-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S2IwUPb2u5JBg6TaFULGkioT5OXXrnSJWNOXuOMvMHnn5MBiySUaft22DzbYZARy 5630ReOkb97vPLv7pQjiFA== 0001209191-08-044698.txt : 20080801 0001209191-08-044698.hdr.sgml : 20080801 20080801125247 ACCESSION NUMBER: 0001209191-08-044698 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080730 FILED AS OF DATE: 20080801 DATE AS OF CHANGE: 20080801 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ATS MEDICAL INC CENTRAL INDEX KEY: 0000824068 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 411595629 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3905 ANNAPOLIS LA STREET 2: SUITE 105 CITY: MINNEAPOLIS STATE: MN ZIP: 55447 BUSINESS PHONE: 6125537736 MAIL ADDRESS: STREET 1: 3905 ANNAPOLIS LANE STREET 2: SUITE 105 CITY: MINNEAPOLIS STATE: MN ZIP: 55447 FORMER COMPANY: FORMER CONFORMED NAME: ATS MEDCIAL INC DATE OF NAME CHANGE: 19920803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COFFINDAFFER THADDEUS CENTRAL INDEX KEY: 0001437376 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18602 FILM NUMBER: 08984272 BUSINESS ADDRESS: BUSINESS PHONE: 972-571-2774 MAIL ADDRESS: STREET 1: PO BOX 2058 CITY: ROANOKE STATE: TX ZIP: 76262 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2008-07-30 0 0000824068 ATS MEDICAL INC ATSI 0001437376 COFFINDAFFER THADDEUS 3905 ANNAPOLIS LANE N. PLYMOUTH MN 55447 0 1 0 0 Vice President of Sales Common Stock 76409.667 D Stock Option (Right to Buy) 3.36 2013-08-06 Common Stock 100000 100000 D Stock Option (Right to Buy) 3.80 2013-10-28 Common Stock 5000 5000 D Stock Option (Right to Buy) 3.80 2013-12-19 Common Stock 20000 20000 D Restricted Stock Units 2006-01-10 2009-01-10 Common Stock 1250 1250 D Restricted Stock Units 2007-01-10 2011-01-10 Common Stock 12000 12000 D Restricted Stock Units 2008-03-15 2012-03-15 Common Stock 60000 60000 D Restricted Stock Units 2008-03-15 2012-03-15 Common Stock 16089 16089 D Restricted Stock Units 2009-03-15 2013-03-15 Common Stock 87629 87629 D Restricted Stock Units 2008-07-30 4 A 0 50000 0.00 A 2009-07-30 2013-07-30 Common Stock 50000 50000 D Includes shares held in Employee Stock Purchase Plan as of a plan date of April 30, 2008. Fully vested. 1 unit for 1 share of Common Stock Vests in 25% annual cumulative installments beginning the date shown. Represents last vesting date. Vests in 20% annual cumulative installments beginning the date shown. Vests in 20% annual cumulative installments starting on the date shown; in the second year remaining vesting is subject to acceleration if certain performance criteria are met. /s/ Deborah K. Chapman, Attorney in Fact for Thaddeus Coffindaffer 2008-08-01 -----END PRIVACY-ENHANCED MESSAGE-----