0000824142-19-000147.txt : 20190913 0000824142-19-000147.hdr.sgml : 20190913 20190913173125 ACCESSION NUMBER: 0000824142-19-000147 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190912 FILED AS OF DATE: 20190913 DATE AS OF CHANGE: 20190913 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gadiwalla Rony D CENTRAL INDEX KEY: 0001757883 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18953 FILM NUMBER: 191093295 MAIL ADDRESS: STREET 1: 2425 SOUTH YUKON CITY: TULSA STATE: OK ZIP: 74107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AAON, INC. CENTRAL INDEX KEY: 0000824142 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] IRS NUMBER: 870448736 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2425 SOUTH YUKON AVE. CITY: TULSA STATE: OK ZIP: 74107 BUSINESS PHONE: 9185832266 MAIL ADDRESS: STREET 1: 2425 SOUTH YUKON AVE. CITY: TULSA STATE: OK ZIP: 74107 FORMER COMPANY: FORMER CONFORMED NAME: AAON INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: DIAMOND HEAD RESOURCES INC DATE OF NAME CHANGE: 19900808 4 1 wf-form4_156841026928751.xml FORM 4 X0306 4 2019-09-12 0 0000824142 AAON, INC. AAON 0001757883 Gadiwalla Rony D 2425 SOUTH YUKON TULSA OK 74107 0 1 0 0 VP, Information Technology Common Stock, par value $.004 2019-09-12 4 M 0 4000 8.70 A 31934 D Common Stock, par value $.004 2019-09-12 4 S 0 4000 50.38 D 27934 D Common Stock, par value $.004 4560 I 401(k) Plan Stock Option (Right to Buy) 8.7 2019-09-12 4 M 0 4000 50.38 D 2013-08-21 2022-08-21 Common Stock 4000.0 5125 D Stock Option (Right to Buy) 22.15 2017-01-04 2026-01-04 Common Stock 4590.0 4590 D Stock Option (Right to Buy) 34.1 2018-01-04 2027-01-04 Common Stock 21475.0 21475 D Stock Option (Right to Buy) 36.95 2019-01-02 2028-01-02 Common Stock 38900.0 38900 D Stock Option (Right to Buy) 41.37 2020-03-11 2029-03-11 Common Stock 47000.0 47000 D This transaction was executed in multiple trades at prices ranging from $50.35 to $50.40. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Rony D Gadiwalla 2019-09-13