-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ToP/mGWvxc18pQEBeQylwYXY3LO5oe7IHMwsycx3dy02mkVwKhSugpMYI3B+SMj6 skBvLhSSKuHDO8/Qw7W6UA== 0001209191-09-016797.txt : 20090317 0001209191-09-016797.hdr.sgml : 20090317 20090317160243 ACCESSION NUMBER: 0001209191-09-016797 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090315 FILED AS OF DATE: 20090317 DATE AS OF CHANGE: 20090317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERTHE ASTRID MARIE CENTRAL INDEX KEY: 0001437321 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18602 FILM NUMBER: 09688113 MAIL ADDRESS: STREET 1: 2 PERCH CITY: IRVINE STATE: CA ZIP: 92604 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ATS MEDICAL INC CENTRAL INDEX KEY: 0000824068 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 411595629 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3905 ANNAPOLIS LA STREET 2: SUITE 105 CITY: MINNEAPOLIS STATE: MN ZIP: 55447 BUSINESS PHONE: 6125537736 MAIL ADDRESS: STREET 1: 3905 ANNAPOLIS LANE STREET 2: SUITE 105 CITY: MINNEAPOLIS STATE: MN ZIP: 55447 FORMER COMPANY: FORMER CONFORMED NAME: ATS MEDCIAL INC DATE OF NAME CHANGE: 19920803 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2009-03-15 0 0000824068 ATS MEDICAL INC ATSI 0001437321 BERTHE ASTRID MARIE 3905 ANNAPOLIS LANE N. PLYMOUTH MN 55447 0 1 0 0 VP-Reg Affairs/Qual Assurance Common Stock 2009-03-15 4 M 0 19467 0.00 A 48645.79 D Common Stock 2009-03-16 4 S 0 2400 2.20 D 46245.79 D Common Stock 2009-03-16 4 S 0 4950 2.1248 D 41295.79 D Restricted Stock Units 2007-10-02 2011-10-02 Common Stock 6000 6000 D Restricted Stock Units 2008-02-13 2012-02-13 Common Stock 6000 6000 D Restricted Stock Units 2009-03-15 4 M 0 1941 0.00 D 2008-03-15 2012-03-15 Common Stock 7764 5823 D Restricted Stock Units 2008-08-01 2012-08-01 Common Stock 40000 40000 D Restricted Stock Units 2009-03-15 4 M 0 17526 0.00 D 2009-03-15 2013-03-15 Common Stock 87629 70103 D Restricted Stock Units 2009-07-30 2013-07-30 Common Stock 50000 50000 D Restricted Stock Units 2010-03-15 2014-03-15 Common Stock 66065 66065 D Includes shares held in Employee Stock Purchase Plan as of January 31, 2009. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2009. 1 unit for 1 share of Common Stock Vests in 20% annual cumulative installments beginning the date shown. Represents last vesting date. Vests in 20% annual cumulative installments starting on the date shown; in the second year remaining vesting is subject to acceleration if certain performance criteria are met. /s/ Deborah K. Chapman, Attorney in Fact for Astrid Berthe 2009-03-17 -----END PRIVACY-ENHANCED MESSAGE-----