-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Le0V6iHfEvwiK/QziB1AxayVj6pIQBB3Pct6hq95Nnp5316j85cFRytmBmF4NxoF 3Z+JFeH08M6Wd8Z9V2DHPw== 0001209191-10-036442.txt : 20100701 0001209191-10-036442.hdr.sgml : 20100701 20100701143029 ACCESSION NUMBER: 0001209191-10-036442 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100701 DATE AS OF CHANGE: 20100701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Elizondo David R CENTRAL INDEX KEY: 0001376547 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18602 FILM NUMBER: 10930283 MAIL ADDRESS: STREET 1: 11625 PONDVIEW COURT CITY: CHAMPLIN STATE: MN ZIP: 55316 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ATS MEDICAL INC CENTRAL INDEX KEY: 0000824068 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 411595629 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3905 ANNAPOLIS LA STREET 2: SUITE 105 CITY: MINNEAPOLIS STATE: MN ZIP: 55447 BUSINESS PHONE: 6125537736 MAIL ADDRESS: STREET 1: 3905 ANNAPOLIS LANE STREET 2: SUITE 105 CITY: MINNEAPOLIS STATE: MN ZIP: 55447 FORMER COMPANY: FORMER CONFORMED NAME: ATS MEDCIAL INC DATE OF NAME CHANGE: 19920803 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-06-30 0 0000824068 ATS MEDICAL INC ATSI 0001376547 Elizondo David R 11625 PONDVIEW COURT CHAMPLIN MN 55316 0 1 0 0 VP-Research & Development Common Stock 2010-06-30 4 M 0 40000 0.00 A 123426.709 D Common Stock 2010-06-30 4 S 0 13125 3.9607 D 110301.709 D Restricted Stock Units 2007-09-29 2011-09-29 Common Stock 20000 20000 D Restricted Stock Units 2008-03-15 2012-03-15 Common Stock 17674 17674 D Restricted Stock Units 2009-03-15 2013-03-15 Common Stock 52577 52577 D Restricted Stock Units 2010-06-30 4 M 0 40000 0.00 D 2009-07-30 2013-07-30 Common Stock 40000 0 D Restricted Stock Units 2010-03-15 2014-03-05 Common Stock 52852 52852 D Restricted Stock Units 2011-03-01 2015-03-01 Common Stock 53410 53410 D Restricted Stock Units 2011-03-01 2015-03-01 Common Stock 15000 15000 D Includes shares acquired under the Employee Stock Purchase Plan as of June 30, 2010. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2009. 1 unit for 1 share of Common Stock. Vests in cumulative annual installments of 20% beginning the date shown. Represents last vesting date. Vests in 20% annual cumulative installments starting on the date shown; in the second year remaining vesting is subject to acceleration if certain performance criteria are met. /s/ Deborah K. Chapman, Attorney-in-Fact for David R. Elizondo 2010-07-01 -----END PRIVACY-ENHANCED MESSAGE-----