED NAME: ROWLAND CARMICHAEL & LEMON ADVISORS INC /ADV DATE OF NAME CHANGE: 19990218 FORMER COMPANY: FORMER CONFORMED NAME: ROWLAND CARMICHAEL & OCONNELL ADVISORS INC /ADV DATE OF NAME CHANGE: 19960613 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT MANAGEMENT CONSULTANTS INC /ADV DATE OF NAME CHANGE: 19950725 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000825052 XXXXXXXX 09-30-2016 09-30-2016 false ROWLAND CARMICHAEL ADVISORS INC /ADV

6720 NORTH SCOTTSDALE ROAD, SUITE 212 SCOTTSDALE AZ 85253-4426

13F HOLDINGS REPORT 028-19805 N Janice Lee Orick Chief Compliance Officer 480-421-2660 /s/ Janice Lee Orick Scottsdale AZ 02-10-2020 0 288 156746 INFORMATION TABLE 2 fp0046447_13fhr-table.xml 13F INFORMATION TABLE 3M CO COM 88579Y101 921 5224 SH SOLE 5224 0 0 ABBOTT LABS COM 002824100 936 22133 SH SOLE 22133 0 0 ABBVIE INC COM 00287Y109 1120 17757 SH SOLE 17757 0 0 ABERDEEN ASIA PACIFIC INCOM COM 003009107 540 105500 SH SOLE 105500 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 519 3478 SH SOLE 3478 0 0 AEGON N V NY REGISTRY SH 007924103 96 24986 SH SOLE 24986 0 0 ALEXANDER & BALDWIN INC NEW COM 014491104 447 11632 SH SOLE 11632 0 0 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 250 2300 SH SOLE 2300 0 0 ALLERGAN PLC SHS G0177J108 985 4279 SH SOLE 4279 0 0 ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 322 25547 SH SOLE 25547 0 0 ALLIANZGI CONV & INCOME FD I COM 018825109 487 82100 SH SOLE 82100 0 0 ALPHABET INC CAP STK CL A 02079K305 1532 1905 SH SOLE 1905 0 0 ALPHABET INC CAP STK CL C 02079K107 125 161 SH SOLE 161 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 2445 192651 SH SOLE 192651 0 0 ALPS ETF TR MED BREAKTHGH 00162Q593 3 100 SH SOLE 100 0 0 ALPS ETF TR SECTR DIV DOGS 00162Q858 22 523 SH SOLE 523 0 0 AMBEV SA SPONSORED ADR 02319V103 161 26414 SH SOLE 26414 0 0 AMDOCS LTD SHS G02602103 283 4900 SH SOLE 4900 0 0 AMERICAN ASSETS TR INC COM 024013104 239 5500 SH SOLE 5500 0 0 AMERICAN TOWER CORP NEW COM 03027X100 670 5911 SH SOLE 5911 0 0 APACHE CORP COM 037411105 302 4730 SH SOLE 4730 0 0 APPLE HOSPITALITY REIT INC COM NEW 03784Y200 259 13993 SH SOLE 13993 0 0 APPLE INC COM 037833100 3065 27112 SH SOLE 27112 0 0 ARMADA HOFFLER PPTYS INC COM 04208T108 201 15000 SH SOLE 15000 0 0 AT&T INC COM 00206R102 1092 26888 SH SOLE 26888 0 0 AUTODESK INC COM 052769106 1195 16526 SH SOLE 16526 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 866 9814 SH SOLE 9814 0 0 AVALONBAY CMNTYS INC COM 053484101 427 2400 SH SOLE 2400 0 0 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 110 18448 SH SOLE 18448 0 0 BAXTER INTL INC COM 071813109 282 5920 SH SOLE 5920 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 216 1 SH SOLE 1 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1471 10185 SH SOLE 10185 0 0 BIO PATH HOLDINGS INC COM 09057N102 618 441259 SH SOLE 441259 0 0 BLACKROCK CORPOR HI YLD FD I COM 09255P107 556 51400 SH SOLE 51400 0 0 BLACKROCK ENERGY & RES TR COM 09250U101 333 23000 SH SOLE 23000 0 0 BOK FINL CORP COM NEW 05561Q201 327 4737 SH SOLE 4737 0 0 BOSTON PROPERTIES INC COM 101121101 545 4000 SH SOLE 4000 0 0 BOSTON SCIENTIFIC CORP COM 101137107 500 20990 SH SOLE 20990 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 