-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q63ElZ+99maTZ+fZ6tpHyefI7Xej34ihbM51/zWNZx+EWKoj5xPPpxFp7xiT5z/n i8Lu13cQT6gQgsY6sZQkCw== 0001104659-03-018286.txt : 20030814 0001104659-03-018286.hdr.sgml : 20030814 20030813195033 ACCESSION NUMBER: 0001104659-03-018286 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030811 FILED AS OF DATE: 20030813 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OAK TECHNOLOGY INC CENTRAL INDEX KEY: 0000824225 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770161486 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 139 KIFER CT CITY: SUNNYVALE STATE: CA ZIP: 94086 BUSINESS PHONE: 4087370888 MAIL ADDRESS: STREET 1: 139 KIFER COURT CITY: SUNNYVALE STATE: CA ZIP: 94086 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SOHN YOUNG CENTRAL INDEX KEY: 0001223726 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25298 FILM NUMBER: 03843057 BUSINESS ADDRESS: STREET 1: 1390 KIFER ROAD CITY: SUNNYVALE STATE: CA ZIP: 94086 BUSINESS PHONE: 40815236500 MAIL ADDRESS: STREET 1: 1390 KIFER ROAD CITY: SUNNYVALE STATE: CA ZIP: 94086 4 1 a4.xml 4 X0201 4 2003-08-11 1 0000824225 OAK TECHNOLOGY INC OAKT 0001223726 SOHN YOUNG 1390 KIFER ROAD SUNNYVALE CA 94086 0 1 0 0 Chief Executive Officer Common Stock 2003-08-11 4 D 0 299940 0 D 0 D Employee Stock Option (Right to Buy) 13.38 2003-08-11 4 D 0 100000 0 D 2010-05-26 Common Stock 100000 0 D Employee Stock Option (Right to Buy) 6.50 2003-08-11 4 D 0 20000 0 D 2008-01-12 Common Stock 20000 0 D Employee Stock Option (Right to Buy) 3.25 2003-08-11 4 D 0 40000 0 D 2008-07-30 Common Stock 40000 0 D Employee Stock Option (Right to Buy) 6.67 2003-08-11 4 D 0 400000 0 D 2011-04-17 Common Stock 400000 0 D Employee Stock Option (Right to Buy) 4.42 2003-08-11 4 D 0 500000 0 D 2012-06-27 Common Stock 500000 0 D Employee Stock Option (Right to Buy) 2.84 2003-08-11 4 D 0 400000 0 D 2013-01-17 Common Stock 400000 0 D Employee Stock Option (Right to Buy) 3.00 2003-08-11 4 D 0 1205000 0 D 2009-02-22 Common Stock 1205000 0 D Disposed of pursuant to the Agreement and Plan of Reorganization between issuer and Zoran Corporation (as amended, the "Merger Agreement") in exchange for 69,676 shares of Zoran common stock having a market value of $23.291 per share on the effective date of the merger. These options vest 24% on the first anniversary of the grant date and the balance vests in a series of successive equal monthly installments of 2% of the remaining option shares measured from the first anniversary of the vesting commencement date. Upon the closing of the merger, the vesting of these options accelerated by 30 months. This option was assumed by Zoran Corporation in the merger and replaced with an option to purchase 28,982 shares of Zoran common stock for $23.20 per share, pursuant to the Merger Agreement This option was assumed by Zoran in the merger and replaced with an option to purchase 6,666 shares of Zoran common stock for $19.50 per share, pursuant to the Merger Agreement. This option was assumed by Zoran in the merger and replaced with an option to purchase 13,332 shares of Zoran common stock for $9.75 per share, pursuant to the Merger Agreement. This option was assumed by Zoran in the merger and replaced with an option to purchase 133,320 shares of Zoran common stock for $20.01 per share, pursuant to the Merger Agreement. This option was assumed by Zoran in the merger and replaced with an option to purchase 166,650 shares of Zoran common stock for $13.26 per share, pursuant to the Merger Agreement. This option was assumed by Zoran in the merger and replaced with an option to purchase 133,320 shares of Zoran common stock for $8.53 per share, pursuant to the Merger Agreement. This option was assumed by Zoran in the merger and replaced with an option to purchase 401,626 shares of Zoran common stock for $9.00 per share, pursuant to the Merger Agreement. John S. Edmunds, by power of attorney 2003-08-11 -----END PRIVACY-ENHANCED MESSAGE-----