-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SdRa2MXQGixjvYtjA6W9cAKyzmOcnJ7FjLphyGCkrP2nIGwPQXCS6NOD+XIc15Zs TribmwMAcpgXsAMEBwq90Q== 0000903423-01-000185.txt : 20010412 0000903423-01-000185.hdr.sgml : 20010412 ACCESSION NUMBER: 0000903423-01-000185 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010331 FILED AS OF DATE: 20010411 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BRIGHAM EXPLORATION CO CENTRAL INDEX KEY: 0001034755 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 752692967 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-22433 FILM NUMBER: 1600126 BUSINESS ADDRESS: STREET 1: 6300 BRIDGE POINT PARKWAY STREET 2: BLDG 2 SUITE 500 CITY: AUSTIN STATE: TX ZIP: 78730 BUSINESS PHONE: 5124273300 MAIL ADDRESS: STREET 1: 6300 BRIDGE POINT PARKWAY STREET 2: BLDG 2 SUITE 500 CITY: AUSTIN STATE: TX ZIP: 78730 COMPANY DATA: COMPANY CONFORMED NAME: CREDIT SUISSE FIRST BOSTON/ CENTRAL INDEX KEY: 0000824468 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: PO BOX 900 STREET 2: FHLS CITY: ZURICH SWITZERLAND MAIL ADDRESS: STREET 1: PO BOX 900 CITY: ZURICH SWITZERLAND FORMER COMPANY: FORMER CONFORMED NAME: CREDIT SUISSE DATE OF NAME CHANGE: 19921119 4 1 0001.txt OMB APPROVAL OMB Number: 3235-0287 Expires December 31, 2001 Estimated average burden hours per response...........0.5 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [_] Check box if no longer subject of Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). ________________________________________________________________________________ 1. Name and Address of Reporting Person* Credit Suisse First Boston, on behalf of the Credit Suisse First Boston business unit - -------------------------------------------------------------------------------- (Last) (First) (Middle) 11 Madison Avenue - -------------------------------------------------------------------------------- (Street) New York NY 10010 - -------------------------------------------------------------------------------- (City) (State) (Zip) ________________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol Brigham Exploration Company (BEXP) ________________________________________________________________________________ 3. IRS Identification Number of Reporting Person, if an Entity (Voluntary) ________________________________________________________________________________ 4. Statement for Month/Year March 2001 ________________________________________________________________________________ 5. If Amendment, Date of Original (Month/Year) ================================================================================ 6. Relationship of Reporting Person to Issuer (Check all applicable) [_] Director [X] 10% Owner [_] Officer (give title below) [_] Other (specify below) ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check applicable line) [X] Form filed by one Reporting Person [_] Form filed by more than one Reporting Person ________________________________________________________________________________ ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================ 6. 4. 5. Owner- Securities Acquired (A) or Amount of ship 3. Disposed of (D) Securities Form: 7. Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of 2. Code ------------------------------- Owned at End (D) or Indirect 1. Transaction (Instr. 8) (A) of Month Indirect Beneficial Title of Security Date ------------ Amount or Price (Instr. 3 (I) Ownership (Instr. 3) (mm/dd/yy) Code V (D) and 4) (Instr.4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Series A Preferred Stock 03/05/01 P 33,694 A (11) 939,194 I (1)(5)(9)(10) - ------------------------------------------------------------------------------------------------------------------------------------ Series A Preferred Stock 03/05/01 P 88,300 A (11) 182,800 I (2)(6)(9)(10) - ------------------------------------------------------------------------------------------------------------------------------------ Series A Preferred Stock 03/05/01 P 362,699 A (11) 362,699 I (3)(7)(8)(9) (10) - ------------------------------------------------------------------------------------------------------------------------------------ Series A Preferred Stock 03/05/01 P 15,307 A (11) 15,307 I (4)(7)(8)(9) (10) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the Form is filed by more than one Reporting Person, see Instruction 4(b)(v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1474 (3-99) FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================ 10. 9. Owner- Number ship of Form 2. Deriv- of Conver- 5. 7. ative Deriv- 11. sion Number of Title and Amount Secur- ative Nature or Derivative 6. of Underlying 8. ities Secur- of Exer- 4. Securities Date Securities Price Bene- ity: In- cise 3. Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct Price Trans- action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene- 1. of action Code of(D) (Month/Day/Year) Amount ative at End In- ficial Title of Deriv- Date (Instr. (Instr. 