-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UHYTBaoCvbrgHdZbIv8XKkBrtdYnA12A6lraMLQPQ6Jxu03j+jc4jy8TDa861ltG ceqgxrlETw8sxDaDxc2wqg== 0001144204-10-021985.txt : 20100423 0001144204-10-021985.hdr.sgml : 20100423 20100423171257 ACCESSION NUMBER: 0001144204-10-021985 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100317 FILED AS OF DATE: 20100423 DATE AS OF CHANGE: 20100423 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANTHRACITE CAPITAL INC CENTRAL INDEX KEY: 0001050112 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 133978906 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127545560 MAIL ADDRESS: STREET 1: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: ANTHRACITE MORTGAGE CAPITAL INC DATE OF NAME CHANGE: 19971121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CREDIT SUISSE AG/ CENTRAL INDEX KEY: 0000824468 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13937 FILM NUMBER: 10768019 BUSINESS ADDRESS: STREET 1: PO BOX 900 STREET 2: FHLS CITY: ZURICH STATE: V8 ZIP: CH 8070 BUSINESS PHONE: 41 1 212 16 16 MAIL ADDRESS: STREET 1: PO BOX 900 CITY: ZURICH STATE: V8 ZIP: CH 8070 FORMER NAME: FORMER CONFORMED NAME: CREDIT SUISSE/ DATE OF NAME CHANGE: 20050629 FORMER NAME: FORMER CONFORMED NAME: CREDIT SUISSE FIRST BOSTON/ DATE OF NAME CHANGE: 19970211 FORMER NAME: FORMER CONFORMED NAME: CREDIT SUISSE DATE OF NAME CHANGE: 19921119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DLJ REAL ESTATE CAPITAL PARTNERS IV LP CENTRAL INDEX KEY: 0001423653 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13937 FILM NUMBER: 10768022 BUSINESS ADDRESS: STREET 1: 11 MADISON AVENUE STREET 2: 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 212-538-7118 MAIL ADDRESS: STREET 1: 11 MADISON AVENUE STREET 2: 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DLJ Real Estate Capital IV, Inc. CENTRAL INDEX KEY: 0001432292 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13937 FILM NUMBER: 10768020 BUSINESS ADDRESS: STREET 1: C/O DLJ REAL ESTATE CAPITAL PARTNERS INC STREET 2: ELEVEN MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 212-538-7118 MAIL ADDRESS: STREET 1: C/O DLJ REAL ESTATE CAPITAL PARTNERS INC STREET 2: ELEVEN MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DLJ Real Estate Capital IV, L.P. CENTRAL INDEX KEY: 0001432293 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13937 FILM NUMBER: 10768021 BUSINESS ADDRESS: STREET 1: C/O DLJ REAL ESTATE CAPITAL PARTNERS INC STREET 2: ELEVEN MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 212-538-7118 MAIL ADDRESS: STREET 1: C/O DLJ REAL ESTATE CAPITAL PARTNERS INC STREET 2: ELEVEN MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RECP IV Cite CMBS Equity, L.P. CENTRAL INDEX KEY: 0001432352 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13937 FILM NUMBER: 10768023 BUSINESS ADDRESS: STREET 1: C/O DLJ REAL ESTATE CAPITAL PARTNERS INC STREET 2: ELEVEN MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 212-538-7118 MAIL ADDRESS: STREET 1: C/O DLJ REAL ESTATE CAPITAL PARTNERS INC STREET 2: ELEVEN MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10010 4 1 v182054_ex.xml X0303 4 2010-03-17 0 0001050112 ANTHRACITE CAPITAL INC AHR 0001432352 RECP IV Cite CMBS Equity, L.P. C/O DLJ REAL ESTATE CAPITAL PARTNERS INC ELEVEN MADISON AVENUE NEW YORK NY 10010 0 0 1 0 0001423653 DLJ REAL ESTATE CAPITAL PARTNERS IV LP 11 MADISON AVENUE 16TH FLOOR NEW YORK NY 10010 0 0 1 0 0001432293 DLJ Real Estate Capital IV, L.P. C/O DLJ REAL ESTATE CAPITAL PARTNERS INC ELEVEN MADISON AVENUE NEW YORK NY 10010 0 0 1 0 0001432292 DLJ Real Estate Capital IV, Inc. C/O DLJ REAL ESTATE CAPITAL PARTNERS INC ELEVEN MADISON AVENUE NEW YORK NY 10010 0 0 1 0 0000824468 CREDIT SUISSE AG/ PO BOX 900 ZURICH V8 CH 8070 SWITZERLAND 0 0 1 0 Common Stock, par value $0.001 per share 2010-03-17 4 P 0 6718919 D 0 D Includes shares previously reported by Andrew P. Rifkin on Form 4. On March 17, 2010, the Reporting Persons disposed of 6,718,919 shares of Common Stock for nominal consideration in a privately negotiated transaction. As a result, the Reporting Persons hold less than 10% of the outstanding shares of Common Stock and are no longer subject to Section 16 of the Exchange Act. RECP IV CITE CMBS EQUITY, L.P., By: RECP IV Cite CMBS Investors, L.L.C., /s/ James D. Allen, Vice President 2010-04-23 DLJ REAL ESTATE CAPITAL PARTNERS IV, L.P., By: DLJ Real Estate Capital IV, L.P., By: DLJ Real Estate Capital IV, Inc., /s/ James D. Allen, Vice President 2010-04-23 DLJ REAL ESTATE CAPITAL IV, L.P., By: DLJ Real Estate Capital IV, Inc., /s/ James D. Allen, Vice President 2010-04-23 DLJ REAL ESTATE CAPITAL IV, INC., /s/ James D. Allen, Vice President 2010-04-23 CREDIT SUISSE, /s/ Ivy Dodes, Managing Director 2010-04-23 -----END PRIVACY-ENHANCED MESSAGE-----