0001398344-20-002484.txt : 20200210
0001398344-20-002484.hdr.sgml : 20200210
20200210094005
ACCESSION NUMBER: 0001398344-20-002484
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20200210
DATE AS OF CHANGE: 20200210
EFFECTIVENESS DATE: 20200210
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROWLAND CARMICHAEL ADVISORS INC /ADV
CENTRAL INDEX KEY: 0000825052
IRS NUMBER: 860568468
STATE OF INCORPORATION: AZ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19805
FILM NUMBER: 20589965
BUSINESS ADDRESS:
STREET 1: 6720 NORTH SCOTTSDALE ROAD, SUITE 212
CITY: Scottsdale
STATE: AZ
ZIP: 85253-4426
BUSINESS PHONE: 480-421-2660
MAIL ADDRESS:
STREET 1: 6720 NORTH SCOTTSDALE ROAD, SUITE 212
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85253-4426
FORMER COMPANY:
FORMER CONFORMED NAME: ROWLAND CARMICHAEL & LEMON ADVISORS INC /ADV
DATE OF NAME CHANGE: 19990218
FORMER COMPANY:
FORMER CONFORMED NAME: ROWLAND CARMICHAEL & OCONNELL ADVISORS INC /ADV
DATE OF NAME CHANGE: 19960613
FORMER COMPANY:
FORMER CONFORMED NAME: INVESTMENT MANAGEMENT CONSULTANTS INC /ADV
DATE OF NAME CHANGE: 19950725
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000825052
XXXXXXXX
03-31-2016
03-31-2016
false
ROWLAND CARMICHAEL ADVISORS INC /ADV
6720 NORTH SCOTTSDALE ROAD, SUITE 212
SCOTTSDALE
AZ
85253-4426
13F HOLDINGS REPORT
028-19805
N
Janice Lee Orick
Chief Compliance Officer
480-421-2660
/s/ Janice Lee Orick
Scottsdale
AZ
02-10-2020
0
213
108338
INFORMATION TABLE
2
fp0046445_13fhr-table.xml
13F INFORMATION TABLE
3M CO
COM
88579Y101
730
4381
SH
SOLE
4381
0
0
ABBOTT LABS
COM
002824100
829
19822
SH
SOLE
19822
0
0
ABBVIE INC
COM
00287Y109
892
15620
SH
SOLE
15620
0
0
ABERDEEN ASIA PACIFIC INCOM
COM
003009107
578
115500
SH
SOLE
115500
0
0
ALLIANCEBERNSTEIN GBL HGH IN
COM
01879R106
298
25547
SH
SOLE
25547
0
0
ALLIANZGI CONV & INCOME FD I
COM
018825109
425
87100
SH
SOLE
87100
0
0
ALPHABET INC
CAP STK CL A
02079K305
537
704
SH
SOLE
704
0
0
ALPHABET INC
CAP STK CL C
02079K107
123
165
SH
SOLE
165
0
0
ALPS ETF TR
ALERIAN MLP
00162Q866
635
58144
SH
SOLE
58144
0
0
ALPS ETF TR
SECTR DIV DOGS
00162Q858
20
523
SH
SOLE
523
0
0
APPLE INC
COM
037833100
3136
28772
SH
SOLE
28772
0
0
AT&T INC
COM
00206R102
862
21999
SH
SOLE
21999
0
0
AUTODESK INC
COM
052769106
424
7270
SH
SOLE
7270
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
692
7712
SH
SOLE
7712
0
0
BANK MONTREAL QUE
COM
063671101
616
10146
SH
SOLE
10146
0
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
640
3
SH
SOLE
3
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
2131
15019
SH
SOLE
15019
0
0
BIO PATH HOLDINGS INC
COM
09057N102
1143
441259
SH
SOLE
441259
0
0
BLACKROCK CORPOR HI YLD FD I
COM
09255P107
512
51400
SH
SOLE
51400
0
0
BLACKROCK ENERGY & RES TR
COM
09250U101
299
23000
SH
SOLE
23000
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
232
8276
SH
SOLE
8276
0
0
BOK FINL CORP
COM NEW
05561Q201
481
8806
SH
SOLE
8806
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
1018
15931
SH
SOLE
15931
0
0
CANADIAN NATL RY CO
COM
136375102
670
10730
SH
SOLE
10730
0
0
CATERPILLAR INC DEL
COM
149123101
780
10189
SH
SOLE
10189
0
0
