-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N5jLuDDP1FPr/E9L+EVGDbKWu8pWFUKfLlll5wb3PUfjCN3hYNgAg5QqjyKtkn6O ZU1wFuUdcsZ55UmqVdobGw== 0000912057-96-030636.txt : 19970102 0000912057-96-030636.hdr.sgml : 19970102 ACCESSION NUMBER: 0000912057-96-030636 CONFORMED SUBMISSION TYPE: SC 13D/A CONFIRMING COPY: PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19961231 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: REALTY REFUND TRUST CENTRAL INDEX KEY: 0000082473 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 346647590 STATE OF INCORPORATION: OH FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-31005 FILM NUMBER: 00000000 BUSINESS ADDRESS: STREET 1: 1385 EATON CENTER STREET 2: 1111 SUPERIOR AVE CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 2167717663 MAIL ADDRESS: STREET 1: 1385 EATON CENTER STREET 2: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BOCHNER DANIEL CENTRAL INDEX KEY: 0001001804 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 9480 CHARLEVILLE BLVD STREET 2: STE 18 CITY: BEVERLY HILLS STATE: CA ZIP: 90212 BUSINESS PHONE: 3102769444 MAIL ADDRESS: STREET 1: 1618 COTNER AVENUE CITY: LOS ANGELES STATE: CA ZIP: 90025 SC 13D/A 1 SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 --------------- SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* REALTY REFUND TRUST (Name of Issuer) SHARES OF BENEFICIAL INTEREST WITHOUT PAR VALUE (Title of Class of Securities) 756125100 (CUSIP Number) DAN Z. BOCHNER 1618 COTNER AVENUE LOS ANGELES, CALIFORNIA 90025 (310) 479-1899 (Name, Address and Telephone Number of Person Authorized to Received Notices and Communications) DECEMBER 26, 1996 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box /__/. Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). AMENDMENT NO. 2 TO SCHEDULE 13D Continued CUSIP No. 756125100 Page 2 of 4 Pages 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person DAN Z. BOCHNER, ###-##-#### 2 Check the Appropriate Box if a Member of a Group (a) /__/ (See Instructions) (b) /__/ 3 SEC Use Only 4 Source Of Funds (See Instructions) PF 5 Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) /__/ 6 Citizenship or Place of Organization UNITED STATES OF AMERICA Number | 7 Sole Voting Power | of Shares | 234,900 SHARES | Beneficially | 8 Shared Voting Power | Owned By | 0 SHARES | Each | 9 Sole Dispositive Power | Reporting | 234,900 SHARES | Person | 10 Shared Dispositive Power | With | 0 SHARES 11 Aggregate Amount Beneficially Owned by Each Reporting Person 234,900 SHARES 12 Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) /__/ 13 Percent of Class Represented by Amount in Row (11) 23.0 PERCENT 14 Type of Reporting Person (See Instructions) IN AMENDMENT NO. 2 TO SCHEDULE 13D Continued CUSIP No. 756125100 Page 3 of 4 Pages This statement constitutes Amendment No. 2 to the Schedule 13D dated October 3, 1995 filed with the Securities and Exchange Commission by the undersigned in connection with his beneficial ownership of Shares of Beneficial Interest of Realty Refund Trust. Unless otherwise defined herein, capitalized terms used herein shall have the meanings set forth in said Schedule 13D. Item 2. Identify and Background (b) The address of the undersigned is 1618 Cotner Avenue, Los Angeles, California 90025. Item 3. Source and Amount of Funds or Other Consideration The total amount of funds or other consideration used in purchasing 234,900 Shares of Beneficial Interest beneficially owned by the undersigned was $1,546,929, all of which came from personal funds. Item 4. Purpose of Transaction The undersigned acquired the Shares of Beneficial Interest for investment and reserves the right to acquire additional Shares or to dispose of some or all of such Shares. Item 5. Interest in Securities of the Issuer (a) The aggregate number of Shares of Beneficial Interest beneficially owned by the undersigned is 234,900, which represents 23.0% of all of the outstanding Shares of Beneficial Interest of the Issuer. (c) The following table sets forth information with respect to all transactions by the undersigned in Shares of Beneficial Interest in the last 60 days: Date of Purchase No. of Shares Price ---------------- ------------- ----- 11/14/96 300 $5.625 11/27/96 300 $5.500 12/10/96 200 $5.500 12/16/96 300 $5.500 12/26/96 600 $5.250 All of the above transactions occurred on the open market. AMENDMENT NO. 2 TO SCHEDULE 13D Continued CUSIP No. 756125100 Page 4 of 4 Pages After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: December 30, 1996 /s/ DAN Z. BOCHNER --------------------------------------- Dan Z. Bochner -----END PRIVACY-ENHANCED MESSAGE-----