920 17061 SH SOLE 17061 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 483 7120 SH SOLE 7120 0 0 BWX TECHNOLOGIES INC COM 05605H100 231 6015 SH SOLE 6015 0 0 CAMDEN PPTY TR SH BEN INT 133131102 335 4000 SH SOLE 4000 0 0 CANADIAN NATL RY CO COM 136375102 924 14131 SH SOLE 14131 0 0 CATERPILLAR INC DEL COM 149123101 1115 12558 SH SOLE 12558 0 0 CELGENE CORP COM 151020104 1058 10121 SH SOLE 10121 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 289 1069 SH SOLE 1069 0 0 CHATHAM LODGING TR COM 16208T102 463 24065 SH SOLE 24065 0 0 CHEVRON CORP NEW COM 166764100 1647 16003 SH SOLE 16002 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 291 4732 SH SOLE 4732 0 0 CHUBB LIMITED COM H1467J104 757 6025 SH SOLE 6025 0 0 CISCO SYS INC COM 17275R102 922 29063 SH SOLE 29063 0 0 CITY OFFICE REIT INC COM 178587101 187 14710 SH SOLE 14710 0 0 CLOROX CO DEL COM 189054109 499 3985 SH SOLE 3985 0 0 COCA COLA CO COM 191216100 1091 25785 SH SOLE 25785 0 0 COMCAST CORP NEW CL A 20030N101 300 4521 SH SOLE 4521 0 0 COUSINS PPTYS INC COM 222795106 177 17000 SH SOLE 17000 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 565 6000 SH SOLE 6000 0 0 CUMMINS INC COM 231021106 1025 7995 SH SOLE 7995 0 0 CYRUSONE INC COM 23283R100 300 6300 SH SOLE 6300 0 0 DANAHER CORP DEL COM 235851102 503 6418 SH SOLE 6418 0 0 DBX ETF TR DB XTR MSCI EUR 233051853 1398 54214 SH SOLE 54214 0 0 DBX ETF TR XTRAK MSCI EAFE 233051200 53 1997 SH SOLE 1997 0 0 DBX ETF TR XTRAK MSCI JAPN 233051507 18 536 SH SOLE 536 0 0 DECKERS OUTDOOR CORP COM 243537107 243 4087 SH SOLE 4087 0 0 DEERE & CO COM 244199105 312 3658 SH SOLE 3658 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 1106 9535 SH SOLE 9535 0 0 DOLLAR GEN CORP NEW COM 256677105 1179 16845 SH SOLE 16845 0 0 DTE ENERGY CO COM 233331107 323 3452 SH SOLE 3452 0 0 EASTGROUP PPTY INC COM 277276101 257 3500 SH SOLE 3500 0 0 EATON VANCE CORP COM NON VTG 278265103 213 5446 SH SOLE 5446 0 0 EDISON INTL COM 281020107 231 3200 SH SOLE 3200 0 0 EMERSON ELEC CO COM 291011104 931 17088 SH SOLE 17088 0 0 EMPIRE ST RLTY TR INC CL A 292104106 230 11000 SH SOLE 11000 0 0 ENERGIZER HLDGS INC NEW COM 29272W109 410 8208 SH SOLE 8208 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 261 9435 SH SOLE 9435 0 0 ERICSSON ADR B SEK 10 294821608 116 16063 SH SOLE 16063 0 0 ESSEX PPTY TR INC COM 297178105 401 1800 SH SOLE 1800 0 0 EXXON MOBIL CORP COM 30231G102 1358 15562 SH SOLE 15562 0 0 FACEBOOK INC CL A 30303M102 1610 12551 SH SOLE 12551 0 0 FIRST AMERN FINL CORP COM 31847R102 371 9440 SH SOLE 9440 0 0 FIRST INDUSTRIAL REALTY TRUS COM 32054K103 504 17847 SH SOLE 17847 0 0 FIRST TR EXCHAN TRADED FD VI FST TR GLB FD 33739H101 864 41960 SH SOLE 41960 0 0 FRANKS INTL N V COM N33462107 538 41402 SH SOLE 41402 0 0 FS INVT CORP COM 302635107 259 27375 SH SOLE 27375 0 0 GATX CORP COM 361448103 363 8151 SH SOLE 8151 0 0 GENERAL ELECTRIC CO COM 369604103 1310 44225 SH SOLE 44225 0 0 GENERAL MLS INC COM 370334104 867 13565 SH SOLE 13565 0 0 GENUINE PARTS CO COM 372460105 274 2726 SH SOLE 2726 0 0 GILEAD SCIENCES INC COM 375558103 1080 13650 SH SOLE 13650 0 0 GLADSTONE INVT CORP COM 376546107 101 11361 SH SOLE 11361 0 0 GLOBAL NET LEASE INC COM 379378102 