CELGENE CORP
COM
151020104
341
3402
SH
SOLE
3402
0
0
CHATHAM LODGING TR
COM
16208T102
310
14480
SH
SOLE
14480
0
0
CHEVRON CORP NEW
COM
166764100
2139
22426
SH
SOLE
22425
0
0
CHUBB LIMITED
COM
H1467J104
447
3755
SH
SOLE
3755
0
0
CLOROX CO DEL
COM
189054109
374
2965
SH
SOLE
2965
0
0
COCA COLA CO
COM
191216100
1050
22640
SH
SOLE
22640
0
0
COMMERCE BANCSHARES INC
COM
200525103
238
5293
SH
SOLE
5293
0
0
CUMMINS INC
COM
231021106
536
4872
SH
SOLE
4872
0
0
DANAHER CORP DEL
COM
235851102
283
2985
SH
SOLE
2985
0
0
DBX ETF TR
XTRAK MSCI EAFE
233051200
38
1473
SH
SOLE
1473
0
0
DBX ETF TR
DB XTR MSCI EUR
233051853
1644
66647
SH
SOLE
66647
0
0
DBX ETF TR
XTRAK MSCI JAPN
233051507
18
536
SH
SOLE
536
0
0
DEERE & CO
COM
244199105
379
4919
SH
SOLE
4919
0
0
DIAGEO P L C
SPON ADR NEW
25243Q205
914
8475
SH
SOLE
8475
0
0
DISNEY WALT CO
COM DISNEY
254687106
557
5610
SH
SOLE
5610
0
0
DOLLAR GEN CORP NEW
COM
256677105
375
4376
SH
SOLE
4376
0
0
EMERSON ELEC CO
COM
291011104
819
15064
SH
SOLE
15064
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
239
9703
SH
SOLE
9703
0
0
EXXON MOBIL CORP
COM
30231G102
1124
13450
SH
SOLE
13450
0
0
FACEBOOK INC
CL A
30303M102
717
6287
SH
SOLE
6287
0
0
FIRST TR EXCHAN TRADED FD VI
FST TR GLB FD
33739H101
541
26808
SH
SOLE
26808
0
0
FIRST TR EXCHANGE TRADED FD
CONSUMR STAPLE
33734X119
18
389
SH
SOLE
389
0
0
FIRST TR EXCHANGE TRADED FD
FINLS ALPHADEX
33734X135
58
2585
SH
SOLE
2585
0
0
FIRST TR EXCHANGE TRADED FD
HLTH CARE ALPH
33734X143
50
890
SH
SOLE
890
0
0
FIRST TR EXCHANGE TRADED FD
INDLS PROD DUR
33734X150
93
3359
SH
SOLE
3359
0
0
FIRST TR EXCHANGE TRADED FD
MATERIALS ALPH
33734X168
35
1148
SH
SOLE
1148
0
0
FIRST TR US IPO INDEX FD
SHS
336920103
427
8527
SH
SOLE
8527
0
0
FRANKS INTL N V
COM
N33462107
714
43336
SH
SOLE
43336
0
0
FS INVT CORP
COM
302635107
251
27375
SH
SOLE
27375
0
0
FULLER H B CO
COM
359694106
378
8912
SH
SOLE
8912
0
0
GENERAL ELECTRIC CO
COM
369604103
1303
40990
SH
SOLE
40990
0
0
GENERAL MLS INC
COM
370334104
710
11213
SH
SOLE
11213
0
0
GILEAD SCIENCES INC
COM
375558103
1254
13650
SH
SOLE
13650
0
0
GLOBAL NET LEASE INC
COM
379378102
909
106177
SH
SOLE
106177
0
0
HOLOGIC INC
COM
436440101
365
10576
SH
SOLE
10576
0
0
HOME DEPOT INC
COM
437076102
915
6860
SH
SOLE
6860
0
0
ILLINOIS TOOL WKS INC
COM
452308109
722
7049
SH
SOLE
7049
0
0
INTEL CORP
COM
458140100
789
24375
SH
SOLE
24375
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
571
3771
SH
SOLE
3771
0
0
ISHARES
CONSER ALLOC ETF
464289883
77
2383
SH
SOLE
2383
0
0
ISHARES
GRWT ALLOCAT ETF
464289867
145
3671
SH
SOLE
3671
0
0
ISHARES
MODERT ALLOC ETF
464289875
32
910
SH
SOLE
910
0
0
ISHARES
AGGRES ALLOC ETF
464289859
115
2545
SH
SOLE
2545
0
0
ISHARES INC
CORE MSCI EMKT
46434G103
307
7374
SH
SOLE
7374
0
0
ISHARES TR
1-3 YR TR BD ETF
464287457
59
698
SH
SOLE
698
0
0
ISHARES TR
20 YR TR BD ETF
464287432
38
291
SH
SOLE
291
0
0
ISHARES TR
7-10 Y TR BD ETF
464287440
197
1788
SH
SOLE
1788
0
0
ISHARES TR
CORE HIGH DV ETF
46429B663
143
1837
SH
SOLE
1837
0
0
ISHARES TR
CORE MSCI EAFE
46432F842
259
4868
SH
SOLE
4868
0
0
ISHARES TR
CORE S&P500 ETF
464287200
76
367
SH
SOLE
367
0
0
ISHARES TR
