0000824142-22-000187.txt : 20220816
0000824142-22-000187.hdr.sgml : 20220816
20220816105514
ACCESSION NUMBER: 0000824142-22-000187
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220812
FILED AS OF DATE: 20220816
DATE AS OF CHANGE: 20220816
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gadiwalla Rony D
CENTRAL INDEX KEY: 0001757883
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18953
FILM NUMBER: 221168937
MAIL ADDRESS:
STREET 1: 2425 SOUTH YUKON
CITY: TULSA
STATE: OK
ZIP: 74107
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AAON, INC.
CENTRAL INDEX KEY: 0000824142
STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585]
IRS NUMBER: 870448736
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2425 SOUTH YUKON AVE.
CITY: TULSA
STATE: OK
ZIP: 74107
BUSINESS PHONE: 9185832266
MAIL ADDRESS:
STREET 1: 2425 SOUTH YUKON AVE.
CITY: TULSA
STATE: OK
ZIP: 74107
FORMER COMPANY:
FORMER CONFORMED NAME: AAON INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: DIAMOND HEAD RESOURCES INC
DATE OF NAME CHANGE: 19900808
4
1
wf-form4_166066169775938.xml
FORM 4
X0306
4
2022-08-12
1
0000824142
AAON, INC.
AAON
0001757883
Gadiwalla Rony D
2425 SOUTH YUKON
TULSA
OK
74107
0
0
0
1
Former - VP, Info. Technology
Common Stock, par value $.004
2022-08-12
4
M
0
1000
36.95
A
28144
D
Common Stock, par value $.004
2022-08-12
4
S
0
1000
61.70
D
27144
D
Common Stock, par value $.004
2022-08-12
4
D
0
6418
0
D
20726
D
Common Stock, par value $.004
2022-08-15
4
M
0
7000
36.95
A
27726
D
Common Stock, par value $.004
2022-08-15
4
S
0
3000
63.13
D
24726
D
Common Stock, par value $.004
2022-08-15
4
S
0
4000
63.21
D
20726
D
Common Stock, par value $.004
6133
I
401(k) Plan
Stock Option (Right to Buy)
36.95
2022-08-12
4
M
0
1000
61.70
D
2019-01-02
2022-11-12
Common Stock
1000.0
35133
D
Stock Option (Right to Buy)
36.95
2022-08-12
4
D
0
8498
36.95
D
2019-01-02
2022-11-12
Common Stock
8498.0
26635
D
Stock Option (Right to Buy)
36.95
2022-08-15
4
M
0
3000
63.13
D
2019-01-02
2022-11-12
Common Stock
3000.0
23635
D
Stock Option (Right to Buy)
36.95
2022-08-15
4
M
0
4000
63.21
D
2019-01-02
2022-11-12
Common Stock
4000.0
19635
D
Stock Option (Right to Buy)
41.37
2022-08-12
4
D
0
18800
41.37
D
2020-03-11
2022-11-12
Common Stock
18800.0
28200
D
Stock Option (Right to Buy)
44.22
2022-08-12
4
D
0
17346
44.22
D
2021-03-11
2022-11-12
Common Stock
17346.0
11564
D
Stock Option (Right to Buy)
73.36
2022-08-12
4
D
0
4494
73.36
D
2022-03-11
2022-11-12
Common Stock
4494.0
2247
D
Stock Option (Right to Buy)
54.2
2022-08-12
4
D
0
3780
54.20
D
2023-03-15
2022-11-12
Common Stock
3780.0
0
D
All shares sold at an exact price. A breakdown is not applicable.
Forfeiture of Restricted Stock Awards due to resignation, effective August 12, 2022: 1,560 (granted 01/02/2018), 2,000 (granted 03/11/2019), 1,170 (granted 03/11/2020), 646 (granted 03/11/2021) and 1,042 (granted 03/15/2022).
This transaction was executed in multiple trades at prices ranging from $63.00 to $63.32. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $63.13 to $63.42. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Expiration Date is accelerated due to resignation, effective August 12, 2022.
Forfeiture of Stock Option Award (granted 01/02/2018) due to resignation, effective August 12, 2022.
Forfeiture of Stock Option Award (granted 03/11/2019) due to resignation, effective August 12, 2022.
Forfeiture of Stock Option Award (granted 03/11/2020) due to resignation, effective August 12, 2022.
Forfeiture of Stock Option Award (granted 03/11/2021) due to resignation, effective August 12, 2022.
Forfeiture of Stock Option Award (granted 03/15/2022) due to resignation, effective August 12, 2022.
Rony D Gadiwalla
2022-08-16