3, ---------------- or Secur- of direct Owner- Derivative ative (Month/ 8) 4 and 5) Date Expira- Number ity Month (I) ship Security Secur- Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ Warrant $4.75 03/05/01 P 5/10/01 03/05/11 Common 141,869 (11) 6,178,536(+) (I) (1)(5) Stock (9)(10) - ------------------------------------------------------------------------------------------------------------------------------------ Warrant $4.75 03/05/01 P 5/10/01 03/05/11 Common 371,789 (11) 1,001,789(+) (I) (2)(6) Stock (9)(10) - ------------------------------------------------------------------------------------------------------------------------------------ Warrant $4.75 03/05/01 P 5/10/01 03/05/11 Common 1,527,154 (11) 1,527,154(+) (I) (3)(7)(8) Stock (9)(10) - ------------------------------------------------------------------------------------------------------------------------------------ Warrant $4.75 03/05/01 P 5/10/01 03/05/11 Common 64,451 (11) 64,451(+) (I) (4)(7)(8) Stock (9)(10) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: See Attachment A for footnotes: (+) This number represents the aggregate number of shares of Common Stock underlying the Warants beneficially owned at the end of the month. Credit Suisse First Boston, acting solely on behalf of the Credit Suisse First Boston business unit /s/ Lindsay Hollister 4/10/01 - --------------------------------------------- --------- By: Lindsay Hollister, Director Date **Signature of Reporting Person ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number. Attachment A Explanation of Responses (1) These securities are held directly by DLJMB Funding III, Inc. ("Funding III"), which is a Delaware corporation. (2) These securities are held directly by DLJ ESC II, L.P. ("ESC II"), which is a Delaware limited partnership. (3) These securities are held directly by DLJ Merchant Banking Partners III, L.P. ("MBP"), which is a Delaware limited partnership. (4) These securities are held directly by DLJ Offshore Partners III, C.V. ("Offshore"), which is a Netherlands Antilles limited partnership. (5) DLJ Capital Investors, Inc. ("DLJCI"), a Delaware corporation, is the sole stockholder of Funding III. (6) DLJ LBO Plans Management Corporation ("LBO"), a Delaware corporation, is the Managing General Partner of ESC II. (7) DLJ Merchant Banking III, LLC ("MBIII LLC"), a Delaware limited liability company, is the Associate General Partner of MBP and Offshore. (8) DLJ Merchant Banking III, Inc. ("MBIII Inc."), a Delaware corporation, is the managing member of MBIII LLC, Managing General Partner of MBP and Advisory General Partner of Offshore. MBIII Inc. is a wholly owned subsidiary of DLJCI. (9) Credit Suisse First Boston (USA) Inc. ("CSFB-USA"), a Delaware corporation formerly named Donaldson, Lufkin & Jenrette, Inc., is the sole stockholder of DLJCI and LBO. (10) This Form 4 is being filed by Credit Suisse First Boston (the "Bank"), a Swiss bank, on behalf of itself and its subsidiaries, to the extent that they constitute part of the Credit Suisse First Boston business unit (the "CSFB business unit" or the "Reporting Person"). The CSFB business unit is engaged in the corporate and investment banking, trading (equity, fixed income and foreign exchange), private equity investment and derivatives businesses on a worldwide basis. The Bank and its subsidiaries engage in other separately managed activities, most of which constitute the independently operated Credit Suisse Asset Management business unit; the Credit Suisse Asset Management business unit provides asset management and investment advisory services to institutional investors worldwide. Credit Suisse First Boston, Inc. ("CSFBI"), a Delaware corporation, owns 100% of the voting stock of CSFB-USA. The Bank owns a majority of the voting stock, and all of the non-voting stock, of CSFBI. The ultimate parent company of the Bank and CSFBI, and the direct owner of the remainder of the voting stock of CSFBI, is Credit Suisse Group, a corporation formed under the laws of Switzerland ("CSG"). The principal business of CSG is acting as a holding company for a global financial services group with five distinct specialized business units that are independently operated. In addition to the two business units referred to above, CSG and its consolidated subsidiaries (other than the Bank and its subsidiaries) are comprised of (a) the Credit Suisse Private Bank business unit that engages in the global private banking business; (b) the Credit Suisse business unit that engages in the Swiss domestic banking business and (c) the Winterthur business unit that engages in the global insurance business. CSG's business address is Paradeplatz 8, Postfach 1, CH-8070, Zurich, Switzerland. CSG, for purposes of federal securities laws, may be deemed ultimately to control the Bank, and the CSFB business unit. CSG, its executive officers and directors, and its direct and indirect subsidiaries (including all of the business units except the CSFB business unit), may beneficially own securities issued by the Issuer or derivative securities relating thereto, and any such securities are not reported in this statement. Due to the separate management and independent operation of its business units, CSG disclaims beneficial ownership of any such securities beneficially owned by its direct and indirect subsidiaries, including the Reporting Person. The Reporting Person disclaims beneficial ownership of any such securities beneficially owned by CSG and any of CSG's and the Bank's other business units. The Reporting Person disclaims beneficial ownership of securities held directly by any entity described herein except with respect to the Reporting Person's proportionate interest in or ownership of such entity. The filing of this statement shall not be construed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, as an admission of beneficial ownership of the securities reported on this statement. (11) The securities reported herein were purchased pursuant to a Securities Purchase Agreement dated as of March 5, 2001, between Brigham Exploration Company, Funding III, MBP, Offshore and ESC II (the "Agreement"). Pursuant to the Agreement, each of Funding III, MBP, Offshore and ESC II paid $20.00 per unit of securities (the "Unit"), with each Unit consisting of (i) one share of Series A Preferred Stock and (ii) Warrants to purchase 4.210526 shares of Common Stock. -----END PRIVACY-ENHANCED MESSAGE-----