CORE US AGGBD ET
464287226
219
1974
SH
SOLE
1974
0
0
ISHARES TR
EAFE MIN VOL ETF
46429B689
49
738
SH
SOLE
738
0
0
ISHARES TR
FLTG RATE BD ETF
46429B655
2976
59029
SH
SOLE
59029
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
515
6309
SH
SOLE
6309
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
148
1245
SH
SOLE
1245
0
0
ISHARES TR
INTRM GOV/CR ETF
464288612
89
795
SH
SOLE
795
0
0
ISHARES TR
JP MOR EM MK ETF
464288281
406
3682
SH
SOLE
3682
0
0
ISHARES TR
MBS ETF
464288588
21
193
SH
SOLE
193
0
0
ISHARES TR
MSCI EAFE ETF
464287465
85
1483
SH
SOLE
1483
0
0
ISHARES TR
NASDQ BIOTEC ETF
464287556
26
100
SH
SOLE
100
0
0
ISHARES TR
U.S. PFD STK ETF
464288687
409
10468
SH
SOLE
10468
0
0
ISHARES TR
RUS 1000 ETF
464287622
6
55
SH
SOLE
55
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
414
3742
SH
SOLE
3742
0
0
ISHARES TR
RUS 2000 GRW ETF
464287648
48
363
SH
SOLE
363
0
0
ISHARES TR
RUS 2000 VAL ETF
464287630
30
319
SH
SOLE
319
0
0
ISHARES TR
RUSSELL 3000 ETF
464287689
30
250
SH
SOLE
250
0
0
ISHARES TR
RUS MD CP GR ETF
464287481
10
106
SH
SOLE
106
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
1809
12545
SH
SOLE
12545
0
0
ISHARES TR
SP SMCP600VL ETF
464287879
33
289
SH
SOLE
289
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
1253
11128
SH
SOLE
11128
0
0
ISHARES TR
1-3 YR CR BD ETF
464288646
2817
26726
SH
SOLE
26726
0
0
ISHARES TR
TIPS BD ETF
464287176
224
1956
SH
SOLE
1956
0
0
ISHARES TR
TRANS AVG ETF
464287192
15
102
SH
SOLE
102
0
0
ISHARES TR
U.S. CNSM SV ETF
464287580
77
530
SH
SOLE
530
0
0
ISHARES TR
U.S. REAL ES ETF
464287739
132
1696
SH
SOLE
1696
0
0
ISHARES TR
U.S. TECH ETF
464287721
500
4608
SH
SOLE
4608
0
0
JOHNSON & JOHNSON
COM
478160104
1526
14106
SH
SOLE
14106
0
0
MADISON SQUARE GARDEN CO NEW
CL A
55825T103
247
1482
SH
SOLE
1482
0
0
MCCORMICK & CO INC
COM NON VTG
579780206
748
7516
SH
SOLE
7516
0
0
MCDONALDS CORP
COM
580135101
972
7732
SH
SOLE
7732
0
0
MEDTRONIC PLC
SHS
G5960L103
691
9208
SH
SOLE
9208
0
0
MERCK & CO INC NEW
COM
58933Y105
724
13676
SH
SOLE
13676
0
0
MFS INTERMEDIATE HIGH INC FD
SH BEN INT
59318T109
134
57158
SH
SOLE
57158
0
0
MICROSOFT CORP
COM
594918104
969
17544
SH
SOLE
17544
0
0
MORGAN STANLEY EM MKTS DM DE
COM
617477104
604
79123
SH
SOLE
79123
0
0
NATIONAL FUEL GAS CO N J
COM
636180101
659
13169
SH
SOLE
13169
0
0
NEXTERA ENERGY INC
COM
65339F101
343
2901
SH
SOLE
2901
0
0
NIELSEN HLDGS PLC
SHS EUR
G6518L108
459
8715
SH
SOLE
8715
0
0
NIKE INC
CL B
654106103
900
14646
SH
SOLE
14646
0
0
NORTHERN TR CORP
COM
665859104
230
3535
SH
SOLE
3535
0
0
OMEGA HEALTHCARE INVS INC
COM
681936100
235
6666
SH
SOLE
6666
0
0
PEPSICO INC
COM
713448108
876
8547
SH
SOLE
8547
0
0
PFIZER INC
COM
717081103
208
7032
SH
SOLE
7032
0
0
PHILIP MORRIS INTL INC
COM
718172109
535
5448
SH
SOLE
5448
0
0
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
242
2603
SH
SOLE
2603
0
0
PIMCO ETF TR
15+ YR US TIPS
72201R304
80
1200
SH
SOLE
1200
0
0
PIMCO ETF TR
TTL RTN ACTV ETF
72201R775
4
40
SH
SOLE
40
0
0
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
456
4521
SH
SOLE
4521
0
0
PROCTER & GAMBLE CO
COM
742718109
1163
14127
SH
SOLE
14127
0
0
PROSHARES TR