743 91036 SH SOLE 91036 0 0 HASBRO INC COM 418056107 434 5465 SH SOLE 5465 0 0 HERSHA HOSPITALITY TR PR SHS BEN INT 427825500 252 14000 SH SOLE 14000 0 0 HESS CORP COM 42809H107 246 4580 SH SOLE 4580 0 0 HOLOGIC INC COM 436440101 1191 30681 SH SOLE 30681 0 0 HOME DEPOT INC COM 437076102 945 7340 SH SOLE 7340 0 0 HUNTINGTON BANCSHARES INC COM 446150104 264 26805 SH SOLE 26805 0 0 ILLINOIS TOOL WKS INC COM 452308109 953 7951 SH SOLE 7951 0 0 INTEL CORP COM 458140100 1199 31758 SH SOLE 31758 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 883 5559 SH SOLE 5559 0 0 INVESCO LTD SHS G491BT108 239 7658 SH SOLE 7658 0 0 ISHARES AGGRES ALLOC ETF 464289859 23 490 SH SOLE 490 0 0 ISHARES CONSER ALLOC ETF 464289883 80 2405 SH SOLE 2405 0 0 ISHARES GRWT ALLOCAT ETF 464289867 113 2743 SH SOLE 2743 0 0 ISHARES MODERT ALLOC ETF 464289875 83 2298 SH SOLE 2298 0 0 ISHARES GOLD TRUST ISHARES 464285105 170 13387 SH SOLE 13387 0 0 ISHARES INC CORE MSCI EMKT 46434G103 212 4655 SH SOLE 4655 0 0 ISHARES TR 1-3 YR CR BD ETF 464288646 3212 30373 SH SOLE 30373 0 0 ISHARES TR 1-3 YR TR BD ETF 464287457 59 698 SH SOLE 698 0 0 ISHARES TR 20 YR TR BD ETF 464287432 39 282 SH SOLE 282 0 0 ISHARES TR 7-10 Y TR BD ETF 464287440 130 1164 SH SOLE 1164 0 0 ISHARES TR A RATE CP BD ETF 46429B291 21 400 SH SOLE 400 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 139 1712 SH SOLE 1712 0 0 ISHARES TR CORE MSCI EAFE 46432F842 255 4624 SH SOLE 4624 0 0 ISHARES TR CORE S&P MCP ETF 464287507 1526 9861 SH SOLE 9861 0 0 ISHARES TR CORE S&P SCP ETF 464287804 1275 10273 SH SOLE 10273 0 0 ISHARES TR CORE S&P500 ETF 464287200 69 317 SH SOLE 317 0 0 ISHARES TR CORE US AGGBD ET 464287226 281 2497 SH SOLE 2497 0 0 ISHARES TR EAFE SML CP ETF 464288273 10 200 SH SOLE 200 0 0 ISHARES TR FLTG RATE BD ETF 46429B655 2275 44828 SH SOLE 44828 0 0 ISHARES TR IBOXX HI YD ETF 464288513 587 6726 SH SOLE 6726 0 0 ISHARES TR IBOXX INV CP ETF 464287242 75 608 SH SOLE 608 0 0 ISHARES TR INTRM GOV/CR ETF 464288612 90 795 SH SOLE 795 0 0 ISHARES TR JP MOR EM MK ETF 464288281 710 6058 SH SOLE 6058 0 0 ISHARES TR MBS ETF 464288588 21 193 SH SOLE 193 0 0 ISHARES TR MIN VOL EAFE ETF 46429B689 49 725 SH SOLE 725 0 0 ISHARES TR MRGSTR MD CP ETF 464288208 77 500 SH SOLE 500 0 0 ISHARES TR MSCI EAFE ETF 464287465 81 1371 SH SOLE 1371 0 0 ISHARES TR RUS 1000 ETF 464287622 7 55 SH SOLE 55 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 2 13 SH SOLE 13 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 2 19 SH SOLE 19 0 0 ISHARES TR RUS MD CP GR ETF 464287481 6 59 SH SOLE 59 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 348 2801 SH SOLE 2801 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 15 120 SH SOLE 120 0 0 ISHARES TR SP SMCP600VL ETF 464287879 36 289 SH SOLE 289 0 0 ISHARES TR TIPS BD ETF 464287176 226 1941 SH SOLE 1941 0 0 ISHARES TR U.S. CNSM SV ETF 464287580 78 530 SH SOLE 530 0 0 ISHARES TR U.S. PFD STK ETF 464288687 448 11345 SH SOLE 11345 0 0 ISHARES TR U.S. REAL ES ETF 464287739 31 380 SH SOLE 380 0 0 ISHARES TR U.S. TECH ETF 464287721 144 1212 SH SOLE 1212 0 0 JOHNSON & JOHNSON COM 478160104 1667 14111 SH SOLE 14111 0 0 KAMAN CORP COM 483548103 332 7568 SH SOLE 7568 0 0 KILROY RLTY CORP COM 