-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KtSecD1AkJr2svq2POpPuLdui2mvIvrzExer0VfYZyph0PWBYjrUSxzNxXMRI2XN pTR+ZBo+wjQvYaG+q7/iww== 0000922140-96-000002.txt : 19960105 0000922140-96-000002.hdr.sgml : 19960105 ACCESSION NUMBER: 0000922140-96-000002 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960104 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: REALTY REFUND TRUST CENTRAL INDEX KEY: 0000082473 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 346647590 STATE OF INCORPORATION: OH FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-31005 FILM NUMBER: 96500862 BUSINESS ADDRESS: STREET 1: 1385 EATON CENTER STREET 2: 1111 SUPERIOR AVE CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 2167717663 MAIL ADDRESS: STREET 1: 1385 EATON CENTER STREET 2: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BOCHNER DANIEL CENTRAL INDEX KEY: 0001001804 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 9480 CHARLEVILLE BLVD STREET 2: STE 18 CITY: BEVERLY HILLS STATE: CA ZIP: 90212 BUSINESS PHONE: 3102769444 MAIL ADDRESS: STREET 1: 9480 CHARLEVILLE BLVD STREET 2: STE 18 CITY: BEVERLY HILLS STATE: CA ZIP: 90212 SC 13D/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 _______________ SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* REALTY REFUND TRUST (Name of Issuer) SHARES OF BENEFICIAL INTEREST WITHOUT PAR VALUE (Title of Class of Securities) 756125100 (CUSIP Number) DAN Z. BOCHNER 9480 CHARLEVILLE BOULEVARD, #18 BEVERLY HILLS, CALIFORNIA 90212 (310) 276-9444 (Name, Address and Telephone Number of Person Authorized to Received Notices and Communications) DECEMBER 6, 1995 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box |__|. Check the following box if a fee is being paid with the statement |__|. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). AMENDMENT NO. 1 TO SCHEDULE 13D Continued CUSIP No. 756125100 Page 2 of 4 Pages 1 Name Of Reporting Person S.S. Or I.R.S. Identification No. Of Above Person DAN Z. BOCHNER, ###-##-#### 2 Check The Appropriate Box If A Member Of A Group* (a) |__| (b) |__| 3 SEC Use Only 4 Source Of Funds* PF 5 Check Box If Disclosure Of Legal Proceedings Is Required Pursuant To Items 2(d) Or 2(e) |__| 6 Citizenship Or Place Of Organization UNITED STATES OF AMERICA Number | 7 Sole Voting Power | of Shares | 132,300 SHARES | Beneficially | 8 Shared Voting Power | Owned By | 0 SHARES | Each | 9 Sole Dispositive Power | Reporting | 132,300 SHARES | Person | 10 Shared Dispositive Power | With | 0 SHARES 11 Aggregate Amount Beneficially Owned By Each Reporting Person 132,300 SHARES 12 Check Box If The Aggregate Amount In Row (11) Excludes Certain Shares* |__| 13 Percent Of Class Represented By Amount In Row (11) 12.96 PERCENT 14 Type Of Reporting Person* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. AMENDMENT NO. 1 TO SCHEDULE 13D Continued CUSIP No. 756125100 Page 3 of 4 Pages Item 3. Source and Amount of Funds or Other Consideration The total amount of funds or other consideration used purchasing the aggregate number of shares of Shares of Beneficial Interest beneficially owned by the undersigned was $882,747, all of which came from personal funds. Item 5. Interest in Securities of the Issuer (a) The aggregate number of shares of Shares of Beneficial Interest beneficially owned by the undersigned is 132,300, which represents 12.96% of all of the outstanding Shares of Beneficial Interest of the Issuer. (c) The following table sets forth information with respect to all transactions by the undersigned of Shares of Beneficial Interest in the last 60 days: Date of Purchase No. of Shares Price ================ ============= ===== 10/25/95 1,000 $4.750 10/27/95 1,000 $4.750 10/30/95 1,000 $4.875 11/01/95 1,000 $5.125 11/14/95 1,000 $4.625 11/16/95 2,000 $4.750 11/17/95 2,100 $4.875 11/20/95 1,000 $4.875 11/21/95 1,000 $5.000 11/22/95 1,000 $5.000 11/29/95 1,000 $4.750 12/01/95 1,000 $4.875 12/06/95 2,000 $4.625 12/07/95 1,700 $4.625 12/13/95 3,000 $4.625 12/15/95 2,500 $4.750 12/20/95 2,000 $5.000 12/22/95 7,000 $8.500 12/27/95 2,000 $4.875 12/28/95 2,000 $4.750 12/28/95 1,000 $4.875 12/28/95 1,000 $5.000 12/28/95 1,000 $5.125 12/29/95 1,000 $5.250 12/29/95 1,000 $5.375 12/29/95 900 $5.500 12/29/95 900 $5.625 All of the above transactions were effected on the open market except for the purchase on December 22, 1995, which was purchased from Dr. Zippora Williams pursuant to an agreement whereby the undersigned agreed to purchase said stock for such price. AMENDMENT NO. 1 TO SCHEDULE 13D Continued CUSIP No. 756125100 Page 4 of 4 Pages After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: January 4, 1996 /S/ DAN Z. BOCHNER --------------------------------------- DAN Z. BOCHNER -----END PRIVACY-ENHANCED MESSAGE-----