PRIV EQTY-LSTD
74348A533
9
235
SH
SOLE
235
0
0
PROSHARES TR
HGH YLD INT RATE
74348A541
76
1217
SH
SOLE
1217
0
0
PROSHARES TR
S&P 500 DV ARIST
74348A467
124
2361
SH
SOLE
2361
0
0
PROSHARES TR
SHRT RUSSELL2000
74348A210
6
100
SH
SOLE
100
0
0
PROSPECT CAPITAL CORPORATION
COM
74348T102
165
22710
SH
SOLE
22710
0
0
PUBLIC STORAGE
COM
74460D109
867
3142
SH
SOLE
3142
0
0
QUALCOMM INC
COM
747525103
499
9765
SH
SOLE
9765
0
0
QUEST DIAGNOSTICS INC
COM
74834L100
330
4620
SH
SOLE
4620
0
0
REALTY INCOME CORP
COM
756109104
395
6326
SH
SOLE
6326
0
0
SCHLUMBERGER LTD
COM
806857108
218
2956
SH
SOLE
2956
0
0
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
1
32
SH
SOLE
32
0
0
SCHWAB STRATEGIC TR
SCHWAB FDT US SC
808524763
293
10208
SH
SOLE
10208
0
0
SCHWAB STRATEGIC TR
INTRM TRM TRES
808524854
168
3042
SH
SOLE
3042
0
0
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
3
100
SH
SOLE
100
0
0
SCHWAB STRATEGIC TR
INTL SCEQT ETF
808524888
1
37
SH
SOLE
37
0
0
SCHWAB STRATEGIC TR
SHT TM US TRES
808524862
438
8629
SH
SOLE
8629
0
0
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
709
14384
SH
SOLE
14384
0
0
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
32
660
SH
SOLE
660
0
0
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
5
125
SH
SOLE
125
0
0
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
147
3614
SH
SOLE
3614
0
0
SCHWAB STRATEGIC TR
US REIT ETF
808524847
197
4761
SH
SOLE
4761
0
0
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
413
7937
SH
SOLE
7937
0
0
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
178
3375
SH
SOLE
3375
0
0
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
39
985
SH
SOLE
985
0
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
711
8987
SH
SOLE
8987
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
44
825
SH
SOLE
825
0
0
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
71
1148
SH
SOLE
1148
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
119
5294
SH
SOLE
5294
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
77
1136
SH
SOLE
1136
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
246
4441
SH
SOLE
4441
0
0
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
164
3654
SH
SOLE
3654
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
65
1455
SH
SOLE
1455
0
0
SOUTHERN CO
COM
842587107
758
14658
SH
SOLE
14658
0
0
SOUTHWEST AIRLS CO
COM
844741108
206
4603
SH
SOLE
4603
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1451
7060
SH
SOLE
7060
0
0
SPDR SER TR
SHT TRM HGH YLD
78468R408
841
32556
SH
SOLE
32556
0
0
SPDR SER TR
NUVN BR SHT MUNI
78468R739
20
400
SH
SOLE
400
0
0
SPDR SERIES TRUST
BRCLYS AGG ETF
78464A649
20
343
SH
SOLE
343
0
0
SPDR SERIES TRUST
RUSSELL 1000 ETF
78464A854
0
1
SH
SOLE
1
0
0
SPDR SERIES TRUST
BARC SHT TR CP
78464A474
470
15331
SH
SOLE
15331
0
0
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
54
672
SH
SOLE
672
0
0
SPDR SERIES TRUST
S&P PHARMAC
78464A722
30
752
SH
SOLE
752
0
0
SPDR SERIES TRUST
S&P RETAIL ETF
78464A714
19
420
SH
SOLE
420
0
0
SPROTT PHYSICAL SILVER TR
TR UNIT
85207K107
74
11861
SH
SOLE
11861
0
0
SSGA ACTIVE ETF TR
BLKSTN GSOSRLN
78467V608
253
5449
SH
SOLE