49427F108 215 3100 SH SOLE 3100 0 0 KITE RLTY GROUP TR COM NEW 49803T300 305 11000 SH SOLE 11000 0 0 LANDSTAR SYS INC COM 515098101 302 4443 SH SOLE 4443 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 284 3974 SH SOLE 3974 0 0 LIBERTY MEDIA CORP DELAWARE COM C SIRIUSXM 531229607 334 9990 SH SOLE 9990 0 0 LIFE STORAGE INC COM 53223X107 525 5900 SH SOLE 5900 0 0 M & T BK CORP COM 55261F104 400 3443 SH SOLE 3443 0 0 MACERICH CO COM 554382101 202 2500 SH SOLE 2500 0 0 MATSON INC COM 57686G105 288 7224 SH SOLE 7224 0 0 MATTEL INC COM 577081102 290 9590 SH SOLE 9590 0 0 MBIA INC COM 55262C100 166 21361 SH SOLE 21361 0 0 MCCORMICK & CO INC COM NON VTG 579780206 889 8900 SH SOLE 8900 0 0 MCDONALDS CORP COM 580135101 978 8480 SH SOLE 8480 0 0 MCKESSON CORP COM 58155Q103 419 2515 SH SOLE 2515 0 0 MEDTRONIC PLC SHS G5960L103 913 10565 SH SOLE 10565 0 0 MERCK & CO INC COM 58933Y105 1065 17062 SH SOLE 17062 0 0 MICROSOFT CORP COM 594918104 1123 19493 SH SOLE 19493 0 0 MORGAN STANLEY EM MKTS DM DE COM 617477104 587 73123 SH SOLE 73123 0 0 NATIONAL FUEL GAS CO N J COM 636180101 596 11020 SH SOLE 11020 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 294 20690 SH SOLE 20690 0 0 NEWELL BRANDS INC COM 651229106 1083 20571 SH SOLE 20571 0 0 NEWMARKET CORP COM 651587107 647 1507 SH SOLE 1507 0 0 NEXTERA ENERGY INC COM 65339F101 618 5051 SH SOLE 5051 0 0 NIELSEN HLDGS PLC SHS EUR G6518L108 1187 22165 SH SOLE 22165 0 0 NISOURCE INC COM 65473P105 260 10775 SH SOLE 10775 0 0 NORTHERN TR CORP COM 665859104 747 10992 SH SOLE 10992 0 0 NOVARTIS A G SPONSORED ADR 66987V109 203 2574 SH SOLE 2574 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 243 3339 SH SOLE 3339 0 0 OLIN CORP COM PAR $1 680665205 332 16201 SH SOLE 16201 0 0 OMEGA HEALTHCARE INVS INC COM 681936100 384 10823 SH SOLE 10823 0 0 OMNICOM GROUP INC COM 681919106 367 4316 SH SOLE 4316 0 0 ORANGE SPONSORED ADR 684060106 174 11185 SH SOLE 11185 0 0 PATTERSON COMPANIES INC COM 703395103 210 4570 SH SOLE 4570 0 0 PENSKE AUTOMOTIVE GRP INC COM 70959W103 445 9232 SH SOLE 9232 0 0 PEPSICO INC COM 713448108 1111 10217 SH SOLE 10217 0 0 PFIZER INC COM 717081103 284 8387 SH SOLE 8387 0 0 PHILIP MORRIS INTL INC COM 718172109 671 6907 SH SOLE 6907 0 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 250 2512 SH SOLE 2512 0 0 PIMCO ETF TR 15+ YR US TIPS 72201R304 86 1200 SH SOLE 1200 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 407 4018 SH SOLE 4018 0 0 PIMCO ETF TR TTL RTN ACTV ETF 72201R775 4 40 SH SOLE 40 0 0 PIONEER NAT RES CO COM 723787107 232 1250 SH SOLE 1250 0 0 PRICESMART INC COM 741511109 370 4421 SH SOLE 4421 0 0 PROCTER AND GAMBLE CO COM 742718109 1400 15598 SH SOLE 15598 0 0 PROLOGIS INC COM 74340W103 275 5137 SH SOLE 5137 0 0 PROSPECT CAPITAL CORPORATION COM 74348T102 184 22710 SH SOLE 22710 0 0 PUBLIC STORAGE COM 74460D109 827 3706 SH SOLE 3706 0 0 QUALCOMM INC COM 747525103 1075 15692 SH SOLE 15692 0 0 QUEST DIAGNOSTICS INC COM 74834L100 339 4000 SH SOLE 4000 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 491 9810 SH SOLE 9810 0 0 SCHLUMBERGER LTD COM 806857108 1734 22048 SH SOLE 22048 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 1 32 SH SOLE 32 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 