-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T8aJiA2HX5Liquif8SQSJAbu+YVbX1aoGNVLVIWbrLNx0A6jORbhZZrpAqrspOeo ksxpEdd4ij9q5G5ZD+6Qaw== 0000922140-95-000013.txt : 19951005 0000922140-95-000013.hdr.sgml : 19951005 ACCESSION NUMBER: 0000922140-95-000013 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19951004 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: REALTY REFUND TRUST CENTRAL INDEX KEY: 0000082473 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 346647590 STATE OF INCORPORATION: OH FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-31005 FILM NUMBER: 95578697 BUSINESS ADDRESS: STREET 1: 1385 EATON CENTER STREET 2: 1111 SUPERIOR AVE CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 2167717663 MAIL ADDRESS: STREET 1: 1385 EATON CENTER STREET 2: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BOCHNER DANIEL CENTRAL INDEX KEY: 0001001804 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 9480 CHARLEVILLE BLVD STREET 2: STE 18 CITY: BEVERLY HILLS STATE: CA ZIP: 90212 BUSINESS PHONE: 3102769444 MAIL ADDRESS: STREET 1: 9480 CHARLEVILLE BLVD STREET 2: STE 18 CITY: BEVERLY HILLS STATE: CA ZIP: 90212 SC 13D 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 __________ SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. __)* REALTY REFUND TRUST (Name of Issuer) SHARES OF BENEFICIAL INTEREST WITHOUT PAR VALUE (Title of Class of Securities) 756125100 (CUSIP Number) DANIEL BOCHNER 9480 CHARLEVILLE BOULEVARD, #18, BEVERLY HILLS, CALIFORNIA 90212 (310) 276-9444 (Name, Address and Telephone Number of Person Authorized to Received Notices and Communications) AUGUST 8, 1995 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box /__/. Check the following box if a fee is being paid with the statement /X/. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D Continued CUSIP No. 756125100 Page 2 of 4 Pages 1 Name Of Reporting Person S.S. Or I.R.S. Identification No. Of Above Person DANIEL BOCHNER, ###-##-#### 2 Check The Appropriate Box If A Member Of A Group* (a) /__/ (b) /__/ 3 SEC Use Only 4 Source Of Funds* PF 5 Check Box If Disclosure Of Legal Proceedings Is Required Pursuant To Items 2(d) Or 2(e) /__/ 6 Citizenship Or Place Of Organization UNITED STATES OF AMERICA Number | 7 Sole Voting Power | of Shares | 79,200 SHARES | Beneficially | 8 Shared Voting Power | Owned By | 0 SHARES | Each | 9 Sole Dispositive Power | Reporting | 79,200 SHARES | Person | 10 Shared Dispositive Power | With | 0 SHARES 11 Aggregate Amount Beneficially Owned By Each Reporting Person 79,200 SHARES 12 Check Box If The Aggregate Amount In Row (11) Excludes Certain Shares* /__/ 13 Percent Of Class Represented By Amount In Row (11) 7.76 PERCENT 14 Type Of Reporting Person* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. SCHEDULE 13D Continued CUSIP No. 756125100 Page 3 of 4 Pages Item 1. Security and Issuer This Schedule 13D relates to the shares of beneficial interest without par value ("Shares of Beneficial Interest") of Realty Refund Trust, an Ohio corporation (the "Issuer"), whose principal executive offices are located at 1385 Eaton Center, Cleveland, Ohio 44114. Item 2. Identity and Background (a) The name of the undersigned is Daniel Bochner. (b) The address of the undersigned is 9480 Charleville Boulevard, #18, Beverly Hills, California 90212. (c) The undersigned's sole present occupation is as an investor. (d) The undersigned has not, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). (e) The undersigned has not, during the last five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction which resulted in or made it subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. (f) The undersigned is a citizen of the United States of America. Item 3. Source and Amount of Funds or Other Consideration The amount of funds or other consideration used in making the purchases was $594,000.00, all of which came from personal funds. Item 4. Purpose of Transaction The purpose of the acquisition of the Shares of Beneficial Interest was solely for investment. Item 5. Interest in Securities of the Issuer (a) The aggregate number of shares of Shares of Beneficial Interest beneficially owned by the undersigned is 79,200, which represents 7.76% of all of the outstanding Shares of Beneficial Interest of the Issuer. (b) The undersigned has sole voting and dispositive power over all of the Shares of Beneficial Interest beneficially owned by the undersigned. SCHEDULE 13D Continued CUSIP No. 756125100 Page 4 of 4 Pages (c) The following table sets forth information with respect to all transactions by the undersigned of Shares of Beneficial Interest in the last 60 days, all of which were effected on the open market: Date of Purchase No. of Shares Price ================ ============= ===== 08/08/95 3,000 $7.875 08/09/95 4,500 $7.750 08/21/95 7,000 $6.500 08/22/95 6,100 $6.250 08/24/95 1,500 $6.500 08/25/95 2,100 $5.875 08/30/95 2,000 $5.500 09/06/95 1,000 $5.875 09/07/95 1,000 $5.875 (d) No other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Shares of Beneficial Interest owned by the undersigned. (e) Not applicable. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer The undersigned has no contracts, arrangements, understandings or relationships (legal or otherwise) with the Issuer. Item 7. Material to Be Filed as Exhibits No exhibits. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: October 3, 1995 /S/ DANIEL BOCHNER --------------------------------------- DANIEL BOCHNER -----END PRIVACY-ENHANCED MESSAGE-----