0000824142-19-000145.txt : 20190913
0000824142-19-000145.hdr.sgml : 20190913
20190913172909
ACCESSION NUMBER: 0000824142-19-000145
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190912
FILED AS OF DATE: 20190913
DATE AS OF CHANGE: 20190913
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wakefield Stephen E
CENTRAL INDEX KEY: 0001757894
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18953
FILM NUMBER: 191093287
MAIL ADDRESS:
STREET 1: 2425 SOUTH YUKON
CITY: TULSA
STATE: OK
ZIP: 74107
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AAON, INC.
CENTRAL INDEX KEY: 0000824142
STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585]
IRS NUMBER: 870448736
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2425 SOUTH YUKON AVE.
CITY: TULSA
STATE: OK
ZIP: 74107
BUSINESS PHONE: 9185832266
MAIL ADDRESS:
STREET 1: 2425 SOUTH YUKON AVE.
CITY: TULSA
STATE: OK
ZIP: 74107
FORMER COMPANY:
FORMER CONFORMED NAME: AAON INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: DIAMOND HEAD RESOURCES INC
DATE OF NAME CHANGE: 19900808
4
1
wf-form4_156841013325756.xml
FORM 4
X0306
4
2019-09-12
0
0000824142
AAON, INC.
AAON
0001757894
Wakefield Stephen E
2425 SOUTH YUKON
TULSA
OK
74107
0
1
0
0
VP, Engineering
Common Stock, par value $.004
2019-09-12
4
M
0
1532
22.76
A
8410
D
Common Stock, par value $.004
2019-09-12
4
M
0
849
26.47
A
9259
D
Common Stock, par value $.004
2019-09-12
4
M
0
960
32.80
A
10219
D
Common Stock, par value $.004
2019-09-12
4
S
0
3341
50.54
D
6878
D
Common Stock, par value $.004
4638
I
401(k) Plan
Common Stock
625
I
By Spouse
Stock Option (Right to Buy)
22.76
2019-09-12
4
M
0
1532
50.54
D
2016-12-18
2025-12-18
Common Stock
1532.0
1532
D
Stock Option (Right to Buy)
26.47
2019-09-12
4
M
0
849
50.54
D
2017-08-01
2026-08-01
Common Stock
849.0
566
D
Stock Option (Right to Buy)
32.8
2019-09-12
4
M
0
960
50.54
D
2017-11-18
2026-11-18
Common Stock
960.0
1440
D
Stock Option (Right to Buy)
36.95
2019-01-02
2028-01-02
Common Stock
22200.0
22200
D
Stock Option (Right to Buy)
41.37
2020-03-11
2029-03-11
Common Stock
91000.0
91000
D
This transaction was executed in multiple trades at prices ranging from $50.50 to $50.67. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Stephen E Wakefield
2019-09-13