3 100 SH SOLE 100 0 0 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 1 37 SH SOLE 37 0 0 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 376 6769 SH SOLE 6769 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 370 11875 SH SOLE 11875 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 546 10759 SH SOLE 10759 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 263 4895 SH SOLE 4895 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 504 9642 SH SOLE 9642 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 41 965 SH SOLE 965 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 207 4004 SH SOLE 4004 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 133 3053 SH SOLE 3053 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 197 4621 SH SOLE 4621 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 565 9821 SH SOLE 9821 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 246 3073 SH SOLE 3073 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 44 825 SH SOLE 825 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 17 285 SH SOLE 285 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 19 390 SH SOLE 390 0 0 SEMPRA ENERGY COM 816851109 257 2400 SH SOLE 2400 0 0 SERVICE CORP INTL COM 817565104 440 16570 SH SOLE 16570 0 0 SIMON PPTY GROUP INC NEW COM 828806109 830 4010 SH SOLE 4010 0 0 SONOCO PRODS CO COM 835495102 245 4640 SH SOLE 4640 0 0 SOUTHERN CO COM 842587107 1069 20830 SH SOLE 20830 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1326 6130 SH SOLE 6130 0 0 SPDR SER TR NUVN BR SHT MUNI 78468R739 20 400 SH SOLE 400 0 0 SPDR SER TR SHT TRM HGH YLD 78468R408 812 29327 SH SOLE 29327 0 0 SPDR SERIES TRUST BARC SHT TR CP 78464A474 408 13274 SH SOLE 13274 0 0 SPDR SERIES TRUST BRCLYS AGG ETF 78464A649 20 343 SH SOLE 343 0 0 SPDR SERIES TRUST S&P 600 SML CAP 78464A813 46 415 SH SOLE 415 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 57 672 SH SOLE 672 0 0 SPDR SERIES TRUST S&P PHARMAC 78464A722 33 752 SH SOLE 752 0 0 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 18 420 SH SOLE 420 0 0 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 88 11861 SH SOLE 11861 0 0 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 229 4841 SH SOLE 4841 0 0 SSGA ACTIVE ETF TR GLOBL ALLO ETF 78467V400 4 119 SH SOLE 119 0 0 STAG INDL INC COM 85254J102 578 23596 SH SOLE 23596 0 0 STERICYCLE INC COM 858912108 792 9877 SH SOLE 9877 0 0 SUN CMNTYS INC COM 866674104 619 7890 SH SOLE 7890 0 0 SUNTRUST BKS INC COM 867914103 321 7320 SH SOLE 7320 0 0 SUPERIOR ENERGY SVCS INC COM 868157108 269 15023 SH SOLE 15023 0 0 SYNCHRONY FINL COM 87165B103 286 10220 SH SOLE 10220 0 0 SYSCO CORP COM 871829107 344 7018 SH SOLE 7018 0 0 TEMPLETON EMERG MKTS INCOME COM 880192109 578 52500 SH SOLE 52500 0 0 TEMPLETON GLOBAL INCOME FD COM 880198106 462 74000 SH SOLE 74000 0 0 TEMPUR SEALY INTL INC COM 88023U101 458 8076 SH SOLE 8076 0 0 TENET HEALTHCARE CORP COM NEW 88033G407 208 9163 SH SOLE 9163 0 0 TOTAL S A SPONSORED ADR 89151E109 211 4432 SH SOLE 4432 0 0 UNITED PARCEL SERVICE INC CL B 911312106 1159 10601 SH SOLE 10601 0 0 UNITED TECHNOLOGIES CORP COM 913017109 806 7930 SH SOLE 7930 0 0 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 