-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ufnn2U0WpFKxExMioLz+1/v9SV3EbATVtKhS5UCsXevqbhn8SPcphZzb8Np8cBM2 RrJS7KL1ts/ufYLVb/B0gw== 0000950152-98-001059.txt : 19980217 0000950152-98-001059.hdr.sgml : 19980217 ACCESSION NUMBER: 0000950152-98-001059 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980212 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: REALTY REFUND TRUST CENTRAL INDEX KEY: 0000082473 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 346647590 STATE OF INCORPORATION: OH FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-31005 FILM NUMBER: 98535325 BUSINESS ADDRESS: STREET 1: 1385 EATON CENTER STREET 2: 1111 SUPERIOR AVE CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 2167717663 MAIL ADDRESS: STREET 1: 1385 EATON CENTER STREET 2: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WIRTH JAMES F CENTRAL INDEX KEY: 0001055365 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 1615 E NORTHERN AVE STREET 2: STE 105 CITY: PHOENIX STATE: AZ ZIP: 85020 BUSINESS PHONE: 6029441500 MAIL ADDRESS: STREET 1: 1615 E NORTHERN AVE STREET 2: STE 105 CITY: PHOENIX STATE: AZ ZIP: 85020 SC 13D 1 REALTY REFUND TRUST/JAMES WIRTH SCHEDULE 13D 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ------------------ SCHEDULE 13D - -------------------------------------------------------------------------------- Under the Securities Exchange Act of 1934 REALTY REFUND TRUST - -------------------------------------------------------------------------------- (Name of issuer) SHARES OF BENEFICIAL INTEREST - -------------------------------------------------------------------------------- (Title of class of securities) 756125 10 0 - -------------------------------------------------------------------------------- (CUSIP number) JAMES F. WIRTH, 1615 E. NORTHERN AVENUE, SUITE 105, PHOENIX, ARIZONA 85020 (602) 944-1500 - -------------------------------------------------------------------------------- (Name, address and telephone number of person authorized to receive notices and communications) FEBRUARY 2, 1998 - -------------------------------------------------------------------------------- (Date of event which requires filing of this statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1 (b)(3) or (4), check the following box [ ]. Note. Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1 (a) for other parties to whom copies are to be sent. (Continued on following pages) (Page 1 of 5 Pages) 2
- -------------------------------------------------------------------------------------------------------------------------- CUSIP No. 756125 10 0 13D Page 2 of 5 Pages ------------------- ------ ----- - ------------------------------ ------------------------------------------------ - -------------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) JAMES F. WIRTH - -------------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] NOT APPLICABLE - -------------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS AF, PF - -------------------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES OF AMERICA - -------------------------------------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF NONE SHARES ---------------------------------------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 761,644 EACH ---------------------------------------------------------------------------------------------- REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH NONE ---------------------------------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 761,644 - -------------------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 761,644 - -------------------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 45.8% - -------------------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - --------------------------------------------------------------------------------------------------------------------------
3 SCHEDULE 13D Item 1. Security and Issuer. (a) Shares of Beneficial Interest (hereafter "Shares") (b) Realty ReFund Trust (hereafter "RRF") 925 Euclid Avenue Suite 1750 Cleveland, Ohio 44115 Item 2. Identity and Background. (a) James F. Wirth (b) 1615 E. Northern Avenue, Suite 105, Phoenix, Arizona 85020 (c) Chairman, President and Chief Executive Officer of RRF (d) No (e) No (f) United States of America Item 3. Source and Amount of Funds or Other Consideration. Mr. and Mrs. Wirth received 121,812 Shares on February 2, 1998 as a distribution in respect of certain partnership interests owned by them. Mr. and Mrs. Wirth received 639,832 shares on February 2, 1998 in exchange for all of the issued and outstanding capital stock of Buenaventura Properties, Inc., a privately held company wholly-owned by Mr. and Mrs. Wirth. Item 4. Purpose of the transaction. Mr. Wirth acquired the Shares for investment purposes. Item 5. Interest in Securities of the Issuer. (a) Mr. Wirth beneficially owns 761,644 Shares, representing approximately 45.8% of the outstanding Shares. Mr. Wirth owns all of those Shares jointly with his wife, Gail J. Wirth. (b) Mr. Wirth has shared voting and dispositive power with respect to 761,644 Shares. Mr. Wirth shares voting and dispositive power with his wife, Gail J. Wirth. Mrs. Wirth is an officer and/or director of several privately-held companies controlled by her and Mr. Wirth. Mrs. Wirth's business address is 1615 E. Northern Avenue, Suite 105, Phoenix, Arizona 85020. Mrs. Wirth has not, in the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction subjecting her to a judgment, decree 4 or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Mrs. Wirth is a citizen of the United States of America. (c) Mr. and Mrs. Wirth received 121,812 Shares on February 2, 1998 as a distribution in respect of certain partnership interests owned by them. Mr. and Mrs. Wirth received 639,832 shares on February 2, 1998 in exchange for all of the issued and outstanding capital stock of Buenaventura Properties, Inc., a privately held company wholly-owned by Mr. and Mrs. Wirth. (d) Not Applicable. (e) Not Applicable. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. Not Applicable. Item 7. Material to Be Filed as Exhibits. None. 5 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 12, 1998 /s/ James F. Wirth ------------------------------ James F. Wirth -----END PRIVACY-ENHANCED MESSAGE-----