0000824142-22-000187.txt : 20220816 0000824142-22-000187.hdr.sgml : 20220816 20220816105514 ACCESSION NUMBER: 0000824142-22-000187 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220812 FILED AS OF DATE: 20220816 DATE AS OF CHANGE: 20220816 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gadiwalla Rony D CENTRAL INDEX KEY: 0001757883 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18953 FILM NUMBER: 221168937 MAIL ADDRESS: STREET 1: 2425 SOUTH YUKON CITY: TULSA STATE: OK ZIP: 74107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AAON, INC. CENTRAL INDEX KEY: 0000824142 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] IRS NUMBER: 870448736 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2425 SOUTH YUKON AVE. CITY: TULSA STATE: OK ZIP: 74107 BUSINESS PHONE: 9185832266 MAIL ADDRESS: STREET 1: 2425 SOUTH YUKON AVE. CITY: TULSA STATE: OK ZIP: 74107 FORMER COMPANY: FORMER CONFORMED NAME: AAON INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: DIAMOND HEAD RESOURCES INC DATE OF NAME CHANGE: 19900808 4 1 wf-form4_166066169775938.xml FORM 4 X0306 4 2022-08-12 1 0000824142 AAON, INC. AAON 0001757883 Gadiwalla Rony D 2425 SOUTH YUKON TULSA OK 74107 0 0 0 1 Former - VP, Info. Technology Common Stock, par value $.004 2022-08-12 4 M 0 1000 36.95 A 28144 D Common Stock, par value $.004 2022-08-12 4 S 0 1000 61.70 D 27144 D Common Stock, par value $.004 2022-08-12 4 D 0 6418 0 D 20726 D Common Stock, par value $.004 2022-08-15 4 M 0 7000 36.95 A 27726 D Common Stock, par value $.004 2022-08-15 4 S 0 3000 63.13 D 24726 D Common Stock, par value $.004 2022-08-15 4 S 0 4000 63.21 D 20726 D Common Stock, par value $.004 6133 I 401(k) Plan Stock Option (Right to Buy) 36.95 2022-08-12 4 M 0 1000 61.70 D 2019-01-02 2022-11-12 Common Stock 1000.0 35133 D Stock Option (Right to Buy) 36.95 2022-08-12 4 D 0 8498 36.95 D 2019-01-02 2022-11-12 Common Stock 8498.0 26635 D Stock Option (Right to Buy) 36.95 2022-08-15 4 M 0 3000 63.13 D 2019-01-02 2022-11-12 Common Stock 3000.0 23635 D Stock Option (Right to Buy) 36.95 2022-08-15 4 M 0 4000 63.21 D 2019-01-02 2022-11-12 Common Stock 4000.0 19635 D Stock Option (Right to Buy) 41.37 2022-08-12 4 D 0 18800 41.37 D 2020-03-11 2022-11-12 Common Stock 18800.0 28200 D Stock Option (Right to Buy) 44.22 2022-08-12 4 D 0 17346 44.22 D 2021-03-11 2022-11-12 Common Stock 17346.0 11564 D Stock Option (Right to Buy) 73.36 2022-08-12 4 D 0 4494 73.36 D 2022-03-11 2022-11-12 Common Stock 4494.0 2247 D Stock Option (Right to Buy) 54.2 2022-08-12 4 D 0 3780 54.20 D 2023-03-15 2022-11-12 Common Stock 3780.0 0 D All shares sold at an exact price. A breakdown is not applicable. Forfeiture of Restricted Stock Awards due to resignation, effective August 12, 2022: 1,560 (granted 01/02/2018), 2,000 (granted 03/11/2019), 1,170 (granted 03/11/2020), 646 (granted 03/11/2021) and 1,042 (granted 03/15/2022). This transaction was executed in multiple trades at prices ranging from $63.00 to $63.32. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $63.13 to $63.42. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Expiration Date is accelerated due to resignation, effective August 12, 2022. Forfeiture of Stock Option Award (granted 01/02/2018) due to resignation, effective August 12, 2022. Forfeiture of Stock Option Award (granted 03/11/2019) due to resignation, effective August 12, 2022. Forfeiture of Stock Option Award (granted 03/11/2020) due to resignation, effective August 12, 2022. Forfeiture of Stock Option Award (granted 03/11/2021) due to resignation, effective August 12, 2022. Forfeiture of Stock Option Award (granted 03/15/2022) due to resignation, effective August 12, 2022. Rony D Gadiwalla 2022-08-16