46 522 SH SOLE 522 0 0 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 4 41 SH SOLE 41 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 34 425 SH SOLE 425 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 365 4335 SH SOLE 4335 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 48 425 SH SOLE 425 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 101 1014 SH SOLE 1014 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 47 445 SH SOLE 445 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 8 84 SH SOLE 84 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 87 674 SH SOLE 674 0 0 VANGUARD INDEX FDS REIT ETF 922908553 992 11440 SH SOLE 11440 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2218 11164 SH SOLE 11164 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 126 1034 SH SOLE 1034 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 3670 32961 SH SOLE 32961 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 24 272 SH SOLE 272 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 333 7331 SH SOLE 7331 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 835 22191 SH SOLE 22191 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 108 2215 SH SOLE 2215 0 0 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 167 2750 SH SOLE 2750 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 2 18 SH SOLE 18 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 271 4817 SH SOLE 4817 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 3 44 SH SOLE 44 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 2398 26774 SH SOLE 26774 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 1475 17578 SH SOLE 17578 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 2323 62092 SH SOLE 62092 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 484 3533 SH SOLE 3533 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 638 4803 SH SOLE 4803 0 0 VEREIT INC COM 92339V100 1582 152566 SH SOLE 152566 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1186 22811 SH SOLE 22811 0 0 VISA INC COM CL A 92826C839 864 10451 SH SOLE 10451 0 0 VISTA OUTDOOR INC COM 928377100 323 8106 SH SOLE 8106 0 0 VODAFONE GROUP PLC NEW SPNSR ADR 92857W308 952 32669 SH SOLE 32669 0 0 VORNADO RLTY TR SH BEN INT 929042109 354 3500 SH SOLE 3500 0 0 W P CAREY INC COM 92936U109 2093 32428 SH SOLE 32428 0 0 WAL-MART STORES INC COM 931142103 1103 15300 SH SOLE 15300 0 0 WEINGARTEN RLTY INVS SH BEN INT 948741103 273 7000 SH SOLE 7000 0 0 WELLS FARGO & CO NEW COM 949746101 4894 110535 SH SOLE 110534 0 0 WELLTOWER INC COM 95040Q104 463 6196 SH SOLE 6196 0 0 WESTERN ALLIANCE BANCORP COM 957638109 200 5338 SH SOLE 5338 0 0 WESTERN ASSET GLB HI INCOME COM 95766B109 392 38449 SH SOLE 38449 0 0 WESTERN ASSET HIGH INCM OPP COM 95766K109 391 77500 SH SOLE 77500 0 0 WESTERN UN CO COM 959802109 254 12183 SH SOLE 12183 0 0 WHITE MTNS INS GROUP LTD COM G9618E107 358 431 SH SOLE 431 0 0 WILLIS TOWERS WATSON PUB LTD SHS G96629103 1076 8106 SH SOLE 8106 0 0 WYNN RESORTS LTD COM 983134107 312 3204 SH SOLE 3204 0 0 XCEL ENERGY INC COM 98389B100 201 4897 SH SOLE 4897 0 0 XILINX INC COM 983919101 952 17524 SH SOLE 17524 0 0 ZIMMER BIOMET HLDGS INC COM 98956P102 287 2210 SH SOLE 2210 0 0