-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ViBkzwpG5c2+wsE5GW2Fqb5X15v9N7yYOWp+PlvXPKaYb5ueAibff/DoG6PBaYvS kVhaA7BAJq9Xl3hlZXZGKg== 0001209191-10-017613.txt : 20100317 0001209191-10-017613.hdr.sgml : 20100317 20100317164036 ACCESSION NUMBER: 0001209191-10-017613 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100315 FILED AS OF DATE: 20100317 DATE AS OF CHANGE: 20100317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COFFINDAFFER THADDEUS CENTRAL INDEX KEY: 0001437376 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18602 FILM NUMBER: 10689166 MAIL ADDRESS: STREET 1: PO BOX 2058 CITY: ROANOKE STATE: TX ZIP: 76262 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ATS MEDICAL INC CENTRAL INDEX KEY: 0000824068 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 411595629 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3905 ANNAPOLIS LA STREET 2: SUITE 105 CITY: MINNEAPOLIS STATE: MN ZIP: 55447 BUSINESS PHONE: 6125537736 MAIL ADDRESS: STREET 1: 3905 ANNAPOLIS LANE STREET 2: SUITE 105 CITY: MINNEAPOLIS STATE: MN ZIP: 55447 FORMER COMPANY: FORMER CONFORMED NAME: ATS MEDCIAL INC DATE OF NAME CHANGE: 19920803 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-03-15 0 0000824068 ATS MEDICAL INC ATSI 0001437376 COFFINDAFFER THADDEUS 3905 ANNAPOLIS LANE N. PLYMOUTH MN 55447 0 1 0 0 Vice President of Sales Common Stock 2010-03-15 4 M 0 49761 0.00 A 167572.667 D Common Stock 2010-03-16 4 S 0 3580 2.5312 D 163992.667 D Common Stock 2010-03-16 4 S 0 4748 2.5311 D 159244.667 D Common Stock 2010-03-16 4 S 0 1256 2.5296 D 157988.667 D Common Stock 2010-03-16 4 S 0 5017 2.531 D 152971.667 D Stock Option (Right to Buy) 3.36 2013-08-06 Common Stock 100000 100000 D Stock Option (Right to Buy) 3.80 2013-10-28 Common Stock 5000 5000 D Stock Option (Right to Buy) 3.80 2013-12-19 Common Stock 20000 20000 D Restricted Stock Units 2007-01-10 2011-01-10 Common Stock 4000 4000 D Restricted Stock Units 2010-03-15 4 M 0 15000 0.00 D 2008-03-15 2012-03-15 Common Stock 45000 30000 D Restricted Stock Units 2010-03-15 4 M 0 4022 0.00 D 2008-03-15 2012-03-15 Common Stock 12066 8044 D Restricted Stock Units 2010-03-15 4 M 0 17526 0.00 D 2009-03-15 2013-03-15 Common Stock 70103 52577 D Restricted Stock Units 2009-07-30 2013-07-30 Common Stock 4000 40000 D Restricted Stock Unit 2010-03-15 4 M 0 13213 0.00 D 2010-03-15 2014-03-15 Common Stock 60665 52852 D Restricted Stock Units 2011-03-01 2015-03-01 Common Stock 53410 53410 D Includes shares held in Employee Stock Purchase Plan as of a plan date of April 30, 2009. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2009. Fully vested. 1 unit for 1 share of Common Stock Vests in 20% annual cumulative installments beginning the date shown. Represents last vesting date. Vests in 25% annual cumulative installments beginning the date shown. Vests in 20% annual cumulative installments starting on the date shown; in the second year remaining vesting is subject to acceleration if certain performance criteria are met. /s/ Deborah K. Chapman, Attorney in Fact for Thaddeus Coffindaffer 2010-03-17 -----END PRIVACY-ENHANCED MESSAGE-----