5449
0
0
SSGA ACTIVE ETF TR
GLOBL ALLO ETF
78467V400
4
119
SH
SOLE
119
0
0
STAG INDL INC
COM
85254J102
609
29910
SH
SOLE
29910
0
0
STERICYCLE INC
COM
858912108
371
2943
SH
SOLE
2943
0
0
SUN CMNTYS INC
COM
866674104
207
2890
SH
SOLE
2890
0
0
TEMPLETON EMERG MKTS INCOME
COM
880192109
529
51500
SH
SOLE
51500
0
0
TEMPLETON GLOBAL INCOME FD
COM
880198106
450
69000
SH
SOLE
69000
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
488
4630
SH
SOLE
4630
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
621
6200
SH
SOLE
6200
0
0
VANGUARD BD INDEX FD INC
LONG TERM BOND
921937793
4
41
SH
SOLE
41
0
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
34
425
SH
SOLE
425
0
0
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
398
4808
SH
SOLE
4808
0
0
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
16
195
SH
SOLE
195
0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
177
1666
SH
SOLE
1666
0
0
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
116
1238
SH
SOLE
1238
0
0
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
45
445
SH
SOLE
445
0
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
106
872
SH
SOLE
872
0
0
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
7
84
SH
SOLE
84
0
0
VANGUARD INDEX FDS
REIT ETF
922908553
208
2487
SH
SOLE
2487
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
2382
12632
SH
SOLE
12632
0
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
110
983
SH
SOLE
983
0
0
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
7
68
SH
SOLE
68
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
2931
27961
SH
SOLE
27961
0
0
VANGUARD INDEX FDS
VALUE ETF
922908744
22
272
SH
SOLE
272
0
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
144
3337
SH
SOLE
3337
0
0
VANGUARD INTL EQUITY INDEX F
FTSE SMCAP ETF
922042718
2
18
SH
SOLE
18
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
1162
33607
SH
SOLE
33607
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
109
2250
SH
SOLE
2250
0
0
VANGUARD INTL EQUITY INDEX F
GLB EX US ETF
922042676
7
132
SH
SOLE
132
0
0
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
3
44
SH
SOLE
44
0
0
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
1889
23251
SH
SOLE
23251
0
0
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
2008
55970
SH
SOLE
55970
0
0
VEREIT INC
COM
92339V100
1435
161802
SH
SOLE
161802
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
928
17155
SH
SOLE
17155
0
0
VIPSHOP HLDGS LTD
SPONSORED ADR
92763W103
220
17080
SH
SOLE
17080
0
0
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
577
17993
SH
SOLE
17993
0
0
W P CAREY INC
COM
92936U109
2070
33258
SH
SOLE
33258
0
0
WAL-MART STORES INC
COM
931142103
843
12302
SH
SOLE
12302
0
0
WELLS FARGO & CO NEW
COM
949746101
5304
109675
SH
SOLE
109674
0
0
WELLTOWER INC
COM
95040Q104
283
4079
SH
SOLE
4079
0
0
WESTERN ASSET GLB HI INCOME
COM
95766B109
329
36425
SH
SOLE
36425
0
0
WESTERN ASSET HIGH INCM OPP
COM
95766K109
335
71500
SH
SOLE
71500
0
0
WILLIS TOWERS WATSON PUB LTD
SHS
G96629103
332
2794
SH
SOLE
2794
0
0
XCEL ENERGY INC
COM
98389B100
741
17714
SH
SOLE
17714
0
0
XILINX INC
COM
983919101
626
13206
SH
SOLE
13206
0
0