-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J4xwDl43rMSUlvNxWYyD+vzoaxTpSKP0wBMgQZ4icRxbcvYeYR8voR8j8hit6EFJ KxmrGr2Vzba1cB8dGMSPKw== 0001209191-10-017629.txt : 20100317 0001209191-10-017629.hdr.sgml : 20100317 20100317164533 ACCESSION NUMBER: 0001209191-10-017629 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100315 FILED AS OF DATE: 20100317 DATE AS OF CHANGE: 20100317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Swandal Craig A CENTRAL INDEX KEY: 0001441690 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18602 FILM NUMBER: 10689208 MAIL ADDRESS: STREET 1: 209 GREENBRIAR LANE CITY: BUFFALO STATE: MN ZIP: 55313 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ATS MEDICAL INC CENTRAL INDEX KEY: 0000824068 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 411595629 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3905 ANNAPOLIS LA STREET 2: SUITE 105 CITY: MINNEAPOLIS STATE: MN ZIP: 55447 BUSINESS PHONE: 6125537736 MAIL ADDRESS: STREET 1: 3905 ANNAPOLIS LANE STREET 2: SUITE 105 CITY: MINNEAPOLIS STATE: MN ZIP: 55447 FORMER COMPANY: FORMER CONFORMED NAME: ATS MEDCIAL INC DATE OF NAME CHANGE: 19920803 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-03-15 0 0000824068 ATS MEDICAL INC ATSI 0001441690 Swandal Craig A 3905 ANNAPOLIS LANE NORTH PLYMOUTH MN 55447 0 1 0 0 Vice President of Operations Common Stock 2010-03-15 4 M 0 13213 0.00 A 30515.95 D Common Stock 2010-03-16 4 S 0 5312 2.5022 D 25203.95 D Restricted Stock Units 2009-08-11 2013-08-11 Common Stock 68000 68000 D Restricted Stock Units 2010-03-15 4 M 0 13213 0.00 D 2010-03-15 2014-03-15 Common Stock 66065 52852 D Restricted Stock Units 2011-03-01 2015-03-01 Common Stock 53410 53410 D Restricted Stock Units 2011-03-01 2015-03-01 Common Stock 15000 15000 D Includes shares held in Employee Stock Purchase Plan as of January 31, 2010. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 17, 2009. The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $2.50 to $2.58. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range. 1 unit for 1 share of Common Stock Vests in 20% annual cumulative installments beginning the date shown. Represents last vesting date. /s/ Deborah K. Chapman, as Attorney in Fact for Craig A. Swandal 2010-03-17 -----END PRIVACY-ENHANCED MESSAGE-----